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arXiv:2603.10416 · The Journal of Chemical Physics

Generalized Einstein relations between absorption and emission spectra in the electric-dipole approximation

Jisu Ryu, David M. Jonas

Published Jun 16, 2026• 1 citation
arXivHTMLPDF

Abstract

Recently, Ryu et al. showed that two broadened bands connected by a set of four Einstein-coefficient spectra for stimulated and spontaneous single-photon transitions will obey detailed balance at equilibrium if the spectra satisfy generalized Einstein relations. Here, quantum mechanical expressions for Einstein-coefficient spectra are obtained in the electric-dipole approximation using an intramolecular Boltzmann distribution and the quantized field operators in isotropic, dispersive media of Nienhuis and Alkemade [Physica B+C 81, 181-188 (1976)]. These expressions suggest relationships between Einstein-coefficient spectra and dipole-strength spectra. The electrodynamic relationship between the spectral density for electromagnetic energy and the spectral density for the square of the electric field is developed and used to define dipole-strength spectra in terms of conditional transition probabilities per unit time. These rigorously relate dipole-strength spectra to Einstein-coefficient spectra, thus establishing quantum formulas for dipole-strength spectra and new generalized Einstein relations between dipole-strength spectra. For transitions between two bands, the dipole-strength spectra depend on a single total dipole strength but replace Einstein's degeneracy ratio and transition frequency with a change in standard chemical potential and a single underlying lineshape that is manifested differently in the four spectra. At equilibrium, the relations specify the Stokes' shift between forward and reverse transitions. The relationships between dipole-strength spectra, spontaneous emission spectral densities, and stimulated transition cross sections depend on the refractive index, the dielectric constant, and the local field, but not on the derivative of the refractive index. The broadband relationships reduce to known relationships for narrow spectra inside materials and for line spectra in vacuum.

DOI
10.1063/5.0333359

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Recently, Ryu et al. showed that two broadened bands connected by a set of four Einstein-coefficient spectra for stimulated and spontaneous single-photon transitions will obey detailed balance at equilibrium if the spectra satisfy generalized Einstein relations. Here, quantum mechanical expressions for Einstein-coefficient spectra are obtained in the electric-dipole approximation using an intramolecular Boltzmann distribution and the quantized field operators in isotropic, dispersive media of Nienhuis and Alkemade [Physica B+C 81, 181-188 (1976)]. These expressions suggest relationships between Einstein-coefficient spectra and dipole-strength spectra. The electrodynamic relationship between the spectral density for electromagnetic energy and the spectral density for the square of the electric field is developed and used to define dipole-strength spectra in terms of conditional transition probabilities per unit time. These rigorously relate dipole-strength spectra to Einstein-coefficient spectra, thus establishing quantum formulas for dipole-strength spectra and new generalized Einstein relations between dipole-strength spectra. For transitions between two bands, the dipole-strength spectra depend on a single total dipole strength but replace Einstein's degeneracy ratio and transition frequency with a change in standard chemical potential and a single underlying lineshape that is manifested differently in the four spectra. At equilibrium, the relations specify the Stokes' shift between forward and reverse transitions. The relationships between dipole-strength spectra, spontaneous emission spectral densities, and stimulated transition cross sections depend on the refractive index, the dielectric constant, and the local field, but not on the derivative of the refractive index. The broadband relationships reduce to known relationships for narrow spectra inside materials and for line spectra in vacuum.
We present Einstein coefficient spectra and a detailed-balance derivation of generalized Einstein relations between them that is based on the connection between spontaneous and stimulated emission. If two broadened levels or bands overlap in energy, transitions between them need not be purely absorptive or emissive. Consequently, spontaneous emission can occur in both transition directions, and four Einstein coefficient spectra replace the three Einstein coefficients for a line. At equilibrium, the four different spectra obey five pairwise relationships and one lineshape generates all four. These relationships are independent of molecular quantum statistics and predict the Stokes' shift between forward and reverse transitions required by equilibrium with blackbody radiation. For Boltzmann statistics, the relative strengths of forward and reverse transitions depend on the formal chemical potential difference between the initial and final bands, which becomes the standard chemical potential difference for ideal solutes. The formal chemical potential of a band replaces both the energy and degeneracy of a quantum level. Like the energies of quantum levels, the formal chemical potentials of bands obey the Rydberg-Ritz combination principle. Each stimulated Einstein coefficient spectrum gives a frequency-dependent transition cross-section. Transition cross-sections obey causality and a detailed-balance condition with spontaneous emission, but do not directly obey generalized Einstein relations. Even with an energetic width much less than the photon energy, a predominantly absorptive forward transition with an energetic width much greater than the thermal energy can have such an extreme Stokes' shift that its reverse transition cross-section becomes predominantly absorptive rather than emissive.
Relations described by Einstein connecting the rates of spontaneous emission, stimulated emission, and absorption of radiation by an atomic system in free space are generalized to apply to broadband spectra of quantized systems dilutely distributed in a dielectric medium. Although the gross features of the broadband emission and absorption spectra can be qualitatively different (especially at low temperatures), the various spectra are connected at any specific frequency by simple expressions. For a two-level system imbedded in a medium at temperature TTT, typical equations connecting stimulated-emission and absorption cross sections $\ensuremath{\sigma}(\ensuremath{\omega})$ to the rate $f(\ensuremath{\omega})$ of spontaneous emission of photons per unit solid angle per unit frequency interval are: ${\ensuremath{\sigma}}_{e}(\ensuremath{\omega})={\ensuremath{\sigma}}_{a}(\ensuremath{\omega})\mathrm{exp}[\frac{\ensuremath{\hbar}(\ensuremath{\mu}\ensuremath{-}\ensuremath{\omega})}{\mathrm{kT}}]=f(\ensuremath{\omega}){(\frac{2\ensuremath{\pi}c}{\ensuremath{\omega}n})}^{2}$, where $\ensuremath{\hbar}\ensuremath{\mu}$ is a temperature-dependent excitation potential and nnn is the index of refraction of the host material.
Recently, Ryu et al. [Proc. Natl. Acad. Sci. U. S. A. 121, e2410280121 (2024)] generalized Einstein's three coefficients for absorption, stimulated emission, and spontaneous emission between two quantum levels to a set of four spectra between two broadened bands. The spectra obey generalized Einstein relationships at thermal equilibrium; Einstein's relations are obtained as an approximation for line spectra. Here, the generalized Einstein relation between absorption and stimulated emission dipole-strength spectra is applied to investigate optical lineshape models. Lineshapes for the Bloch model, the stochastic model, and the semi-classical Brownian oscillator model do not obey the generalized Einstein relation and, therefore, fail to satisfy detailed balance with Planck blackbody radiation. The quantum Brownian oscillator model treats a harmonic quantum vibration that is bi-linearly coupled to a thermal bath of quantum harmonic oscillators, which generate damping and a random force. The two-state quantum Brownian oscillator lineshape model provides lineshapes for transitions between two displaced, but otherwise identical, harmonic potential energy surfaces on which the same quantum vibration is coupled to the same thermal bath of quantum harmonic oscillators. The absorption and stimulated emission lineshapes were calculated using the quantum Brownian oscillator model in under-damped, critically damped, and over-damped cases. The thermal and reorganization energies were each varied from values much smaller than the vibrational quantum of energy to values greater than it. All quantum Brownian oscillator lineshapes obey the generalized Einstein relation within the numerical precision of the calculation (14-30 digits), suggesting this lineshape model is compatible with detailed balance. The formula giving the electric-dipole transition cross section in terms of these lineshapes is presented.
Abstract The Einstein A and B coefficients for atom–photon reactions are defined: they describe absorption, stimulated emission, and spontaneous emission. We calculate B and consequently find A by the Einstein trick. The procedure is validated by application of detailed balance. Separating out frequencies permits introduction of the spectral lineshape function (normalized line profile). A reformulation describes transitions involving single atomic states and single field modes. This points to a link with quantum electrodynamics.
Lux aeterna luceat eis. Let there be light. Take the rest of the week off. Atomic energy levels deduced from optical spectra comprise one of the most precisely known sets of physical measurements that exist. However, the precision of the determinations of the relative oscillator strengths of these spectral lines from the relative intensities of spectral lines is much less precise. Fortunately, time-dependent methods for the study of the dynamics of the emission process exist (and are being developed) that permit the transition probability rates, oscillator strengths, and reaction rates to be determined with ever-increasing precision. In most elementary quantum mechanics textbooks, the section on the emission of radiation is the least satisfactory section of the book. Whereas the development of relationships among various spatial overlap integrals between state vectors for various operators (such as the electrostatic dipole moment) can be formulated in a very elegant ab initio manner, the connection of these matrix elements to the time dependence of the system often seems driven by a posteriori assumptions that are extended beyond their justifiable range of applicability. As Fermi observed in stating his Golden Rule , “the transition probability and energy perturbation can be calculated with the help of perturbation theory ( i.e. , there is no better way known).” The Weisskopf–Wigner approximation offers a scheme for making precise calculations, but does not provide the rigor that has characterized so many other areas of quantum mechanics.
Abstract The quantum mechanical description of the interaction of light with atoms treats absorption, gain, and recombination as upward and downward induced transitions of electrons between two states by perturbation due to the optical electric field. This provides the basis for a quantitative theory of diode lasers. The chapter begins with Einstein’s description of absorption, stimulated emission, and spontaneous emission, setting the scene for calculation of the transition probability by solving the time-dependent Schrödinger equation for a coherent superposition of the wavefunctions of two states. The resulting absorption spectrum has a Lorentzian lineshape due to dephasing of these wavefunctions. Expressions for the optical absorption cross section and Einstein coefficients are derived in terms of the dipole matrix element, and the dipole is illustrated using a hypothetical one-dimensional atom. Fermi’s Golden Rule for transitions to a continuum of states (as in quantum wells) is introduced in terms of the momentum matrix element.