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arXiv:2603.09609 · Physical review. B./Physical review. B

Extending the Feynman variational principle and analytical methods to lattice polarons

Serghei N. Klimin, Jacques Tempere, Matthew Houtput, Ingvar Zappacosta, Stefano Ragni, Thomas Hahn, Lorenzo Celiberti, Cesare Franchini, Andrei S. Mishchenko

Published May 27, 2026• 0 citations
arXivHTMLPDF

Abstract

We develop and compare several analytical approximations for the ground state and zero-temperature polaron dispersion in finite-width, nonparabolic conduction bands. The main focus of the work is an extension of the Feynman variational method to a tight-binding lattice, where the effective-mass approximation is no longer applicable. The resulting variational formulation is not restricted to a specific phonon dispersion or electron-phonon interaction and provides a uniform description across weak-, intermediate-, and strong-coupling regimes. In addition, we revisit and generalize other analytical approaches traditionally formulated for continuum polarons, including canonical transformations and self-consistent Wigner-Brillouin-type approximations. For lattice polarons, these methods exhibit qualitative features absent in the continuum case, such as a nontrivial connection between weak- and strong-coupling limits. We show that an improved Wigner-Brillouin scheme yields a momentum-dependent polaron self-energy free of resonances and in good agreement with numerically exact results. All methods are applied to the Holstein model on a tight-binding lattice and are benchmarked against numerically exact calculations, including diagrammatic Monte Carlo (both our calculations and preceding works) and exact diagonalization results. Furthermore, the analytical approaches are extended to polarons with Rashba-type spin-orbit coupling, providing a stringent test of their applicability in systems with nontrivial band structure. Our results demonstrate that the modified Feynman variational method yields ground-state energies and dispersions with accuracy comparable to, and in many cases exceeding, that of other established analytical approaches. The developed framework offers a versatile and reliable analytical description of lattice polarons beyond the continuum approximation.

DOI
10.1103/fdm5-ssfq

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We develop and compare several analytical approximations for the ground state and zero-temperature polaron dispersion in finite-width, nonparabolic conduction bands. The main focus of the work is an extension of the Feynman variational method to a tight-binding lattice, where the effective-mass approximation is no longer applicable. The resulting variational formulation is not restricted to a specific phonon dispersion or electron-phonon interaction and provides a uniform description across weak-, intermediate-, and strong-coupling regimes. In addition, we revisit and generalize other analytical approaches traditionally formulated for continuum polarons, including canonical transformations and self-consistent Wigner-Brillouin-type approximations. For lattice polarons, these methods exhibit qualitative features absent in the continuum case, such as a nontrivial connection between weak- and strong-coupling limits. We show that an improved Wigner-Brillouin scheme yields a momentum-dependent polaron self-energy free of resonances and in good agreement with numerically exact results. All methods are applied to the Holstein model on a tight-binding lattice and are benchmarked against numerically exact calculations, including diagrammatic Monte Carlo (both our calculations and preceding works) and exact diagonalization results. Furthermore, the analytical approaches are extended to polarons with Rashba-type spin-orbit coupling, providing a stringent test of their applicability in systems with nontrivial band structure. Our results demonstrate that the modified Feynman variational method yields ground-state energies and dispersions with accuracy comparable to, and in many cases exceeding, that of other established analytical approaches. The developed framework offers a versatile and reliable analytical description of lattice polarons beyond the continuum approximation.
Including the effect of lattice anharmonicity on electron-phonon interactions has recently garnered attention due to its role as a necessary and significant component in explaining various phenomena, including superconductivity, optical response, and temperature dependence of mobility. This study focuses on analytically treating the effects of anharmonic electron-phonon coupling on the polaron self-energy, combined with numerical Diagrammatic Monte Carlo (DiagMC) data. Specifically, we incorporate a quadratic interaction into the method of squeezed phonon states, which has proven effective for analytically calculating the polaron parameters. Additionally, we extend this method to nonparabolic finite-width conduction bands while maintaining the periodic translation symmetry of the system. Our results are compared with those obtained from Diagrammatic Monte Carlo, partially reported in a recent study [S. Ragni et al., Phys. Rev. B 107, L121109 (2023)], covering a wide range of coupling strengths for the nonlinear interaction. Remarkably, our analytic method predicts the same features as the Diagrammatic Monte Carlo simulation.
The Momentum Average (MA) approximation is a variational approximation that has been applied to analytically calculate the spectral function of single polarons and bipolarons, and was found to quantitatively match numerical results apart from the strongly adiabatic limit. The MA approximation was recently extended to a low carrier concentration of spinless fermions in 1D by making the additional assumption that the N-fermion ground-state is approximated well by the mean-field ground-state. This allowed the spectral function to be calculated analytically outside the Migdal limit. Good agreement was found with Density Matrix Renormalization Group simulations for fermion concentrations up to 0.15. In this thesis, the same approximation is extended to calculate the spectral function of a Holstein polaron for low carrier concentrations of spinless fermions on square and cubic lattices. Polaron effective mass and quasiparticle weight were found to depend strongly on the concentration x, especially in 3D. The 2D mass renormalizations were found to give a close match (< 5% error) to Bold Diagrammatic Monte Carlo (BDMC) results from the literature at all x < 0.2 when coupling is weak. However, there were significant quantitative differences between MA and BDMC results at large coupling. A possible explanation for this discrepancy is the presence of a soft excitation close to the polaron ground state. In addition, an efficient numerical scheme to calculate the real-space free electron propagator for a noninteracting Fermi sea is presented, which is used to calculate the self-energy for the 3D Green’s function at finite concentrations.
The Momentum Average (MA) approximation is a variational approximation that has been applied to analytically calculate the spectral function of single polarons and bipolarons, and was found to quantitatively match numerical results apart from the strongly adiabatic limit. The MA approximation was recently extended to a low carrier concentration of spinless fermions in 1D by making the additional assumption that the N-fermion ground-state is approximated well by the mean-field ground-state. This allowed the spectral function to be calculated analytically outside the Migdal limit. Good agreement was found with Density Matrix Renormalization Group simulations for fermion concentrations up to 0.15. In this thesis, the same approximation is extended to calculate the spectral function of a Holstein polaron for low carrier concentrations of spinless fermions on square and cubic lattices. Polaron effective mass and quasiparticle weight were found to depend strongly on the concentration x, especially in 3D. The 2D mass renormalizations were found to give a close match (< 5% error) to Bold Diagrammatic Monte Carlo (BDMC) results from the literature at all x < 0.2 when coupling is weak. However, there were significant quantitative differences between MA and BDMC results at large coupling. A possible explanation for this discrepancy is the presence of a soft excitation close to the polaron ground state. In addition, an efficient numerical scheme to calculate the real-space free electron propagator for a noninteracting Fermi sea is presented, which is used to calculate the self-energy for the 3D Green’s function at finite concentrations.
In the present work, the problem of an all-coupling analytic description for the optical conductivity of the Fr\"ohlich polaron is treated, with the goal being to bridge the gap in the validity range that exists between two complementary methods: on the one hand, the memory-function formalism and, on the other hand, the strong-coupling expansion based on the Franck-Condon picture for the polaron response. At intermediate coupling, both methods were found to fail as they do not reproduce diagrammatic quantum Monte Carlo results. To resolve this, we modify the memory-function formalism with respect to the Feynman-Hellwarth-Iddings-Platzman approach in order to take into account a nonquadratic interaction in a model system for the polaron. The strong-coupling expansion is extended beyond the adiabatic approximation by including in the treatment nonadiabatic transitions between excited polaron states. The polaron optical conductivity that we obtain at T=0T=0T=0 by combining the two extended methods agrees well, both qualitatively and quantitatively, with the diagrammatic quantum Monte Carlo results in the whole available range of the electron-phonon coupling strength.
The Holstein model often serves as an archetype for electron-phonon interactions and polaron formation in solids. However, precise descriptions of the Holstein polaron are difficult when the phonon frequency is small and the electron-phonon coupling is strong, due to the presence of many phonons in the ground-state. We present a semi-analytical approximation that consists of a variational ansatz with clouds of phonons surrounding the electron in the form of coherent states. This becomes particularly simple and exact in the Lang-Firsov limit. We determine the domain of validity away from this limit, and further explore the improvement achieved with a removal of the requirement that the phonon clouds form coherent states. Both approximations work extremely well for the ground-state energy at strong coupling, and both work surprisingly well also at weak-coupling. For the effective mass, however, both approximations have difficulty, particularly in the crossover region. Moreover, the coherent-state ansatz (CSA) retains an unphysical jump in the crossover region. Nonetheless, the CSA provides a simple and intuitive picture of the polaron ground-state wavefunction, and in addition predicts accurate values for the ground-state energy.
Abstract We propose a simple variational solution for calculating one-particle spectral functions in lattice models of spinless metals with strong electron-phonon coupling. It is based on a generalization of the Momentum Average variational approximation for single polarons, combined with the assumption that the other fermions in the system are locked into an inert Fermi sea. We expect the method to be accurate for fermion addition spectral functions in metals with a small Fermi energy (nearly empty band), and for fermion removal spectral functions in metals with a large Fermi energy (nearly full band), provided that the characteristic phonon frequency is not too small. Both these regions are far from the region where the Migdal theorem holds, thus our results offer new insights into polaronic behavior in a largely unexplored part of the parameter space. Here, we show results for the Holstein coupling in one-dimension and present ways to gauge their accuracy, but ultimately this will need to be verified against numerical calculations. This variational method can be extended straightforwardly to higher dimensions and other forms of electron-phonon coupling.