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arXiv:2603.06075

Grand Canonical-like Thermalization of Quantum Many-body Scars

Jia-wei Wang, Xiang-Fa Zhou, Guang-Can Guo, Zheng-Wei Zhou

quant-phSubmitted Mar 6, 2026• Announced Mar 9, 2026• 0 citations
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Abstract

Quantum many-body scar (QMBS) in kinetically constrained quantum systems challenges the conventional eigenstate thermalization hypothesis (ETH). We develop an effective open-system description for constrained dynamics and introduce the definition of quasiparticle number in the system. Based on this, we formulate a revised ETH that accounts for both diagonal and off-diagonal structures of local observables. By introducing the cross coherence purity (CCP), we obtain a unified characterization of off-diagonal matrix elements and show that the relevant density of states (DOS) is determined by the distribution of eigenstates on the energy--quasiparticle-number plane. We numerically verify an inverse relation between the CCP and this generalized DOS. Applied to the quantum many-body scar model, the revised ETH accurately predicts long-time averages and temporal fluctuations of local observables and explains their dependence on initial states. Our framework shows that the anomalous fluctuations and quasi-periodic dynamics of scar states arise naturally from low-DOS regions. These results provide a unified understanding of thermalization and QMBS in kinetically constrained systems.

Comments
11 pages, 6 figures, including Appendix

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Quantum many-body scar (QMBS) in kinetically constrained quantum systems challenges the conventional eigenstate thermalization hypothesis (ETH). We develop an effective open-system description for constrained dynamics and introduce the definition of quasiparticle number in the system. Based on this, we formulate a revised ETH that accounts for both diagonal and off-diagonal structures of local observables. By introducing the cross coherence purity (CCP), we obtain a unified characterization of off-diagonal matrix elements and show that the relevant density of states (DOS) is determined by the distribution of eigenstates on the energy--quasiparticle-number plane. We numerically verify an inverse relation between the CCP and this generalized DOS. Applied to the quantum many-body scar model, the revised ETH accurately predicts long-time averages and temporal fluctuations of local observables and explains their dependence on initial states. Our framework shows that the anomalous fluctuations and quasi-periodic dynamics of scar states arise naturally from low-DOS regions. These results provide a unified understanding of thermalization and QMBS in kinetically constrained systems.
Quantum many-body scars (QMBSs) in kinetically constrained systems provide a prominent example of weak ergodicity breaking beyond the eigenstate thermalization hypothesis (ETH). In this work we formulate an open-system perspective on constrained dynamics, where kinetic constraints are interpreted as a balance of information exchange between the system and an auxiliary environment. This viewpoint naturally introduces a quasiparticle number that characterizes the information balance and motivates a revised ETH for constrained systems. Specifically, the eigenstate expectation values of local observables can be approximated by a grand-canonical-like average defined on the energy-quasiparticle-number plane. For the off-diagonal part of local observables, the relevant density of states (DOS) is generalized to the same plane and controls the typical magnitude of off-diagonal matrix elements. The revised ETH accurately describes long-time averages and temporal fluctuations of local observables for both QMBSs and thermal dynamics. Within this framework, scarred dynamics arises from low-DOS regions on the energy-quasiparticle-number plane, where off-diagonal elements are less suppressed and the approximate spectrum-generating algebra becomes more pronounced. Our results provide a unified description of thermalization and QMBSs in kinetically constrained systems.
The eigenstate thermalization hypothesis (ETH) provides a fundamental mechanism for emergent statistical mechanics in isolated chaotic quantum systems, asserting that individual energy eigenstates behave as pseudorandom vectors within an energy window. This enables a complete characterization of nontrivial correlations among matrix elements in the energy eigenbasis, as described by the full ETH ansatz. Nevertheless, this description breaks down in systems exhibiting quantum many-body scars, which host non-thermal eigenstates with extensive energy. In this Letter, we address this problem by formulating the \textit{scar full ETH}, which captures correlations among matrix elements involving scar states. The corresponding scaling forms and factorization properties are established using typicality arguments. Multi-time correlation functions for scar states are then organized in terms of both thermal and scar cumulants, providing a nontrivial reorganization of higher-order correlations. We numerically demonstrate the validity of this framework in the paradigmatic model of quantum scars, the PXP model. Our results pave the way for a systematic understanding of intriguing correlations in systems with quantum many-body scars.
The phenomenon of quantum many-body scars (QMBS) has been studied both theoretically and experimentally, due to its unusual violation of the eigenstate thermalization hypothesis (ETH). In this paper, we extend the ETH to a description based on the grand canonical ensemble to depict the thermal properties of QMBS models. For this purpose, we embed the dynamics of kinetically constrained systems within a Lindblad-like master equation, and demonstrate that the violation of the ETH by scar eigenstates is related to their slow decay in the corresponding dissipative process. Within this open system description, we reformulate the ETH to demonstrate that both scar eigenstates and thermal ones exhibit thermalization governed by grand canonical statistics. Consequently, our revised ETH unifies scars and thermal states under a cohesive thermodynamic rule. Our work resolves the fundamental tension between constraint-induced nonergodicity and thermalization paradigms, establishing a unified route to generalized thermalization in quantum many-body systems.
In this work, we will introduce the concept of quantum scarring. Quantum scarring refers to the states inside the chaotic parts of spectra, which significantly differ from predictions for chaotic states. In this work, we will focus on Quantum Many-Body Scars (QMBS), which deviate from the Eigenvector Thermalization Hypothesis (ETH) predictions. First, we will introduce the ETH and several ways in which the QMBS deviate from it; periodic revivals of non-eigenstate QMBS, anomalously low values of entanglement entropy, and localization of Husimi function in the classical limit. We will apply these methods to detect and study QMBS on coupled Lipkin models. 1
Quantum many-body scars are special eigenstates that violate the eigenstate thermalization hypothesis while residing at finite energy density along with thermalizing eigenstates. The spin-1 XY model is known to host a family of such exceptional states originating from long-lived quasiparticle excitations that exhibit anomalously low entanglement entropy and long-time periodic revivals, resulting in weak ergodicity breaking. We study the stability of these scarred states against typical U(1) symmetry preserving perturbation in the XY chain. While perturbation theory can describe the deformed scar states at small system sizes, finite-size scaling of the perturbation matrix elements indicate that the scars ultimately thermalize in larger chains. Nonetheless, we demonstrate that the long-range order associated with the scars decays under the perturbation, and we estimate the relaxation timescale of oscillatory dynamics in certain local observables to be of order λ−2λ^{-2}λ−2, where λλλ is the perturbation strength.
Quantum many-body scars (QMBSs) appear in a flat-band model with interactions on the sawtooth lattice. The flat-band model includes localized eigenstates within compact support, known as compact localized states (CLSs). Some characteristic many-body states can be constructed from the CLSs at a low filling on the flat band. These many-body states are degenerate. Starting with such degenerate states we concretely show how to construct multiple QMBSs with different eigenenergies embedded in the entire spectrum. If the degeneracy is lifted by introducing hopping modulation or weak perturbations, the states lifted by these ways can be viewed as multiple QMBSs. In this work, we focus on the study of the perturbation-induced QMBS. Perturbed states, which are connected to the exact QMBSs in the unperturbed limit, indicate common properties of conventional QMBS systems, that is, a subspace with subvolume- or area-law scaling entanglement entropy, which indicates the violation of the strong eigenstate thermalization hypothesis (ETH). Also for a specific initial state, slow-thermalization dynamics appears. We numerically demonstrate these subjects. The flat-band model with interactions is a characteristic example in nonintegrable systems with the violation of the strong ETH and the QMBS.