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arXiv:2603.02257 · Physica Scripta

Rayleigh-Ritz Variational Method in The Complex Plane

M. W. AlMasri

quant-phSubmitted Feb 27, 2026• Announced Mar 3, 2026• 0 citations
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Abstract

We present a systematic study of the Rayleigh--Ritz variational method for quantum oscillators in the Segal--Bargmann space. We rigorously derive the normalizability condition $|α| < \tfrac{1}{2}$ for generalized Gaussian trial functions $ψ(z) = e^{αz^2 + βz}$ through convergence analysis of Gaussian integrals in the complex plane. Applications to the harmonic oscillator demonstrate exact recovery of the ground state in Segal--Bargmann space when the trial family contains the true solution. For the quartic anharmonic oscillator ($\hat{H} = -\tfrac{1}{2}\partial_x^2 + \tfrac{1}{2}x^2 + λx^4$), adaptive Gaussian ansätze in position space yield a cubic stationarity equation and perturbative energy expansions beyond first order, capturing anharmonic wavefunction narrowing. In contrast, monomial trial functions ($ψ_n(z) = z^n$) in the Segal--Bargmann space -- while providing rigorous upper bounds $E_n = n + \tfrac{1}{2} + \tfrac{3λ}{4}(2n^2 + 2n + 1)$ for excited states -- lack width adaptability and are limited to first-order accuracy for ground-state calculations. We further analyze displaced Gaussians and displaced monomials for asymmetric potentials (e.g., $x^3 + x^4$), showing that displacement parameters are essential to capture parity breaking and stabilization effects ($E_0 \approx \tfrac{1}{2} + \tfrac{3μ}{4} - \tfrac{9λ^2}{4} + \cdots$).

Journal reference
Phys. Scr. 101 145213 (2026)
DOI
10.1088/1402-4896/ae4b99
Comments
11 pages

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We present a systematic study of the Rayleigh--Ritz variational method for quantum oscillators in the Segal--Bargmann space. We rigorously derive the normalizability condition ∣α∣<12|α| < \tfrac{1}{2}∣α∣<21​ for generalized Gaussian trial functions ψ(z)=eαz2+βzψ(z) = e^{αz^2 + βz}ψ(z)=eαz2+βz through convergence analysis of Gaussian integrals in the complex plane. Applications to the harmonic oscillator demonstrate exact recovery of the ground state in Segal--Bargmann space when the trial family contains the true solution. For the quartic anharmonic oscillator (H^=−12∂x2+12x2+λx4\hat{H} = -\tfrac{1}{2}\partial_x^2 + \tfrac{1}{2}x^2 + λx^4H^=−21​∂x2​+21​x2+λx4), adaptive Gaussian ansätze in position space yield a cubic stationarity equation and perturbative energy expansions beyond first order, capturing anharmonic wavefunction narrowing. In contrast, monomial trial functions (ψn(z)=znψ_n(z) = z^nψn​(z)=zn) in the Segal--Bargmann space -- while providing rigorous upper bounds En=n+12+3λ4(2n2+2n+1)E_n = n + \tfrac{1}{2} + \tfrac{3λ}{4}(2n^2 + 2n + 1)En​=n+21​+43λ​(2n2+2n+1) for excited states -- lack width adaptability and are limited to first-order accuracy for ground-state calculations. We further analyze displaced Gaussians and displaced monomials for asymmetric potentials (e.g., x3+x4x^3 + x^4x3+x4), showing that displacement parameters are essential to capture parity breaking and stabilization effects (E0≈12+3μ4−9λ24+⋯E_0 \approx \tfrac{1}{2} + \tfrac{3μ}{4} - \tfrac{9λ^2}{4} + \cdotsE0​≈21​+43μ​−49λ2​+⋯).
We show that variational method for harmonic oscillator in Bargmann representation breaks down since we always end up with one of the exact eigenvalues of Hamiltonian using any normalized monomials in the complex plane. Using the holomorphic representation of pure spin systems , we also encounter the same result found earlier for harmonic oscillators in Bargmann representation. We conclude that the exact energy eigenvalues of these systems are unavoidable starting from any normalized monomials of the complex phase-space coordinate. Since {znn!}\{\frac{z^{n}}{\sqrt{n!}}\}{n!​zn​} form an orthonormal basis, one could in principle expand any complex function f(z)f(z)f(z) in powers of zzz and use this expansion as energy eigenstates. Such expansion is valid since the magnitude of zzz carry no physical information only their non-negative exponents nnn are physically important. These results may lead to new selection principle regarding the quantized energy spectrum of physical systems and enhance our understanding of quantum world.
Both single-well and multiwell one-dimensional anharmonic oscillators have provided an extremely fruitful testing ground for various modern techniques of microscopic quantum many-body theory and quantum field theory. They have served both as (0+1)-dimensional field-theory models of their important counterparts in a higher number of dimensions, and as algebraically simple yet highly nontrivial problems on which various approximation or truncation schemes could be tested to very high orders. Such techniques have included perturbation theory and its many possible resummation schemes, and the coupled-cluster method. In the present paper the spotlight is focused on variational methods, and we concentrate on their application to the particularly demanding double-well quartic anharmonic oscillator. We examine in detail both single-state and multistate variational calculations based on either orthogonal (uncorrelated) or nonorthogonal (correlated) basis functions. Particular attention is paid to the question of the sensitivity and accuracy of the results with respect to any nonlinear parameters that characterize the basis states. Practical schemes are suggested for their choice and are shown to be capable of very high accuracy. Use of this simple model also allows detailed comparisons to be made with other techniques of a perturbative or perturbative-variational hybrid character.
Abstract We obtain accurate eigenvalues of the one-dimensional Schrödinger equation with a Hamiltonian of the form H g = H + gδ(x), where δ(x) is the Dirac delta function. We show that the well known Rayleigh–Ritz variational method is a suitable approach provided that the basis set takes into account the effect of the Dirac delta on the wavefunction. Present analysis may be suitable for an introductory course on quantum mechanics to illustrate the application of the Rayleigh–Ritz variational method to a problem where the boundary conditions play a relevant role and have to be introduced carefully into the trial function. Besides, the examples are suitable for motivating the students to resort to any computer-algebra software in order to calculate the required integrals and solve the secular equations.
We show that the variational method for harmonic oscillator in Bargmann representation blows up since we always end up with one of the exact eigenvalues of the Hamiltonian using any normalized monomials in the complex plane. Using the holomorphic representation of pure spin systems , we also encounter the same result found earlier for harmonic oscillators in Bargmann representation. We conclude that the exact energy outcomes of these systems are unavoidable starting from any normalized monomials of the complex phase-space coordinate. These results may lead to new selection principle regarding the quantized energy spectrum of physical systems. Starting from any normalized complex-variable monomial always give the corresponding exact energy eigenvalue. This fact opens the road for extending the possible energy configuration solutions and enable us to use the whole series expansion techniques in quantum theory.
Complex zeros of wavefunctions represented as entire functions in Bargmann--Fock space encode structural information about the underlying quantum state. Prior work employed zero galleries of randomly generated polynomial superpositions of Fock states as visual fingerprints suitable for classification. Here we examine whether Bargmann zeros of physically realized eigenstates of one-dimensional anharmonic and double-well Hamiltonians carry a recognizable signature of the tunneling transition in the symmetric double well. Ground and first-excited eigenstates are obtained from a variational ansatz consisting of a physically motivated symbolic envelope multiplied by a small flexible correction network, trained by Rayleigh--Ritz minimization of the finite-difference Hamiltonian expectation value and validated to reproduce energies to within ∼10−5 Ha\sim 10^{-5}\,\mathrm{Ha}∼10−5Ha. The resulting wavefunctions are projected onto the harmonic-oscillator basis and the complex zeros of the truncated Bargmann polynomial are located by numerical root-finding. For harmonic and quartic-anharmonic potentials the zeros show no preferred orientation. For double-well eigenstates, by contrast, the zeros condense onto the imaginary axis. A sweep of the barrier parameter aaa from 0.50.50.5 to 2.32.32.3 reveals a continuous migration of zeros toward the imaginary axis, concurrent with the exponential collapse of the tunneling splitting Δ(a)=E1−E0Δ(a) = E_1 - E_0Δ(a)=E1​−E0​ over 3.53.53.5 decades. This condensation is traced to a sign-alternation pattern in the Fock-coefficient spectrum that is characteristic of bimodally localized wavefunctions. The complex zero set of the Bargmann-represented wavefunction thereby provides a compact, purely analytic diagnostic for the tunneling regime of one-dimensional double-well Hamiltonians, extending the random-polynomial zero-image framework to physical eigenstates.