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arXiv:2602.14923 · Physical review. B./Physical review. B

Auxiliary field quantum Monte Carlo at the basis set limit: Application to lattice constants

Moritz Humer, Martin Schlipf, Zoran Sukurma, Sajad Bazrafshan, Georg Kresse

Published Jun 8, 2026• 0 citations
arXivHTMLPDF

Abstract

We present a plane-wave (PW) implementation of the auxiliary-field quantum Monte Carlo (AFQMC) method within the projector augmented-wave (PAW) formalism in the Vienna Simulation Package (VASP). By employing an exact inversion of the PAW overlap operator, our approach maintains cubic scaling while naturally incorporating all excitations defined by the PW cutoff. We benchmark this framework by calculating the equilibrium lattice constants and bulk moduli of C, BN, BP, and Si. Our analysis demonstrates that AFQMC systematically corrects the lack of long-range screening in MP2 and the missing higher-order exchange in RPA. We identify RPA as the optimal reference method because of the rapid convergence of the remaining short-range correlations with respect to supercell size. The resulting lattice constants exhibit a mean absolute relative error of 0.14 % relative to experiment, establishing the method as a rigorous benchmark tool for structural properties of prototypical semiconductors and insulators.

DOI
10.1103/ynv2-vw97

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The phaseless auxiliary-field quantum Monte Carlo (AF QMC) method [S. Zhang and H. Krakauer, Phys. Rev. Lett. 90, 136401 (2003)] is used to carry out a systematic study of the dissociation and ionization energies of second-row group 3A--7A atoms and dimers: Al, Si, P, S, and Cl. In addition, the P2{\mathrm{P}}_{2}P2​ dimer is compared to the third-row As2{\mathrm{As}}_{2}As2​ dimer, which is also triply bonded. This method projects the many-body ground state by means of importance-sampled random walks in the space of Slater determinants. The Monte Carlo phase problem, due to the electron-electron Coulomb interaction, is controlled via the phaseless approximation, with a trial wave function $\ensuremath{\mid}{\ensuremath{\Psi}}_{T}⟩$. As in previous calculations, a mean-field single Slater determinant is used as $\ensuremath{\mid}{\ensuremath{\Psi}}_{T}⟩$. The method is formulated in the Hilbert space defined by any chosen one-particle basis. The present calculations use a plane wave basis under periodic boundary conditions with norm-conserving pseudopotentials. Computational details of the plane wave AF QMC method are presented. The isolated systems chosen here allow a systematic study of the various algorithmic issues. We show the accuracy of the plane wave method and discuss its convergence with respect to parameters such as the supercell size and plane wave cutoff. The use of standard norm-conserving pseudopotentials in the many-body AF QMC framework is examined.
Spin-orbit coupling (SOC) is incorporated into the phaseless plane-wave-based auxiliary-field quantum Monte Carlo (pw-AFQMC) method. This integration is implemented using optimized multiple-projector norm-conserving pseudopotentials, which are derived from the fully-relativistic (FR) atomic all-electron Dirac-like equation. The inclusion of SOC enables accurate phaseless pw-AFQMC calculations that capture both electronic correlation and SOC effects concurrently, greatly improving the method's applicability for studying systems containing heavy atoms. We discuss the form of FR pseudopotentials and detail the corresponding formulations of phaseless pw-AFQMC with a two-component Hamiltonian in the spinor basis. The accuracy of our approach is demonstrated by computing the dissociation energy of molecule I2 and the cohesive energy of bulk Pb, highlighting the large influence of SOC in both. Subsequently, we determine the transition pressure of the III-V compound InP from its zinc-blende to rock-salt phase by constructing and analyzing their respective equations of state.