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arXiv:2602.12990 · Physical review. B./Physical review. B

Diagnosing energy gap in quantum spin liquids via polarization amplitude

Takayuki Yokoyama, Yasuhiro Tada

Published May 11, 2026• 1 citation
arXivHTMLPDF

Abstract

Identifying whether a many-body ground state is gapped or gapless is a fundamental yet challenging problem, especially in quantum spin liquids. In this work, we develop a gap-diagnostic scheme based on the polarization amplitude defined via a twist operator, evaluated within the infinite density-matrix renormalization group (iDMRG) framework. As a benchmark, analysis of the spin-$1/2$ XXZ chain demonstrates that the polarization amplitude clearly distinguishes the gapless Tomonaga-Luttinger liquid from the gapped Néel phase. We then extend this framework to infinite cylinders of the spin-$1/2$ XY-$J_χ$ model on the square lattice. We find that the polarization amplitude sharply detects the transition between the gapless XY phase and the gapped chiral spin liquid phase. These results show that polarization amplitudes provide a strong energy-gap diagnostic in two-dimensional frustrated quantum magnets, including quantum spin liquids.

DOI
10.1103/nrbk-mqgz

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Identifying whether a many-body ground state is gapped or gapless is a fundamental yet challenging problem, especially in quantum spin liquids. In this work, we develop a gap-diagnostic scheme based on the polarization amplitude defined via a twist operator, evaluated within the infinite density-matrix renormalization group (iDMRG) framework. As a benchmark, analysis of the spin-1/21/21/2 XXZ chain demonstrates that the polarization amplitude clearly distinguishes the gapless Tomonaga-Luttinger liquid from the gapped Néel phase. We then extend this framework to infinite cylinders of the spin-1/21/21/2 XY-JχJ_χJχ​ model on the square lattice. We find that the polarization amplitude sharply detects the transition between the gapless XY phase and the gapped chiral spin liquid phase. These results show that polarization amplitudes provide a strong energy-gap diagnostic in two-dimensional frustrated quantum magnets, including quantum spin liquids.
We perform a density-matrix renormalization group (DMRG) study of the S=1/2 Heisenberg antiferromagnet on the kagome lattice to identify the conjectured spin liquid ground state. Exploiting SU(2) spin symmetry, which allows us to keep up to 16,000 DMRG states, we consider cylinders with circumferences up to 17 lattice spacings and find a spin liquid ground state with an estimated per site energy of -0.4386(5), a spin gap of 0.13(1), very short-range decay in spin, dimer and chiral correlation functions, and finite topological entanglement γ consistent with γ=log(2)2, ruling out gapless, chiral, or nontopological spin liquids in favor of a topological spin liquid of quantum dimension 2, with strong evidence for a gapped topological Z(2) spin liquid.
We perform a density-matrix renormalization group (DMRG) study of the S=1/2 Heisenberg antiferromagnet on the kagome lattice to identify the conjectured spin liquid ground state. Exploiting SU(2) spin symmetry, which allows us to keep up to 16,000 DMRG states, we consider cylinders with circumferences up to 17 lattice spacings and find a spin liquid ground state with an estimated per site energy of -0.4386(5), a spin gap of 0.13(1), very short-range decay in spin, dimer and chiral correlation functions and finite topological entanglement gamma consistent with gamma=ld 2, ruling out gapless, chiral or non-topological spin liquids. At the same time, DMRG results provide strong evidence for a gapped topological Z2 spin liquid.
We study the spin liquid state of the YC6 triangular lattice Heisenberg model (THM). A flux phase is attached to each site and is equivalent to twisted boundary conditions on the infinite cylinder system. The numerical investigation was done by utilizing the density matrix renormalization group (DMRG) method implemented via matrix product state (MPS) ansatz. In this study, we have obtained two different ground states corresponding to the different sectors of symmetry. Due to the finite circumference of the cylinder, these two states have slightly different energies. The existence of a finite correlation length throughout the entire twist angle range of the sector with the lower energy indicates that the system is gapped. However, due to the unconventional scaling of the correlation length in the other sector of symmetry, the gap remains inconclusive.
We use the density matrix renormalization group method to calculate several energy eigenvalues of the frustrated S=1/2 square-lattice J_{1}-J_{2} Heisenberg model on 2L×L cylinders with L≤10. We identify excited-level crossings versus the coupling ratio g=J_{2}/J_{1} and study their drifts with the system size L. The lowest singlet-triplet and singlet-quintuplet crossings converge rapidly (with corrections ∝L^{-2}) to different g values, and we argue that these correspond to ground-state transitions between the Néel antiferromagnet and a gapless spin liquid, at g_{c1}≈0.46, and between the spin liquid and a valence-bond solid at g_{c2}≈0.52. Previous studies of order parameters were not able to positively discriminate between an extended spin liquid phase and a critical point. We expect level-crossing analysis to be a generically powerful tool in density matrix renormalization group studies of quantum phase transitions.
We analyze the antiferromagnetic spin-1/2 XXZ model on the kagome lattice at finite external magnetic field with the help of a non-perturbative zero-temperature renormalization group (RG) technique. The exact nature of the ground and excited state properties (e.g. gapped or gapless spectrum etc) of this system are still debated. Approximate methods have typically been adopted towards understanding the low-energy spectrum. Following the work of Kumar et al (2014 Phys. Rev. B 90 174409), we use a Jordan–Wigner transformation to map the spin problem into one of spinless fermions (spinons) in the presence of a statistical gauge field, and with nearest-neighbor interactions. While the work of Kumar et al was confined mostly to the plateau at 1/3-filling (magnetization per site) in the XY regime, we analyze the role of inter-spinon interactions in shaping the phases around this plateau in the entire XXZ model. The RG phase diagram obtained contains three spin liquid phases whose position is determined as a function of the exchange anisotropy and the energy scale for fluctuations arising from spinon scattering. Two of these spins liquids are topologically ordered states of matter with gapped, degenerate states on the torus. The gap for one of these phases corresponds to the one-spinon band gap of the Azbel–Hofstadter spectrum for the XY part of the Hamiltonian, while the other arises from two-spinon interactions. The Heisenberg point of this problem is found to lie within the interaction gapped spin liquid phase, in broad agreement with a recent experimental finding. The third phase is an algebraic spin liquid with a gapless Dirac spectrum for spinon excitations, and possess properties that show departures from the Fermi liquid paradigm. The three phase boundaries correspond to critical theories, and meet at a SU (2)-symmetric multicritical point. This special critical point agrees well with the gap-closing transition point predicted by Kumar et al . We discuss the relevance of our findings to various recent experiments, as well as results obtained from other theoretical analyses.
The expectation value of the twist operator has been widely used as a polarization-based index for gapped and gapless phases in interacting quantum many-body systems. Although numerous studies support this usage in specific settings and rigorous results have established the validity of the criterion in important settings, the precise assumptions required for it to sharply distinguish gapped and gapless phases under more general conditions have not been fully clarified. In this work, we clarify the logical status of polarization-based indices by formulating symmetry-based statements under explicitly stated assumptions. We identify the role of ground-state degeneracy in the statements for gapped systems and clarify the distinct assumptions required to exclude gapless scenarios that could otherwise mimic gapped behavior in the thermodynamic limit. Building on this controlled framework, we construct a meaningful extension beyond one dimension, emphasizing that such an extension is nontrivial and cannot be obtained by a straightforward generalization of the one-dimensional twist operator. Our results delineate the regime in which polarization-based quantities are justified as sharply defined many-body indices.