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arXiv:2602.06167 · Journal of Chemical Theory and Computation

Determining the ensemble N-representability of Reduced Density Matrices

Ofelia B. Oña, Gustavo E. Massaccesi, Pablo Capuzzi, Luis Lain, Alicia Torre, Juan E. Peralta, Diego R. Alcoba, Gustavo E. Scuseria

quant-phSubmitted Feb 5, 2026• Announced Feb 9, 2026• 1 citation
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Abstract

The N-representability problem for reduced density matrices remains a fundamental challenge in electronic structure theory. Following our previous work that employs a unitary-evolution algorithm based on an adaptive derivative-assembled pseudo-Trotter variational quantum algorithm to probe pure-state N-representability of reduced density matrices [J. Chem. Theory Comput. 2024, 20, 9968], in this work we propose a practical framework for determining the ensemble N-representability of a p-body matrix. This is accomplished using a purification strategy consisting of embedding an ensemble state into a pure state defined on an extended Hilbert space, such that the reduced density matrices of the purified state reproduce those of the original ensemble. By iteratively applying variational unitaries to an initial purified state, the proposed algorithm minimizes the Hilbert-Schmidt distance between its p-body reduced density matrix and a specified target p-body matrix, which serves as a measure of the N-representability of the target. This methodology facilitates both error correction of defective ensemble reduced density matrices, and quantum-state reconstruction on a quantum computer, offering a route for density-matrix refinement. We validate the algorithm with numerical simulations on systems of two, three, and four electrons in both, simple models as well as molecular systems at finite temperature, demonstrating its robustness.

Journal reference
J. Chem. Theory Comput. 2026, 22, 1, 399-406
DOI
10.1021/acs.jctc.5c01788

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It is well known that determining the energy of molecules and other quantum many-body systems reduces in the standard approximation to optimizing a simple linear functional of a 12-variable object, the two-electron reduced density matrix (2-RDM). The difficulty is that the variation ensemble for that functional has never been satisfactorily determined. This is known as the N-representability problem of quantum chemistry (which to a large extent is a problem of quantum information theory). The situation has given rise to competing research programs, typically trading more complicated functionals for simpler representability conditions. Chief among them is density functional theory, based on a three-variable object for which the N-representability is trivial, whereas the exact functional is very strange indeed, and probably forever unknowable. An intermediate position is occupied by 1-RDM functional theory. Postulated by Pauli to explain the electronic structure of atoms and molecules, the exclusion principle establishes an upper bound of 1 for the fermionic natural occupation numbers, accordingly allowing no more than one electron in each quantum state. This is a necessary and sufficient condition for a 1-RDM to be the contraction of an ensemble N-body density matrix. The fermionic one-body quantum marginal problem asks whether given natural occupation numbers can arise from an antisymmetric (ensemble or pure) N-particle state. The configuration interaction method affords optimal descriptions of quantum states of atoms and molecules by expanding the wave function in terms of orbital-based configurations of Slater determinants. For these systems, the dimension of the Hilbert space grows binomially with m, the number of spin-orbitals in the basis of the one-particle Hilbert space, and N, the number of electrons of the system. It has been observed that for the rank-six approximation of a pure-state N=3 system, the occupation numbers satisfy some additional constraints, stronger than the Pauli exclusion principle. The recent analysis by Alexander Klyachko and coworkers of the one-body marginal problem of the pure N-fermion state establishes a systematic approach to this type of constraints. In fact, for a pure quantum system of N electrons arranged in m spin-orbitals the occupation numbers satisfy a set of linear inequalities, known as generalized Pauli constraints (GPC). These inequalities define a convex polytope of allowed states in R^m. They are conditions for a 1-RDM to be the contraction of a N-body state. When one of the GPC is completely saturated, the system is said to be pinned, and it lies on one of the facets of the polytope. The nature of those conditions has been explored till now only in a few systems: a model of three spinless fermions confined to a one-dimensional harmonic potential, the lithium isoelectronic series and ground and excited states of some three- and four-electron molecules for the rank being at least twice the number of electrons. For all these systems the inequalities are (quite often) nearly saturated. This is the so-called quasipinning phenomenon. In this PhD thesis we have taken up the challenge of using numerical and analytical methods to examine pinned and quasipinned states, for atoms and molecules, starting from scratch with configuration-interaction and multiconfiguration self-consistent methods. This procedure serves to study the occurrence of quasipinning in realistic systems. A second goal is to show how the subsets of pinned states defined by GPC give rise to the most efficient approach from a computational viewpoint, yielding the leading order of the electron-electron correlations. As a consequence, we underline in this thesis the theoretical and practical importance of Klyachko's approach to the quantum marginal problem and its impact on the competing research programs to determine feasible electronic densities, 1-RDM, 2-RDM, intracular distributions or Wigner density quasiprobabilities. In relation with the above, our research provides a new variational optimization method for few-fermion ground states. We quantitatively confirm its high accuracy for quasipinned systems and derive an upper bound on the error of the correlation energy given by the ratio of the numerical value of the Klyachko inequality and the distance to the Hartree-Fock point. Depending on the details of the algorithm, we are able to reach 98%-99% of the correlation energy for such systems.

•Jan 1, 2015•4 citations
The N-representability problem for reduced density matrices remains a fundamental challenge in electronic structure theory. Following our previous work that employs a unitary-evolution algorithm based on an adaptive derivative-assembled pseudo-Trotter variational quantum algorithm to probe pure-state N-representability of reduced density matrices [J. Chem. Theory Comput. 2024, 20, 9968], in this work we propose a practical framework for determining the ensemble N-representability of a p-body matrix. This is accomplished using a purification strategy consisting of embedding an ensemble state into a pure state defined on an extended Hilbert space, such that the reduced density matrices of the purified state reproduce those of the original ensemble. By iteratively applying variational unitaries to an initial purified state, the proposed algorithm minimizes the Hilbert-Schmidt distance between its p-body reduced density matrix and a specified target p-body matrix, which serves as a measure of the N-representability of the target. This methodology facilitates both error correction of defective ensemble reduced density matrices, and quantum-state reconstruction on a quantum computer, offering a route for density-matrix refinement. We validate the algorithm with numerical simulations on systems of two, three, and four electrons in both, simple models as well as molecular systems at finite temperature, demonstrating its robustness.
The N-representability problem of reduced density matrices represents a fundamental challenge in electronic structure theory. In this work, we focus on the N-representability of transition reduced density matrices and propose a practical approach to embed a p-body transition reduced density matrix (RDM) of an N-particle system into a (p + 1)-body RDM of an (N + 1)-particle system. This embedding allows us to apply a unitary evolution algorithm based on a recently developed adaptive derivative-assembled pseudo-Trotter variational quantum algorithm to determine the N-representability of reduced density matrices. The algorithm works by effectively applying a sequence of unitary transformations to a given (N + 1)-particle initial state in such a way that the distance of a projection of its corresponding (p + 1)-body RDM (embedded p-body transition RDM) to a target is minimized. Our methodology enables the purification of transition reduced density matrices and the reconstruction of approximate wave functions involved in the studied transitions, providing an effective strategy to correct and refine transition density matrices. We validate our approach with numerical simulations on N-particle systems, including a three-electron model system and the H3 molecule, demonstrating its robustness and accuracy.
High Resolution Image Download MS PowerPoint Slide The N -representability problem consists in determining whether, for a given p -body matrix, there exists at least one N -body density matrix from which the p -body matrix can be obtained by contraction, that is, if the given matrix is a p -body reduced density matrix ( p -RDM). The knowledge of all necessary and sufficient conditions for a p -body matrix to be N -representable allows the constrained minimization of a many-body Hamiltonian expectation value with respect to the p -body density matrix and, thus, the determination of its exact ground state. However, the number of constraints that complete the N -representability conditions grows exponentially with system size, and hence, the procedure quickly becomes intractable for practical applications. This work introduces a hybrid quantum-stochastic algorithm to effectively replace the N -representability conditions. The algorithm consists of applying to an initial N -body density matrix a sequence of unitary evolution operators constructed from a stochastic process that successively approaches the reduced state of the density matrix on a p -body subsystem, represented by a p -RDM, to a target p -body matrix, potentially a p -RDM. The generators of the evolution operators follow the well-known adaptive derivative-assembled pseudo-Trotter method (ADAPT), while the stochastic component is implemented by using a simulated annealing process. The resulting algorithm is independent of any underlying Hamiltonian, and it can be used to decide whether a given p -body matrix is N -representable, establishing a criterion to determine its quality and correcting it. We apply the proposed hybrid ADAPT algorithm to alleged reduced density matrices from a quantum chemistry electronic Hamiltonian, from the reduced Bardeen–Cooper–Schrieffer model with constant pairing, and from the Heisenberg XXZ spin model. In all cases, the proposed method behaves as expected for 1-RDMs and 2-RDMs, evolving the initial matrices toward different targets.
This work implements a variational determination of the elements of two-electron reduced density matrices corresponding to the ground and excited states of N-electron interacting systems based on the dispersion operator technique. The procedure extends the previously reported proposal [Nakata et al., J. Chem. Phys. 125, 244109 (2006)] to two-particle interaction Hamiltonians and N-representability conditions for the two-, three-, and four-particle reduced density matrices in the doubly occupied configuration interaction space. The treatment has been applied to describe electronic spectra using two benchmark exactly solvable pairing models: reduced Bardeen-Cooper-Schrieffer and Richardson-Gaudin-Kitaev Hamiltonians. The dispersion operator combined with N-representability conditions up to the four-particle reduced density matrices provides excellent results.
Functionals of the one-body reduced density matrix (1-RDM) are routinely minimized under Coleman's ensemble N-representability conditions. Recently, the topic of pure-state N-representability conditions, also known as generalized Pauli constraints, received increased attention following the discovery of a systematic way to derive them for any number of electrons and any finite dimensionality of the Hilbert space. The target of this work is to assess the potential impact of the enforcement of the pure-state conditions on the results of reduced density-matrix functional theory calculations. In particular, we examine whether the standard minimization of typical 1-RDM functionals under the ensemble N-representability conditions violates the pure-state conditions for prototype 3-electron systems. We also enforce the pure-state conditions, in addition to the ensemble ones, for the same systems and functionals and compare the correlation energies and optimal occupation numbers with those obtained by the enforcement of the ensemble conditions alone.
Functionals of the one-body reduced density matrix (1-RDM) are routinely minimized under Coleman’s ensemble N-representability conditions. Recently, the topic of pure-state N-representability conditions, also known as generalized Pauli constraints, received increased attention following the discovery of a systematic way to derive them for any number of electrons and any finite dimensionality of the Hilbert space. The target of this work is to assess the potential impact of the enforcement of the pure-state conditions on the results of reduced density-matrix functional theory calculations. In particular, we examine whether the standard minimization of typical 1-RDM functionals under the ensemble N-representability conditions violates the pure-state conditions for prototype 3-electron systems. We also enforce the pure-state conditions, in addition to the ensemble ones, for the same systems and functionals and compare the correlation energies and optimal occupation numbers with those obtained by the enforcement of the ensemble conditions alone.
It is well known that determining the energy of molecules and other quantum many-body systems reduces in the standard approximation to optimizing a simple linear functional of a 12-variable object, the two-electron reduced density matrix (2-RDM). The difficulty is that the variation ensemble for that functional has never been satisfactorily determined. This is known as the N-representability problem of quantum chemistry (which to a large extent is a problem of quantum information theory). The situation has given rise to competing research programs, typically trading more complicated functionals for simpler representability conditions. Chief among them is density functional theory, based on a three-variable object for which the N-representability is trivial, whereas the exact functional is very strange indeed, and probably forever unknowable. An intermediate position is occupied by 1-RDM functional theory. Postulated by Pauli to explain the electronic structure of atoms and molecules, the exclusion principle establishes an upper bound of 1 for the fermionic natural occupation numbers, accordingly allowing no more than one electron in each quantum state. This is a necessary and sufficient condition for a 1-RDM to be the contraction of an ensemble N-body density matrix. The fermionic one-body quantum marginal problem asks whether given natural occupation numbers can arise from an antisymmetric (ensemble or pure) N-particle state. The configuration interaction method affords optimal descriptions of quantum states of atoms and molecules by expanding the wave function in terms of orbital-based configurations of Slater determinants. For these systems, the dimension of the Hilbert space grows binomially with m, the number of spin-orbitals in the basis of the one-particle Hilbert space, and N, the number of electrons of the system. It has been observed that for the rank-six approximation of a pure-state N=3 system, the occupation numbers satisfy some additional constraints, stronger than the Pauli exclusion principle. The recent analysis by Alexander Klyachko and coworkers of the one-body marginal problem of the pure N-fermion state establishes a systematic approach to this type of constraints. In fact, for a pure quantum system of N electrons arranged in m spin-orbitals the occupation numbers satisfy a set of linear inequalities, known as generalized Pauli constraints (GPC). These inequalities define a convex polytope of allowed states in R^m. They are conditions for a 1-RDM to be the contraction of a N-body state. When one of the GPC is completely saturated, the system is said to be pinned, and it lies on one of the facets of the polytope. The nature of those conditions has been explored till now only in a few systems: a model of three spinless fermions confined to a one-dimensional harmonic potential, the lithium isoelectronic series and ground and excited states of some three- and four-electron molecules for the rank being at least twice the number of electrons. For all these systems the inequalities are (quite often) nearly saturated. This is the so-called quasipinning phenomenon. In this PhD thesis we have taken up the challenge of using numerical and analytical methods to examine pinned and quasipinned states, for atoms and molecules, starting from scratch with configuration-interaction and multiconfiguration self-consistent methods. This procedure serves to study the occurrence of quasipinning in realistic systems. A second goal is to show how the subsets of pinned states defined by GPC give rise to the most efficient approach from a computational viewpoint, yielding the leading order of the electron-electron correlations. As a consequence, we underline in this thesis the theoretical and practical importance of Klyachko's approach to the quantum marginal problem and its impact on the competing research programs to determine feasible electronic densities, 1-RDM, 2-RDM, intracular distributions or Wigner density quasiprobabilities. In relation with the above, our research provides a new variational optimization method for few-fermion ground states. We quantitatively confirm its high accuracy for quasipinned systems and derive an upper bound on the error of the correlation energy given by the ratio of the numerical value of the Klyachko inequality and the distance to the Hartree-Fock point. Depending on the details of the algorithm, we are able to reach 98%-99% of the correlation energy for such systems.