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arXiv:2601.19699

Orthogonally Constrained CASSCF Framework: Newton-Raphson Orbital Optimization and Nuclear Gradients

Loris Delafosse, Vincent Robert, Saad Yalouz

physics.chem-phquant-phSubmitted Jan 27, 2026• Announced Jan 28, 2026
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Abstract

In a recent work, we introduced the foundations of an orthogonally constrained complete active space self-consistent field (OC-CASSCF) framework that produces state-specific molecular orbitals for mutually orthogonal multiconfigurational electronic states. In the present study, we extend this approach by incorporating a Newton-Raphson orbital-optimization scheme, for which we derive analytical expressions of the orbital gradient and Hessian. Furthermore, we outline a practical route toward the evaluation of analytical nuclear gradients, enabling geometry optimizations within the OC-CASSCF formalism. Benchmark calculations on the three lowest singlet states of LiH and H$_2$O molecules demonstrate a systematic improvement as compared to conventional state-averaged CASSCF, even when using modestly sized active spaces.

DOI
10.1063/5.0324860

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In a recent work, we introduced the foundations of an orthogonally constrained complete active space self-consistent field (OC-CASSCF) framework that produces state-specific molecular orbitals for mutually orthogonal multiconfigurational electronic states. In the present study, we extend this approach by incorporating a Newton-Raphson orbital-optimization scheme, for which we derive analytical expressions of the orbital gradient and Hessian. Furthermore, we outline a practical route toward the evaluation of analytical nuclear gradients, enabling geometry optimizations within the OC-CASSCF formalism. Benchmark calculations on the three lowest singlet states of LiH and H2_22​O molecules demonstrate a systematic improvement as compared to conventional state-averaged CASSCF, even when using modestly sized active spaces.
We present an algorithm for evaluating analytic nuclear energy gradients of the state-averaged density matrix renormalization group complete-active-space self-consistent field (SA-DMRG-CASSCF) theory based on the newly derived coupled-perturbed (CP) DMRG-CASSCF equations. The Lagrangian for the conventional SA-CASSCF analytic gradient theory is extended to the SA-DMRG-CASSCF variant that can fully consider a whole set of constraints on the parameters of multi-root canonical matrix product states formed at all the DMRG block configurations. An efficient algorithm to solve the CP-DMRG-CASSCF equations for determining the multipliers was developed. The complexity of the resultant analytic gradient algorithm is overall the same as that of the unperturbed SA-DMRG-CASSCF algorithm. In addition, a reduced-scaling approach was developed to directly compute the SA reduced density matrices (SA-RDMs) and their perturbed ones without calculating separate state-specific RDMs. As part of our implementation scheme, we neglect the term associated with the constraint on the active orbitals in terms of the active-active rotation in the Lagrangian. Thus, errors from the true analytic gradients may be caused in this scheme. The proposed gradient algorithm was tested with the spin-adapted implementation by checking how accurately the computed analytic energy gradients reproduce numerical gradients of the SA-DMRG-CASSCF energies using a common number of renormalized bases. The illustrative applications show that the errors are sufficiently small when using a typical number of the renormalized bases, which is required to attain adequate accuracy in DMRG's total energies.
We present the density matrix renormalization group self-consistent field (DMRG-SCF) approach that is analogous to the complete active space self-consisted field (CASSCF) method but instead of using for the description of the active space the full configuration interaction (FCI) method, the DMRG-SCF uses the density matrix renormalization group (DMRG) method. The DMRG-SCF approach, similarly to CASSCF, properly describes the multiconfigurational character of the wave function but avoids the exponential scaling of the FCI method and replaces it with a polynomial scaling. Hence, calculations for a larger number of orbitals and electrons in the active space are possible since the DMRG method provides an efficient tool to automatically select from the full Hilbert space the many-body contracted basis states that are the most important for the description of the wave function.
Orbital optimization within the variational quantum eigensolver (VQE) framework is useful for improving active-space quality and accurately capturing electron correlation with shallow quantum circuits. The orbital-optimized unitary coupled cluster (OO-UCC) method [W. Mizukami et al., Phys. Rev. Res. 2, 033421 (2020)], in its original formulation, employs the orbital gradient and Hessian in a Newton--Laphson procedure. In this study, we propose sequential orbital-optimized unitary coupled cluster doubles (SOO-UCCD), extending the gradient-free sequential minimal optimization approach [K. M. Nakanishi et al., Phys. Rev. Res. 2, 043158 (2020)] to orbital rotation parameters. Based on the frequency structure implied by the algebraic properties of the orbital rotation generators, our method determines each orbital rotation angle from a nine-point energy profile. The energy landscape is evaluated by classically transforming the Hamiltonian integrals and contracting them with the reduced density matrices already measured for the VQE energy evaluation. This allows for orbital optimization without evaluating the orbital gradient or Hessian. By building on the core benefits of the OO-UCC framework, our method provides a gradient-free and hyperparameter-free orbital-optimization procedure. State-vector simulations for LiH in the STO-3G basis show that SOO-UCCD reproduces UCCSD-level accuracy along the bond-stretching curve and exhibits macro-iteration convergence comparable to that of L-BFGS-based orbital optimization.
Nuclear gradients and Hessians are fundamental quantities in computational chemistry, essential for a wide range of applications including geometry optimization, vibrational spectroscopy, and molecular property calculations. In this work, we present their analytical implementation on quantum hardware. The methodology is formulated within an active-space framework combining orbital optimization and linear-response theory. On the quantum-computing side, the approach employs the tiled unitary product state (tUPS) ansatz to directly evaluate the tensor elements required for solving the response equations. Moreover, the expectation values are corrected using an adapted confusion-matrix error-mitigation scheme in combination with post-selection criteria. The resulting workflow is assessed on molecular hydrogen and on water through the calculation of potential energy surfaces, nuclear gradients, Hessians, and vibrational frequencies, enabling the evaluation of both its capabilities and current limitations. The results demonstrate good performance for the hydrogen molecule, whereas the water molecule provides a more demanding test of quantum-hardware resources and highlights the trade-offs associated with error-mitigation strategies. The quantified analysis of the results identify the main sources of errors, suggesting improvement directions for more accurate quantum computer applications.
We present an approximate scheme for analytical gradients and nonadiabatic couplings for calculating state-average density matrix renormalization group self-consistent-field wave function. Our formalism follows closely the state-average complete active space self-consistent-field (SA-CASSCF) ansatz, which employs a Lagrangian, and the corresponding Lagrange multipliers are obtained from a solution of the coupled-perturbed CASSCF (CP-CASSCF) equations. We introduce a definition of the matrix product state (MPS) Lagrange multipliers based on a single-site tensor in a mixed-canonical form of the MPS, such that a sweep procedure is avoided in the solution of the CP-CASSCF equations. We apply our implementation to the optimization of a conical intersection in 1,2-dioxetanone, where we are able to fully reproduce the SA-CASSCF result up to arbitrary accuracy.
We propose a state-averaged orbital optimization scheme for improving the accuracy of excited states of the electronic structure Hamiltonian for use on near-term quantum computers. Instead of parameterizing the orbital rotation operator in the conventional fashion as an exponential of an anti-hermitian matrix, we parameterize the orbital rotation as a general partial unitary matrix. Whereas conventional orbital optimization methods minimize the state-averaged energy using successive Newton steps of the second-order Taylor expansion of the energy, the method presented here optimizes the state-averaged energy using an orthogonally-constrained gradient projection method which does not require any expansion approximations. Through extensive benchmarking of the method on various small molecular systems, we find that the method is capable of producing more accurate results than fixed basis FCI while simultaneously using fewer qubits. In particular, we show that for H2\mathrm{H_2}H2​, the method is capable of matching the accuracy of FCI in the cc-pVTZ basis (56 qubits) while only using 14 qubits.