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arXiv:2601.14755

Secure Communication in MIMOME Movable-Antenna Systems with Statistical Eavesdropper CSI

Lei Xie, Peilan Wang, Guanxiong Shen, Guyue Li, Weidong Mei, Liquan CHEN

Published Jan 21, 2026• 0 citations
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Abstract

This paper investigates the potential of movable antennas (MAs) to enhance physical layer security within a multiple-input multiple-output multiple-antenna eavesdropper (MIMOME) system. We consider a practical scenario where the transmitter operates with imperfect eavesdropper channel state information (ECSI), knowing only the instantaneous line-of-sight (LoS) component and the statistical properties of non-line-of-sight (NLoS) component. To rigorously quantify secrecy performance under the ECSI uncertainty, we adopt the ergodic secrecy rate (ESR) as the metric. Since deriving an exact analytical expression for the ESR is intractable, we leverage random matrix theory to derive a deterministic equivalent. This avoids heavy Monte Carlo simulations and also provides explicit insights into the effects of channel spatial statistics on secrecy performance. Building upon the deterministic equivalent, we formulate a joint maximization problem for the transmit precoding matrix and the antenna positions at the legitimate transmitter. To tackle the non-convexity of this optimization problem, we develop a comprehensive alternating optimization framework. Specifically, the precoding matrix is optimized via a majorization-minimization (MM) algorithm, where the gradient is computed by solving an implicit fixed-point equation. For the antenna position optimization, the complexity of the objective function prevents the construction of standard MM surrogate. To this end, we further propose a novel AMSGrad-based surrogate function that relies solely on gradient information. We provide a rigorous theoretical proof that guarantees the convergence of this proposed algorithm despite relaxing the strict majorization conditions.

DOI
10.48550/arxiv.2601.14755

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This paper investigates the potential of movable antennas (MAs) to enhance physical layer security within a multiple-input multiple-output multiple-antenna eavesdropper (MIMOME) system. We consider a practical scenario where the transmitter operates with imperfect eavesdropper channel state information (ECSI), knowing only the instantaneous line-of-sight (LoS) component and the statistical properties of non-line-of-sight (NLoS) component. To rigorously quantify secrecy performance under the ECSI uncertainty, we adopt the ergodic secrecy rate (ESR) as the metric. Since deriving an exact analytical expression for the ESR is intractable, we leverage random matrix theory to derive a deterministic equivalent. This avoids heavy Monte Carlo simulations and also provides explicit insights into the effects of channel spatial statistics on secrecy performance. Building upon the deterministic equivalent, we formulate a joint maximization problem for the transmit precoding matrix and the antenna positions at the legitimate transmitter. To tackle the non-convexity of this optimization problem, we develop a comprehensive alternating optimization framework. Specifically, the precoding matrix is optimized via a majorization-minimization (MM) algorithm, where the gradient is computed by solving an implicit fixed-point equation. For the antenna position optimization, the complexity of the objective function prevents the construction of standard MM surrogate. To this end, we further propose a novel AMSGrad-based surrogate function that relies solely on gradient information. We provide a rigorous theoretical proof that guarantees the convergence of this proposed algorithm despite relaxing the strict majorization conditions.
This paper considers a movable antenna (MA)-aided secure multiple-input multiple-output (MIMO) communication system consisting of a base station (BS), a legitimate information receiver (IR) and an eavesdropper (Eve), where the BS is equipped with MAs to enhance the system’s physical layer security (PLS). Specifically, we aim to maximize the secrecy rate (SR) by jointly optimizing the transmit precoding (TPC) matrix, the artificial noise (AN) covariance matrix and the MAs’ positions under the constraints of the maximum transmit power and the minimum spacing between MAs. To solve this non-convex problem with highly coupled optimization variables, the block coordinate descent (BCD) method is applied to alternately update the variables. Specifically, we first reformulate the SR into a tractable form, and derive the optimal TPC matrix and the AN covariance matrix with fixed MAs’ positions by applying the Lagrangian multiplier method in semi-closed forms. Then, the majorization-minimization (MM) algorithm is employed to iteratively optimize each MA’s position while keeping others fixed. We also extend this work to the more general multicast scenario. Finally, simulation results are provided to demonstrate the effectiveness of the proposed algorithms and the significant advantages of the MAs over conventional fixed position antennas (FPAs) in enhancing system’s security.
A novel movable antenna (MA)-aided secure transmission framework is proposed to enhance the secrecy transmission rate without relying on the eavesdropper’s channel state information. Within this framework, a joint beamforming and jamming scheme is proposed, where the power of the confidential signal is minimized by optimizing the positions of the MAs, and the residual power is used to jam the eavesdropper. An efficient gradient-based method is employed to solve this non-convex problem. Numerical results are provided to demonstrate the superiority of the MA-based framework over systems using traditional fixed-position antennas in secure transmission.
Physical layer security (PLS) technology based on the fixed-position antenna (FPA) has {attracted widespread attention}. Due to the fixed feature of the antennas, current FPA-based PLS schemes cannot fully utilize the spatial degree of freedom, and thus a weaken secure gain in the desired/undesired direction may exist. Different from the concept of FPA, mobile antenna (MA) is a novel technology that {reconfigures} the wireless channels and enhances the corresponding capacity through the flexible movement of antennas on a minor scale. MA-empowered PLS enjoys huge potential and deserves further investigation. In this paper, we, for the first time, investigate the secrecy performance of MA-enabled PLS system where a MA-based Alice transmits the confidential information to multiple single-antenna Bobs, in the presence of the single-antenna eavesdropper (Eve) {in the absence} of perfect channel state information (CSI). For the purpose of the secrecy rate maximization of the worst Bob, we jointly design the transmit beamforming and antenna positions at the Alice, subject to the minimum moving distance of the antenna, uncertainty CSI of Eve, and maximum transmit power. Furthermore, the projected gradient ascent (PGA), alternating optimization (AO), and simulated annealing (SA) {are} adopted to solve the non-convex characteristics of the problem of the secrecy rate maximization. Simulation results demonstrate the effectiveness and correctness of the proposed method. In particular, MA-enabled PLS scheme can significantly enhance the secrecy rate compared to the conventional FPA-based ones for different settings of key system parameters.
In this paper, we investigate the secrecy rate of finite-alphabet communications over multiple-input-multiple-output-multiple-antenna eavesdropper (MIMOME) channels. Traditional precoding designs based on Gaussian input assumption may lead to substantial secrecy rate loss when the Gaussian input is replaced by practical finite-alphabet input. To address this issue, we investigate linear precoding designs to directly maximize the secrecy rate for MIMOME systems under the constraint of finite-alphabet input. By exploiting the theory of Karush-Kuhn-Tucker (KKT) analysis and matrix calculus, we first present necessary conditions of the optimal precoding design when instantaneous channel-state information (CSI) of the eavesdropper is known at the transmitter. In this light, an iterative algorithm for finding the optimal precoding matrix is developed, utilizing a gradient decent method with backtracking line search. Moreover, we find that the beamforming design in MIMONE systems, which is a secrecy-capacity-achieving approach for Gaussian signaling, no longer provides the maximum secrecy rate for finite-alphabet input data. This case is substantially different from the Gaussian input case. In addition, we derive the closed-form results on the precoding matrix, which maximizes the secrecy rate in the low signal-to-noise ratio (SNR) region, and reveal the optimal precoding structure in the high-SNR region. A novel jamming signal generation method that draws on the CSI of the eavesdropper to additionally increase the secrecy rate is further proposed. The precoding design with only statistical CSI of the eavesdropper available at the transmitter is also considered. Numerical results show that the proposed designs provide significant gains over recent precoding designs through a power control policy and the precoding design with the Gaussian input assumption in various scenarios.
In this paper, we consider secure transmissions in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When the antennas at the legitimate receiver are more than (or equal to) those at the eavesdropper, we prove the first MIMOME secrecy capacity with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is to form an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of the submatrices to be the same as the eavesdropper's channel matrix. Next, under the total power constraint over all transmit antennas, we analytically solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, thanks to the proposed degraded channel, we can transform the stochastic MIMOME optimization problem to be a Schur-concave one and then find its solution. Besides total power constraint, we also investigate the secrecy capacity when the transmitter is subject to the practical per-antenna power constraint. The corresponding optimization problem is even more difficult since it is not Schur-concave. Under the two power constraints considered, the corresponding MIMOME secrecy capacities can both scale with the signal-to-noise ratios (SNR) when the difference between numbers of antennas at legitimate receiver and eavesdropper are large enough. However, when the legitimate receiver and eavesdropper have a single antenna each, such SNR scalings do not exist for both cases.
A pioneering secure transmission scheme is proposed, which harnesses movable antennas (MAs) to optimize antenna positions for augmenting the physical layer security. Particularly, an MA-enabled secure wireless system is considered, where a multi-antenna transmitter communicates with a single-antenna receiver in the presence of an eavesdropper. The beamformer and antenna positions at the transmitter are jointly optimized under two criteria: power consumption minimization and secrecy rate maximization. For each scenario, a novel suboptimal algorithm was proposed to tackle the resulting nonconvex optimization problem, capitalizing on the approaches of alternating optimization and gradient descent. Numerical results demonstrate that the proposed MA systems significantly improve physical layer security compared to various benchmark schemes relying on conventional fixed-position antennas (FPAs).