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arXiv:2601.13223

Properties of topological insulators and superconductors under relativistic gravity

Patrick J. Wong, Zackary White, Alexander V. Balatsky

Published Jan 19, 2026• 0 citations
arXivHTMLPDF

Abstract

The interplay between the curved spacetimes of general relativity and quantum mechanical systems is an active field of research. However, analysis of relativistic gravitation on extended quantum systems remains understudied. To this end, we study here the effects of a general relativistic curved spacetime on the topological phases of the Su-Schrieffer-Heeger model and Kitaev superconducting wire. We find that the topological states remain robust and well localized. In the topological insulator we find that the energy level of the topological state becomes shifted away from zero according to the gravitational redshift, breaking the system's chiral symmetry. In contrast, the Majorana zero mode of the topological superconductor remains at zero energy. Furthermore, within the topological superconductor, we identify the possibility of a gravitationally induced topological phase transition leading to the formation of a domain wall, shifting one of the boundary Majorana zero modes into the bulk.

DOI
10.48550/arxiv.2601.13223

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The interplay between the curved spacetimes of general relativity and quantum mechanical systems is an active field of research. However, analysis of relativistic gravitation on extended quantum systems remains understudied. To this end, we study here the effects of a general relativistic curved spacetime on the topological phases of the Su-Schrieffer-Heeger model and Kitaev superconducting wire. We find that the topological states remain robust and well localized. In the topological insulator we find that the energy level of the topological state becomes shifted away from zero according to the gravitational redshift, breaking the system's chiral symmetry. In contrast, the Majorana zero mode of the topological superconductor remains at zero energy. Furthermore, within the topological superconductor, we identify the possibility of a gravitationally induced topological phase transition leading to the formation of a domain wall, shifting one of the boundary Majorana zero modes into the bulk.
Proximity-induced superconductivity in low-dimensional systems offers a powerful pathway to engineer topological superconducting phases in, otherwise, non-superconducting systems. These exotic phases are of fundamental and technological interest due to the presence of robust zero-energy modes, the Majorana bound states. In this work, we propose a theoretical framework to realize Majorana bound states from the edge states of a two-dimensional semi-Dirac system. This anisotropic system, under specific conditions, can host non-chiral edge states that propagate only along particular edges, effectively forming separated one-dimensional channels. We show that the interplay between Rashba spin-orbit coupling and a Zeeman field on this setup provides the right conditions to get an effective p-wave pairing between the edge states by proximity with a s-wave superconductor. In finite geometries, each edge can independently undergo a topological phase transition into a one-dimensional topological superconductor and give rise to four zero-energy modes localized at the strip corners. At low energies, the edge states subspace admits a description in terms of coupled Kitaev chains, providing a clear picture of the origin, robustness, and tunability of the corner Majorana modes. Our results establish semi-Dirac materials as a natural platform for realizing Majorana modes in two dimensions without relying on engineered nanostructures, vortices, or crystalline higher-order topology.
We investigate signatures of chirality at Chern insulator transitions in the presence of a boundary. The transition between a trivial insulator and a Chern insulator with Chern number C=1C=1C=1 is described by a massless Dirac fermion whose parity anomaly gives a critical Hall conductivity σxy=12e2hσ_{xy}=\frac{1}{2}\frac{e^2}{h}σxy​=21​he2​. Using a Dirac mass domain wall construction, we show that the chiral edge mode delocalizes into the bulk at criticality, but the boundary fermion correlation function retains a chiral structure and acquires the scaling dimension of the bulk fermion. We compute current correlation functions and demonstrate that the anomaly of the bulk Hall response is matched by delocalized chiral modes near the boundary. Using only the residual conformal symmetry of a (2+1)d conformal field theory (CFT) in a half-space, we identify parity-odd terms in current and energy-momentum tensor correlation functions that encode these modes and determine their electromagnetic and gravitational anomaly coefficients. Our analysis therefore applies to general time-reversal breaking (2+1)d CFTs, beyond the free Dirac transition. In particular, the analysis of the gravitational anomaly is also applicable to the free Majorana CFT governing the transition between a trivial superconductor and a topological superconductor. We also extend our results to more general Chern number changing transitions and to the transition between a (3+1)d topological insulator and a trivial insulator.
The power-law profile of hopping and superconductivity introduces rich critical phenomena that are not possible to explore in the nearest-neighbor models. Having this in mind, we construct the Su-Schrieffer-Heeger (SSH)-Kitaev model with mono-, bi-, and tri-partite sub-lattices where superconductivity [hopping] is of power-law Kitaev [SSH] type. The long-range (LR) superconductivity can alone gap out the zero-momentum critical line while LR hopping alters the finite-momentum critical line. There exists open-ended critical line at vanishing superconducting gap on the phase diagram for all versions of the SSH-Kitaev model. Interestingly, LR superconductivity (hopping) promotes massive Dirac (Majorana zero) modes, while in a finite-size system, their emergence in open boundary conditions is caused by the bulk gap of the anti-periodic Hamiltonian in momentum space. This indicates an unconventional bulk-boundary correspondence for power-law models as compared to what is seen in the short-range models. Importantly, the thermodynamic phase boundaries are correctly reproduced by the above unconventional correspondence. Intriguingly, an even (odd) number of sub-lattices yields an integer (half-integer) winding number while the massive Dirac modes continue to survive irrespective of the sub-lattice profile as long as there exists LR pairing only.
The one-dimensional (1D) J1−J2J_1-J_2J1​−J2​ quantum spin model can be viewed as a strong-coupling analogue of the Schrieffer-Su-Heeger model with two inequivalent alternating Ising couplings along the wire, associated to the physics of resonating valence bonds. Similar to the quantum Ising model, which differently presents a long-range N\' eel ordered phase, this model also maps onto a p-wave superconducting wire which shows a topological phase transition with the emergence of low-energy Majorana fermions. We show how signatures of the topological phase transition for the p-wave superconducting wire, i.e. a half Skyrmion, are revealed through local (short-range) spin observables and their derivatives related to the capacitance of the pairing fermion model. Then, we present an edge correspondence through the edge spin susceptibility in the J1−J2J_1-J_2J1​−J2​ model revealing that the topological phase transition is a metal of Majorana fermions. We justify that the spin magnetization at an edge at very small transverse magnetic field is a good marker of the topological invariant and of Majorana zero modes. We identify a correspondence between the quantum information of resonating valence bonds and the charge fluctuations in a p-wave superconductor through our method "the bipartite fluctuations". Physical properties of this 1D model are in fact robust when including additional interactions, which is optimistic for practical applications e.g. in quantum circuits.
This dissertation deals with two broad topics - Majorana modes in Kitaev chain and parallels of black hole phenomena in the quantum Hall effect. Majorana modes in topological superconductors are of fundamental importance as realizations of real solutions to the Dirac equation and for their anyonic exchange statistics. They are realised as zero energy edge modes in one-dimensional topological superconductors, modeled by the Kitaev chain Hamiltonian. Here an extensive study is made on the wavefunction features of these Majorana modes. It is shown that the Majorana wavefunction has two distinct features- a decaying envelope and underlying oscillations. The latter becomes important when one considers the coupling between the Majorana modes in a finite-sized chain. The coupled Majorana modes form a non-local Dirac fermionic state which determines the ground state fermion parity. The dependance of the fermion parity on the parameters of the system is purely determined by the oscillatory part of the Majorana wavefunctions. Using transfer matrix method, one can uncover a new boundary in the phase diagram, termed as `circle of oscillations', across which the oscillations in the wavefunction and the ground-state fermionic parity cease to exist. This is closely related to the circle that appears in the context of transverse field XY spin chain, within which the spin-spin correlations have oscillations. For a finite sized system, the circle is further split into mutliple ellipses called `parity sectors'. The parity oscillations have a scaling behaviour i.e oscillations for different superconducting gaps can be scaled to collapse to a single plot. Making use of results from random matrix theory for class D systems, one can also predict the robustness of certain features of fermion parity switches in the presence of disorder and comment on the critical properties of the MBS wavefunctions and level crossings near zero energy. These results could provide directions for making measurements on zero-bias conductance oscillations and the parameter range of operations for robust parity switches in realistic disordered system. On the front of non-equilibrium dynamics, the effect of Majorana modes on the dynamical evolution of the ground state under time variation of a Hamiltonian parameter is studied. The key result is the failure of the ground state to evolve into opposite parity sectors under the dynamical tuning of the system within the topological phase. This dramatic lack of adiabaticity is termed as ‘parity blocking’. A real-space time-dependent formalism is also developed using Pfaffian correlations, where simple momentum space methods fail. This formalism can be used for calculating the non-equilibrium quantities, such as adiabatic fidelity and the residual energy in a system with open boundaries. The consideration of Majorana modes in non-equilibrium dynamics lead to deviation from Kibble-Zurek physics and non-analyticities in adiabatic fidelity even within the topological phase. The second part of the thesis deals with uncovering structural parallels of black hole phenomena such as the Hawking-Unruh effect and quasinormal modes in quantum Hall systems. The Hawking-Unruh effect is the emergence of a thermal state when a vacuum of a quantum field theory on a given spacetime is restricted to a submanifold bounded by an event horizon. The thermal state manifests as Hawking radiation in the context of a black hole spacetime with an event horizon. The Unruh effect is a simpler example where a family of accelerating observers in Minkowski spacetime are confined by the lightcone structure and the Minkowski vacuum looks as a thermal state to them. The key element in understanding the Hawking-Unruh effect is the Rindler Hamiltonian or the boost. The boost acts as the generator of time translation for the quantum states in the Rindler wedge giving rise to thermality. In this thesis it is shown that due to an exact isomorphism between the Lorentz algebra in Minkowksi spacetime and the algebra of area preserving transformations in the lowest Landau level of quantum hall effect, an applied saddle potential acts as an equivalent to the Rindler Hamiltonian giving rise to a parallel of Hawking-Unurh effect. In the lowest Landau level, the saddle potential is reduced to the problem of scattering off an inverted harmonic oscillator(IHO) and the tunneling probability assumes the form of a thermal distribution. The IHO also has scattering resonances which are poles of the scattering matrix in the complex energy plane. The scattering resonances are states with time-decaying behavior and have purely incoming/outgoing probability current. These states are identified as quasinormal modes analogous to those occurring the scattering off an effective potential in black hole spacetimes. The quasinormal decay is an unexplored effect in quantum Hall systems and provides a new class of time-dependent probe of quantum Hall physics. The parallels between the relativistic symmetry generators and the potentials applied in the lowest Landau level also open up an avenue for studying Lorentz Kinematics and symplectic phase space dynamics in the lowest Landau level. These parallels open up new avenues of exploration in the quantum Hall effect.
Topological superconductors represent one of the key hosts of Majorana-based topological quantum computing. Typical scenarios for one-dimensional (1D) topological superconductivity assume a broken gauge symmetry associated to a superconducting state. However, no interacting 1D many-body system is known to spontaneously break gauge symmetries. Here, we show that zero modes emerge in a many-body system without gauge symmetry breaking and in the absence of superconducting order. In particular, we demonstrate that Majorana zero modes of the symmetry-broken superconducting state are continuously connected to these zero-mode excitations, demonstrating that zero-bias anomalies may emerge in the absence of gauge symmetry breaking. We demonstrate that these many-body zero modes share the robustness features of the Majorana zero modes of symmetry-broken topological superconductors. We further show that the interface between the interacting model and a 1D topological superconductor does not support Majorana modes. We introduce a bosonization formalism to analyze these excitations and show that a ground state analogous to a topological superconducting state can be analytically found in a certain limit. Our results demonstrate that robust Majorana-like zero modes may appear in a many-body system without gauge symmetry breaking, thus introducing a family of protected excitations with no single-particle analogs.