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arXiv:2601.10451

Localization Landscape in Non-Hermitian and Floquet quantum systems

David Guéry-Odelin, François Impens

quant-phcond-mat.otherSubmitted Jan 15, 2026• Announced Jan 16, 2026
arXivHTMLPDF

Abstract

We propose a generalization of the Filoche--Mayboroda localization landscape that extends the theory well beyond the static, elliptic and Hermitian settings while preserving its geometric interpretability. Using the positive operator $H^\dagger H$, we obtain a landscape that predicts localization across non-Hermitian, Floquet, and topological systems without computing eigenstates. Singular-value collapse reveals spectral instabilities and skin effects, the Sambe formulation captures coherent destruction of tunneling, and topological zero modes emerge directly from the landscape. Applications to Hatano--Nelson chains, driven two-level systems, and driven Aubry--André--Harper models confirm quantitative accuracy, establishing a unified predictor for localization in equilibrium and driven quantum matter.

Journal reference
Physical Review B, 114, 094201 (2026)
DOI
10.1103/rxc2-w6yj

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We propose a generalization of the Filoche--Mayboroda localization landscape that extends the theory well beyond the static, elliptic and Hermitian settings while preserving its geometric interpretability. Using the positive operator H†HH^\dagger HH†H, we obtain a landscape that predicts localization across non-Hermitian, Floquet, and topological systems without computing eigenstates. Singular-value collapse reveals spectral instabilities and skin effects, the Sambe formulation captures coherent destruction of tunneling, and topological zero modes emerge directly from the landscape. Applications to Hatano--Nelson chains, driven two-level systems, and driven Aubry--André--Harper models confirm quantitative accuracy, establishing a unified predictor for localization in equilibrium and driven quantum matter.
Recent studies have revealed that not only does the correspondence between spectral winding numbers and skin modes break down in non-Hermitian systems, but the energy spectrum itself is highly sensitive to generic perturbations, system size, and boundary conditions. In amorphous non-Hermitian systems, where the positions of lattice sites are uncertain, the spectral instability becomes even more severe, making it difficult to identify stable topological edge states from the eigenvalue spectrum alone. To overcome this challenge, we introduce a correspondence between stable zero-mode singular states and mid-gap states of the energy spectrum in the thermodynamic limit. Because the singular value spectrum is highly robust against small perturbations and variation in size, topological edge states can be reliably probed via singular values even in finite-sized systems. Based on the singular-value decomposition of the Hamiltonian, we construct a topological invariant in real space to characterize the associated topologically protected edge states. Our approach provides a general strategy for exploring point-gap topology in real space and redefine the non-Hermitian skin effect from a new perspective.
Localization-delocalization transition and PT\mathscr{P}\mathscr{T}PT-symmetry breaking via second-neighbor coupling in a Heisenberg spin chain
The exploration of non-Hermitian quantum systems, particularly those governed by parity-time ([Formula: see text])-symmetry, has revealed a rich landscape of unconventional phase transitions and localization phenomena. Spin chains with quasiperiodic potentials and competing Heisenberg interactions provide a versatile framework for probing these effects. In this study, we investigate the dynamical and spectral signatures of [Formula: see text]-symmetry breaking and localization-delocalization transitions in spin chains subjected to a non-Hermitian Aubry-André potential and tunable Heisenberg couplings across nearest ([Formula: see text]) and next-nearest neighbors ([Formula: see text]). Our analysis reveals that increasing [Formula: see text] monotonically shifts the critical point [Formula: see text], while [Formula: see text] induces a non-linear response, generating a distinct minimum in [Formula: see text]. Notably, [Formula: see text] leads to the emergence of partially imaginary eigenvalues beyond [Formula: see text], decoupling the onset of [Formula: see text]-symmetry breaking from the localization transition. Using inverse and normalized participation ratios, we identify three distinct phases: extended, localized, and an intermediate hybrid regime characterized by a mobility edge. To capture the dynamical fingerprints of these phases, we employ time-dependent density distribution, long-time survival probability [Formula: see text], analysis. Extended phases exhibit ballistic spreading and algebraic decay, while localized regimes show spatial confinement and exponential decay. These observables serve as robust indicators of non-Hermitian phase transitions, offering insights beyond static spectral measures. Overall, our findings underscore the critical role of dynamical metrics in characterizing phase structure in non-Hermitian spin systems. As interest in non-equilibrium quantum dynamics continues to grow, such models provide a compelling platform for understanding the interplay between [Formula: see text]-symmetry, localization, and quantum coherence in complex many-body systems.
Open quantum systems far from thermal equilibrium can exhibit remarkable physical phenomena including topological properties without a direct equilibrium counterpart. Along these lines, in periodically driven-dissipative systems within the effective non-Hermitian (NH) Hamiltonian approximation spectral winding numbers have been linked to intriguing nonreciprocal transport properties. Here, going beyond an NH Hamiltonian description, we introduce and study a microscopic lattice model of a driven open quantum system described by a Markovian quantum master equation, which exhibits the mentioned spectral winding within an NH approximation. By encompassing quantum jump processes in the topological analysis, we uncover a distinct \emph{jump-induced} topological phase, which qualitatively corresponds to the richer nonreciprocal transport properties of the fully quantum model. In addition, we find that the NH skin effect, i.e., the accumulation of a macroscopic number of eigenstates at one end of the system, is already visible in the transient dynamics even for systems with periodic boundary conditions. Our results exemplify the subtle correspondence between NH topological properties and physical manifestations of Liouvillian topological properties in open quantum systems, thus providing a theoretical framework towards understanding unidirectional transport in quantum dissipative Floquet dynamics.
At present, non-Hermitian topological systems continue to be actively studed. In a rigorous approach, we study one of the key non-Hermitian systems — the Hatano–Nelson model HHH. We find the Green function for this Hamiltonian. Using the Green function, we analytically obtain the eigenvalues and eigenfunctions of HHH for finite and semi-infinite chains, as well as for an infinite chain with a local potential. We discuss the non-Hermitian skin effect for the models mentioned above. We also describe the boundary between localized and resonant eigenfunctions (for the zero spectral parameter, this is the boundary between non-Hermitian topological phases).
We formulate quantum geometry for non-Hermitian systems under open boundary conditions. By defining quantum-geometric quantities in both real-space and non-Bloch representations, we establish a unified framework beyond conventional Bloch band theory. Our central result is an exact equivalence between the real-space integrated quantum metric and a non-Bloch integrated quantum metric defined on the generalized Brillouin zone. We further introduce localized non-Bloch Wannier functions in the presence of the non-Hermitian skin effect and show that the non-Bloch integrated quantum metric gives the gauge-invariant part of their spread functional. These results establish quantum geometry as a natural framework for characterizing open-boundary non-Hermitian band structures and the localization properties encoded in skin modes.
The non-Hermitian skin effect (NHSE), characterized by a macroscopic accumulation of eigenstates at the edge of a system with open boundaries, is often ascribed to a non-trivial point-gap topology of the Bloch Hamiltonian. We revisit this connection and separate the question of the NHSE as a spectral reconstruction effect in clean systems from the question of stable topological protection. For a Hatano-Nelson ladder, where point-gap winding and non-normality can be varied independently, we demonstrate that, in a clean translationally invariant multiband setting, the NHSE can occur without point-gap winding and, conversely, that point-gap winding can persist without the NHSE. These results establish that in the clean case the connection between point-gap winding and the NHSE only holds in the scalar one-band case but, in general, not in the multiband case. Even more importantly, the eigenspectrum of non-normal operators is generically highly sensitive to boundary conditions and perturbations, and therefore does not constitute a stable object encoding topological information. Instead, topological properties are reflected in the splitting of the singular-value spectrum for finite systems and, in the semi-infinite limit, correspond to boundary-localized kernel modes implied by the index of the corresponding Toeplitz operator.