As remarked by Boltzmann, the Second Law of Thermodynamics is notable for the fact that it is readily proved using elementary statistical arguments, but becomes harder and harder to verify the more precise the microscopic description of a system. In this article, we investigate one particular realization of the 2nd Law, namely Joule heating in a wire under electrical bias. We analyze the production of entropy in an exactly solvable model of a quantum wire wherein the conserved flow of entropy under unitary quantum evolution is taken into account using an exact formula for the entropy current of a system of independent quantum particles. In this exact microscopic description of the quantum dynamics, the entropy production due to Joule heating does not arise automatically. Instead, we show that the expected entropy production is realized in the limit of a large number of local measurements by a series of floating thermoelectric probes along the length of the wire, which inject entropy into the system as a result of the information obtained via their continuous measurements of the system. The decoherence resulting from inelastic processes introduced by the local measurements is essential to the phenomenon of entropy production due to Joule heating, and would be expected to arise due to inelastic scattering in real systems of interacting particles.
As remarked by Boltzmann, the Second Law of Thermodynamics is notable for the fact that it is readily proved using elementary statistical arguments, but becomes harder and harder to verify the more precise the microscopic description of a system. In this article, we investigate one particular realization of the 2nd Law, namely Joule heating in a wire under electrical bias. We analyze the production of entropy in an exactly solvable model of a quantum wire wherein the conserved flow of entropy under unitary quantum evolution is taken into account using an exact formula for the entropy current of a system of independent quantum particles. In this exact microscopic description of the quantum dynamics, the entropy production due to Joule heating does not arise automatically. Instead, we show that the expected entropy production is realized in the limit of a large number of local measurements by a series of floating thermoelectric probes along the length of the wire, which inject entropy into the system as a result of the information obtained via their continuous measurements of the system. The decoherence resulting from inelastic processes introduced by the local measurements is essential to the phenomenon of entropy production due to Joule heating, and would be expected to arise due to inelastic scattering in real systems of interacting particles.
Deriving the laws of thermodynamics from a microscopic picture is a central quest of statistical mechanics.This tutorial focuses on the derivation of the first and second law for isolated and open quantum systems far from equilibrium, where such foundational questions also become practically relevant for emergent nanotechnologies.The derivation is based on a microscopic definition of five essential quantities: internal energy, thermodynamic entropy, work, heat, and temperature.These definitions are shown to satisfy the phenomenological laws of nonequilibrium thermodynamics for a large class of states and processes.The consistency with previous results is demonstrated.The framework applies to multiple baths including particle transport and accounts for processes with, e.g., a changing temperature of the bath, which is determined microscopically.An integral fluctuation theorem for entropy production is satisfied.In summary, this tutorial introduces a consistent and versatile framework to understand and apply the laws of thermodynamics in the quantum regime and beyond.
In this thesis we develop an approach to nonequilibrium quantum-statistical mechanics which is based on the consideration of the thermodynamic entropy as being a quantum observable with an associated hermitian operator and with its own equation of motion, from which the rate of entropy production can be studied. The relationship of this quantum observable---the expectation value of which is proved to obey the laws of thermodynamics and is thus called the thermodynamic entropy---with heat dissipation in quantum many-body systems is investigated in detail. After showing how the classical theory of nonequilibrium thermodynamics is obtained from our entropy-production formalism in the limit of very weakly coupled subsystems of a larger isolated quantum system, the solution of the equation of motion for the thermodynamic entropy operator is formally obtained and applied to the case of electrons interacting with phonons and being driven by an external electric field, arriving at an explicit expression for the Joule heat without any a priori consideration of the rate of change of the energy of the system. Finally, the formalism is applied to solve a puzzle introduced with the most basic model for atom-light interactions: the Jaynes-Cummings model. Without using the correct thermodynamic arguments implied by our entropy-production theory, this model leads to the conclusion that a stream of two-level atoms sent to a cavity filled with monochromatic photons---in the so called one-atom maser configuration---thermalize, under off-resonant conditions, to a temperature different from that of the photons, casting doubts on the validity of the principle of conservation of energy.
The microscopic features of bosonic quantum transport in a nonequilibrium steady state, which breaks time reversal invariance spontaneously, are investigated. The analysis is based on the probability distributions, generated by the correlation functions of the particle current and the entropy production operator. The general approach is applied to an exactly solvable model with a point-like interaction driving the system away from equilibrium. The quantum fluctuations of the particle current and the entropy production are explicitly evaluated in the zero frequency limit. It is shown that all moments of the entropy production distribution are non-negative, which provides a microscopic version of the second law of thermodynamics. On this basis a concept of efficiency, taking into account all quantum fluctuations, is proposed and analyzed. The role of the quantum statistics in this context is also discussed.
Deriving the laws of thermodynamics from an underlying microscopic picture is a central quest of statistical mechanics. The present article focuses on the derivation of the first and second law of thermodynamics for closed and open quantum systems, where such foundational questions in addition become practically relevant for emergent nanotechnologies. Recent progress is presented in a self-contained way, with an emphasis on general ideas and useful tools instead of particular applications. We identify limits and conceptual shortcomings of previous approaches. Then, we propose a novel, unifying perspective, which starts from a microscopic definition of nonequilibrium thermodynamic entropy. The change of this entropy is identified with the entropy production, which satisfies a fluctuation theorem for a large class of initial states. Moreover, this entropy production can be naturally separated into a quantum and a classical component. Within our framework, we introduce the notions of recoverable work and remaining heat. In the case of a weakly perturbed ideal thermal bath this approach is in quantitative agreement with previous ones, thus ensuring their thermodynamic consistency.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
A central open question in quantum thermodynamics is the identification of thermodynamic entropy away from equilibrium. Although thermodynamic entropy coincides with the von Neumann entropy for a Gibbs state at equilibrium, the thermodynamic role of quantum coherence generated during nonequilibrium evolution remains unclear. Here, we show that von Neumann entropy does not, in general, represent the thermodynamic entropy governing heat exchange in coherent nonequilibrium quantum systems. By integrating the resource theory of quantum coherence with thermodynamic principles, we develop a general framework for nonequilibrium quantum thermodynamics. We identify thermodynamic entropy with the energy entropy derived from energy-measurement statistics and introduce a dynamical temperature extending the equilibrium concept to nonequilibrium states. Consequently, we obtain an exact entropy-balance relation separating the entropy flux associated with heat exchange from the coherence-loss contribution to entropy production, establishing an operational connection between quantum coherence, heat flow, and total entropy change. Unlike approaches relying on equilibrium reference states or stationary Gibbs ensembles, our framework uses instantaneous dynamical quantities and remains valid throughout transient nonequilibrium evolution. It provides consistent dynamical definitions of temperature, work, heat, and free energy. Applying the formalism to an exactly solvable open quantum system, we show that the first and second laws hold throughout transient evolution and that equilibrium thermodynamics emerges dynamically in the weak-coupling long-time limit. Our results establish a unified framework for coherent nonequilibrium quantum thermodynamics and suggest opportunities for controlling heat dissipation through coherence engineering in quantum thermal technologies.