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arXiv:2601.03636

Koopman Nonlinear Non-Hermitian Skin Effect

Shu Hamanaka

cond-mat.mes-hallcond-mat.stat-mechquant-phSubmitted Jan 7, 2026• Announced Jan 8, 2026
arXivHTMLPDF

Abstract

Non-Hermitian skin effects are conventionally manifested as boundary localization of eigenstates in linear systems. In nonlinear settings, however, where eigenstates are no longer well defined, it becomes unclear how skin effects should be faithfully characterized. Here, we propose a Koopman-based characterization of nonlinear skin effects, in which localization is defined in terms of Koopman eigenfunctions in a lifted observable space, rather than physical states. Using a minimal nonlinear extension of the Hatano-Nelson model, we show that dominant Koopman eigenfunctions localize sharply on higher-order observables, in stark contrast to linear skin effects confined to linear observables. This lifted-space localization governs the sensitivity to boundary amplitude perturbations, providing a distinct dynamical signature of the nonlinear skin effect. Our results establish the Koopman framework as a natural setting in which skin effects unique to nonlinear non-Hermitian systems can be identified.

Comments
6+3 pages, 4+1 figures

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Non-Hermitian skin effects are conventionally manifested as boundary localization of eigenstates in linear systems. In nonlinear settings, however, where eigenstates are no longer well defined, it becomes unclear how skin effects should be faithfully characterized. Here, we propose a Koopman-based characterization of nonlinear skin effects, in which localization is defined in terms of Koopman eigenfunctions in a lifted observable space, rather than physical states. Using a minimal nonlinear extension of the Hatano-Nelson model, we show that dominant Koopman eigenfunctions localize sharply on higher-order observables, in stark contrast to linear skin effects confined to linear observables. This lifted-space localization governs the sensitivity to boundary amplitude perturbations, providing a distinct dynamical signature of the nonlinear skin effect. Our results establish the Koopman framework as a natural setting in which skin effects unique to nonlinear non-Hermitian systems can be identified.
The non-Hermitian skin effect is nonreciprocity-induced localization phenomena in which a macroscopic number of eigenstates accumulate anomalously at the boundary, accompanied by the extreme sensitivity to boundary conditions. Here, we develop a geometric characterization of the non-Hermitian skin effect. We demonstrate that the localization length scale associated with the skin effect is encoded in the quantum metric defined solely from right eigenstates, but not in the biorthogonal quantum metric. Moreover, we show that the quantum metrics can exhibit the power-law divergences at gapless points that depend on the different boundary conditions. We also reveal that cusps of the generalized Brillouin zone in non-Bloch band theory are signaled by discontinuities in the quantum metrics. We illustrate these behavior using prototypical non-Hermitian models, such as the Hatano-Nelson model and the non-Hermitian, nonreciprocal Su-Schrieffer-Heeger model.
Non-Hermitian systems exhibit unique spectral properties, including the non-Hermitian skin effect and exceptional points, often influenced by boundary conditions. The modulation of these phenomena by generalized boundary conditions remains unexplored and not understood. Here, we analyze the Hatano-Nelson model with generalized boundary conditions induced by complex hopping amplitudes at the boundary. Using similarity transformations, we determine the conditions yielding real energy spectra and skin effect, and identify the emergence of exceptional points where spectra transition from real to complex. We demonstrate that tuning the boundary hopping amplitudes precisely controls the non-Hermitian skin effect, i.e., the localization of eigenmodes at the lattice edges. These findings reveal the sensitivity of spectral and localization properties to boundary conditions, providing a framework for engineering quantum lattice models with tailored spectral and localization features, with potential applications in quantum devices.
Non-Hermitian skin effect is one of the most captivating phenomena in non-Hermitian systems, characterized by the extensive localization of eigenstates near open boundaries. In its conventional form, the localization length of a skin mode is independent of the system size. Remarkably, however, when the open boundaries are coupled to realize a generalized boundary condition, the localization length can undergo a drastic transformation, becoming proportional to the system length. This intriguing regime is known as the scale-free skin effect (SFSE). Although SFSE has been observed in numerous one-dimensional non-Hermitian models through case-by-case studies, a unified theoret ical framework capable of predicting its emergence and characteristic properties remains absent. In this work, we take a firm step forward by establishing a model-independent framework for the ana lytic determination of scale-free localization lengths in certain regimes. Our key insight is to treat generalized boundary conditions as a perturbation of the periodic boundary conditions, thereby circumventing the singular response-to-perturbation that would otherwise arise if they were pertur batively treated relative to open boundary conditions. Our work sheds new light on understanding SFSE in non-Hermitian systems.
Abstract An extensive number of the eigenstates can become exponentially localized at one boundary of nonreciprocal non-Hermitian systems. This effect is known as the non-Hermitian skin effect and has been studied mostly in tight-binding lattices. To extend the skin effect to continues systems beyond 1D, we introduce a quadratic imaginary vector potential in the continuous two dimensional Schrödinger equation. We find that inseparable eigenfunctions for separable nonreciprocal Hamiltonians appear under infinite boundary conditions. Introducing boundaries destroy them and hence they can only be used as quasi-stationary states in practice. We show that all eigenstates can be clustered at the point where the imaginary vector potential is minimum in a confined system.
The non-Hermitian skin effect (NHSE), characterized by a macroscopic accumulation of eigenstates at the edge of a system with open boundaries, is often ascribed to a non-trivial point-gap topology of the Bloch Hamiltonian. We revisit this connection and separate the question of the NHSE as a spectral reconstruction effect in clean systems from the question of stable topological protection. For a Hatano-Nelson ladder, where point-gap winding and non-normality can be varied independently, we demonstrate that, in a clean translationally invariant multiband setting, the NHSE can occur without point-gap winding and, conversely, that point-gap winding can persist without the NHSE. These results establish that in the clean case the connection between point-gap winding and the NHSE only holds in the scalar one-band case but, in general, not in the multiband case. Even more importantly, the eigenspectrum of non-normal operators is generically highly sensitive to boundary conditions and perturbations, and therefore does not constitute a stable object encoding topological information. Instead, topological properties are reflected in the splitting of the singular-value spectrum for finite systems and, in the semi-infinite limit, correspond to boundary-localized kernel modes implied by the index of the corresponding Toeplitz operator.
At present, non-Hermitian topological systems continue to be actively studed. In a rigorous approach, we study one of the key non-Hermitian systems — the Hatano–Nelson model HHH. We find the Green function for this Hamiltonian. Using the Green function, we analytically obtain the eigenvalues and eigenfunctions of HHH for finite and semi-infinite chains, as well as for an infinite chain with a local potential. We discuss the non-Hermitian skin effect for the models mentioned above. We also describe the boundary between localized and resonant eigenfunctions (for the zero spectral parameter, this is the boundary between non-Hermitian topological phases).