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arXiv:2601.01272

Thermodynamic analysis of autonomous quantum systems

Tiago F. F. Santos, Camille Latune

quant-phSubmitted Jan 3, 2026• Announced Jan 6, 2026• 0 citations
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Abstract

Traditional quantum thermodynamic frameworks associate work to energy exchanges induced by unitary transformations generated by external controls, and heat to energy exchanges induced by bath interaction. Recently, a framework was introduced aiming at extending the thermodynamic formalism to genuine quantum settings, also referred to as autonomous quantum systems: free from external controls, only quantum systems interacting with each other. In this paper, we apply such a thermodynamic framework to common experimental situations of interacting quantum systems. In situations where traditional frameworks detect only heat exchanges, the recent autonomous thermodynamic framework points at work exchanges based on two mechanisms: population inversion and coherence generation / consumption. Such mechanisms are well known in the literature for being related to work expenditure and extraction, in particular in relation with ergotropy, which emphasizes the relevance of the autonomous framework and the limitations of traditional ones. Furthermore, the autonomous framework also identifies a genuine non-unitary mechanism of work exchange related to athermality. %, also pointed out as a resource for work extraction. Finally, in the semi-classical limit, the autonomous framework identifies all energy exchanges as pure work, but distinguishes between local work and interaction energy. Our results show that the autonomous framework provides a refined analysis of work exchange mechanisms in the quantum realm and serves as a consistent approach to analyze thermodynamic processes in realistic quantum devices.

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Traditional quantum thermodynamic frameworks associate work to energy exchanges induced by unitary transformations generated by external controls, and heat to energy exchanges induced by bath interaction. Recently, a framework was introduced aiming at extending the thermodynamic formalism to genuine quantum settings, also referred to as autonomous quantum systems: free from external controls, only quantum systems interacting with each other. In this paper, we apply such a thermodynamic framework to common experimental situations of interacting quantum systems. In situations where traditional frameworks detect only heat exchanges, the recent autonomous thermodynamic framework points at work exchanges based on two mechanisms: population inversion and coherence generation / consumption. Such mechanisms are well known in the literature for being related to work expenditure and extraction, in particular in relation with ergotropy, which emphasizes the relevance of the autonomous framework and the limitations of traditional ones. Furthermore, the autonomous framework also identifies a genuine non-unitary mechanism of work exchange related to athermality. %, also pointed out as a resource for work extraction. Finally, in the semi-classical limit, the autonomous framework identifies all energy exchanges as pure work, but distinguishes between local work and interaction energy.
Our results show that the autonomous framework provides a refined analysis of work exchange mechanisms in the quantum realm and serves as a consistent approach to analyze thermodynamic processes in realistic quantum devices.
Originally formulated for macroscopic machines, the laws of thermodynamics were recently shown to hold for quantum systems coupled to ideal sources of work (external classical fields) and heat (systems at equilibrium). Ongoing efforts have been focusing on extending the validity of thermodynamic laws to more realistic, non-ideal energy sources. Here, we go beyond these extensions and show that energy exchanges between arbitrary quantum systems are structured by the laws of thermodynamics. We first generalize the second law and identify the associated work and heat exchanges. After recovering known results from ideal work and heat sources, we analyze some consequences of hybrid work and heat sources. We illustrate our general laws with microscopic machines realizing thermodynamic tasks in which the roles of heat and work sources are simultaneously played by elementary quantum systems. Our results open perspectives to understand and optimize the energetic performances of realistic quantum devices, at any scale.
The question of with what we associate work and heat in a quantum thermodynamic process has been extensively discussed, mostly for systems with time-dependent Hamiltonians. In this paper, we aim to investigate the energy exchanged between two quantum systems through interaction where the Hamiltonian of the system is time-independent. An entropy-based re-definitions of heat and work are presented for these quantum thermodynamic systems therefore an entropy-based formalism of both the first and the second laws of thermodynamics are introduced. We will use the genuine reasoning based on which Clausius originally defined work and heat. The change in the energy which is accompanied by a change in the entropy is identified as heat, while any change in the energy which does not lead to a change in the entropy is known as work. It will be seen that quantum coherence does not allow all the energy exchanged between two quantum systems to be only of the heat form. Several examples will also be discussed. Finally, we will examine irreversibility from our entropy-based formalism of quantum thermodynamics.
Optical Bloch Equations (OBEs) are canonical equations of quantum open systems, that describe the dynamics of a classically driven atom coupled to a thermal bath. Their thermodynamics is highly relevant to establish fundamental energetic bounds of key quantum processes. A consistent framework is available in the regime where drives and baths can be treated classically, i.e. remain insensitive to the coupling with the atom. This regime, however, is not adapted to explore minimal energy costs, nor to measure atom-induced energy variations inside drives and baths – a key ability to directly measure and optimize work and heat exchanges. This calls for a new framework where the atomic back-action on drives and baths would be accounted for. Here we build such a framework suitable to analyze the situation where the atom, the drive and the bath form a joint autonomous system, the drive and the bath being parts of the same electromagnetic field. Our approach captures atom-field correlations at fundamental timescales, as well as the atomic back-action on the field. This allows us to define work-like (heat-like) flows as energy flows stemming from effective unitary dynamics induced by one system on the other (non-unitary dynamics induced by correlations). Time-integrated work-like and heat-like flows are shown to be directly measurable in the field, as changes of energy locked in the mean field and fluctuations, respectively. Our approach differs from standard open analyses by identifying an additional unitary contribution in the atom’s dynamics, the self-drive, and its energetic counterpart, the self-work, which yields a tighter expression of the second law. We quantitatively relate this tightening to the extra-knowledge about the field state as compared with usual treatments of the atom as an open system. Our autonomous framework deepens the current understanding of thermodynamics in the quantum regime and its potential for energy management at quantum scales. Its predictions can be probed in state-of-the-art quantum hardware, such as superconducting and photonic circuits.
During the last decades, there have been many theoretical and experimental advances both in the extension of thermodynamics to comprise microscopic systems out-of-equilibrium and in the understanding of quantum mechanics.Along with the state-of-the-art capability of controlling fragile quantum systems in a wide variety of physical platforms, this context has paved the way for the current strategic efforts to develop a thermodynamic theory of quantum systems.In this sense, the research field coined as quantum thermodynamics (QT) already plays a key role in the design and development of future quantum-based technologies.More specifically, QT aims both to apply the usual thermodynamic concepts and notions to describe arbitrary non-equilibrium quantum systems and to understand the emergence of classical thermodynamic behaviour from the underlying fundamentally quantum dynamics.However, despite all current progress, there is still no consolidated formalism for a general thermodynamic description of fully autonomous quantum objects.Besides, the lack of consensus on some central aspects, such as the definitions of quantum counterparts of thermodynamic quantities, is particularly notorious.In this thesis, we focus on the energetic analysis within autonomous quantum systems.To this aim, we propose a novel and general formalism for a dynamic description of the energy exchanges between interacting subsystems.From the Schmidt decomposition approach, we identify effective Hamiltonians as the representative operators for characterizing the local internal energies, whose expectation values satisfy the usual thermodynamic notion of energy additivity.In contrast to the currently used methodologies, such procedure treats the subsystems with equal footing and do not rely on any sort of approximations and additional hypotheses, e.g., semi-classical description, weak-coupling regime, strict energy conservation and Markovian dynamics.In short, our proposal contributes to the development of QT by providing a new formalism that does not suffer from the usual restrictive shortcomings and establishes a new and exact route for defining other general thermodynamic quantities to the quantum regime.
A central open question in quantum thermodynamics is the identification of thermodynamic entropy away from equilibrium. Although thermodynamic entropy coincides with the von Neumann entropy for a Gibbs state at equilibrium, the thermodynamic role of quantum coherence generated during nonequilibrium evolution remains unclear. Here, we show that von Neumann entropy does not, in general, represent the thermodynamic entropy governing heat exchange in coherent nonequilibrium quantum systems. By integrating the resource theory of quantum coherence with thermodynamic principles, we develop a general framework for nonequilibrium quantum thermodynamics. We identify thermodynamic entropy with the energy entropy derived from energy-measurement statistics and introduce a dynamical temperature extending the equilibrium concept to nonequilibrium states. Consequently, we obtain an exact entropy-balance relation separating the entropy flux associated with heat exchange from the coherence-loss contribution to entropy production, establishing an operational connection between quantum coherence, heat flow, and total entropy change. Unlike approaches relying on equilibrium reference states or stationary Gibbs ensembles, our framework uses instantaneous dynamical quantities and remains valid throughout transient nonequilibrium evolution. It provides consistent dynamical definitions of temperature, work, heat, and free energy. Applying the formalism to an exactly solvable open quantum system, we show that the first and second laws hold throughout transient evolution and that equilibrium thermodynamics emerges dynamically in the weak-coupling long-time limit. Our results establish a unified framework for coherent nonequilibrium quantum thermodynamics and suggest opportunities for controlling heat dissipation through coherence engineering in quantum thermal technologies.
The resource theory of quantum thermodynamics has been a very successful theory and has generated much follow-up work in the community.It requires energy-preserving unitary operations to be implemented over a system, bath, and catalyst as part of its paradigm.So far, such unitary operations have been considered a "free" resource in the theory.However, this is only an idealization of a necessarily inexact process.Here, we include an additional auxiliary control system which can autonomously implement the unitary by turning an interaction "on or off."However, the control system will inevitably be degraded by the backaction caused by the implementation of the unitary.We derive conditions on the quality of the control device so that the laws of thermodynamics do not change and prove-by utilizing a good quantum clock-that the laws of quantum mechanics allow the backreaction to be small enough so that these conditions are satisfiable.Our inclusion of nonidealized control into the resource framework also raises interesting prospects, which were absent when considering idealized control.Among other things, the emergence of a third law without the need for the assumption of a light cone.Our results and framework unify the field of autonomous thermal machines with the thermodynamic quantum resource-theoretic one, and lay the groundwork for all quantum processing devices to be unified with fully autonomous machines.