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arXiv:2512.20912 · Physical review. B./Physical review. B

Competing magnetic and topological orders in the spin-1 Kitaev-Heisenberg chain with single-ion anisotropy

Sahinur Reja, Satoshi Nishimoto

Published Jul 20, 2026• 0 citations
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Abstract

We investigate the ground-state phase diagram of the spin-1 Kitaev–Heisenberg (KH) chain in the presence of uniaxial single-ion anisotropy D z using the density-matrix renormalization-group method. The relative strength of the Heisenberg and Kitaev interactions is parametrized by a coupling angle ϕ , defined by J = cos ϕ and K = sin ϕ . By combining energy-based diagnostics with finite-size extrapolations of order parameters and correlation functions, we obtain a comprehensive phase diagram as a function of ϕ and D z . The phase diagram contains ferromagnetic and Néel ordered phases, collinear states with four-site spin modulation, magnetically disordered or critical regimes, two Kitaev-dominated spin-liquid-like regions, and a topological Haldane phase near the Heisenberg limit. We find that the Kitaev-dominated disordered regions acquire finite parameter widths in the spin-1 model, whereas the Haldane phase is fragile against Kitaev-type anisotropy, especially for D z < 0 . Positive D z generally suppresses magnetic order and expands nonmagnetic regimes, while negative D z enhances Ising-like magnetic order. At D z = 0 , we also identify an exactly solvable point at tan ϕ = − 2 ( ϕ / π ≃ 1.6476 ) , which gives rise to a first-order transition between the Néel- z state and a four-site collinear state. We further contrast these findings with the spin- 1 / 2 KH chain and with the spin-1 honeycomb KH model, highlighting the distinct roles of single-ion anisotropy and dimensionality in Kitaev-type magnets.

DOI
10.1103/z6xd-4697

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We investigate the ground-state phase diagram of the spin-1 Kitaev–Heisenberg (KH) chain in the presence of uniaxial single-ion anisotropy D z using the density-matrix renormalization-group method. The relative strength of the Heisenberg and Kitaev interactions is parametrized by a coupling angle ϕ , defined by J = cos ϕ and K = sin ϕ . By combining energy-based diagnostics with finite-size extrapolations of order parameters and correlation functions, we obtain a comprehensive phase diagram as a function of ϕ and D z . The phase diagram contains ferromagnetic and Néel ordered phases, collinear states with four-site spin modulation, magnetically disordered or critical regimes, two Kitaev-dominated spin-liquid-like regions, and a topological Haldane phase near the Heisenberg limit. We find that the Kitaev-dominated disordered regions acquire finite parameter widths in the spin-1 model, whereas the Haldane phase is fragile against Kitaev-type anisotropy, especially for D z < 0 . Positive D z generally suppresses magnetic order and expands nonmagnetic regimes, while negative D z enhances Ising-like magnetic order. At D z = 0 , we also identify an exactly solvable point at tan ϕ = − 2 ( ϕ / π ≃ 1.6476 ) , which gives rise to a first-order transition between the Néel- z state and a four-site collinear state. We further contrast these findings with the spin- 1 / 2 KH chain and with the spin-1 honeycomb KH model, highlighting the distinct roles of single-ion anisotropy and dimensionality in Kitaev-type magnets.
We study the ground state of the 1D Kitaev-Heisenberg (KH) model using the density-matrix renormalization group and Lanczos exact diagonalization methods. We obtain a rich ground-state phase diagram as a function of the ratio between Heisenberg (J = cosϕ) and Kitaev (K = sinϕ) interactions. Depending on the ratio, the system exhibits four long-range ordered states: ferromagnetic-z, ferromagnetic-xy, staggered-xy, Néel-z, and two liquid states: Tomonaga-Luttinger liquid and spiral-xy. The two Kitaev points ϕ=π2 and φ=3π2 are singular. The ϕ-dependent phase diagram is similar to that for the 2D honeycomb-lattice KH model. Remarkably, all the ordered states of the honeycomb-lattice KH model can be interpreted in terms of the coupled KH chains. We also discuss the magnetic structure of the K-intercalated RuCl3, a potential Kitaev material, in the framework of the 1D KH model. Furthermore, we demonstrate that the low-lying excitations of the 1D KH Hamiltonian can be explained within the combination of the known six-vertex model and spin-wave theory.
The search for Kitaev spin liquid states has recently broadened to include a number of honeycomb materials with integer spin moments. The qualitative difference with their spin-1/2 counterparts is the presence of single-ion anisotropy (SIA). This motivates our investigation of the effects of SIA on the ground state of the spin-1 Kitaev-Heisenberg (KH) model using the density-matrix renormalization group which allows construction of detailed phase diagrams around the Kitaev points. We demonstrate that positive out-of-plane SIA induces an in-plane vortex state without the need for off-diagonal interactions. Conversely, negative SIA facilitates the emergence of a ferromagnetic state in the presence of antiferromagnetic Heisenberg interactions, whereas a Néel state can emerge for ferromagnetic Heisenberg coupling. These findings, pertinent even for weak SIA, not only enhance our theoretical understanding of the spin-1 KH model but also suggest experimental prospects for observing these novel magnetic states in material realizations.
Abstract We study the ground state of the 1D Kitaev-Heisenberg (KH) model using the density-matrix renormalization group and Lanczos exact diagonalization methods. We obtain a rich ground-state phase diagram as a function of the ratio between Heisenberg (J = cosϕ) and Kitaev (K = sinϕ) interactions. Depending on the ratio, the system exhibits four long-range ordered states: ferromagnetic-z, ferromagnetic-xy, staggered-xy, Néel-z, and two liquid states: Tomonaga-Luttinger liquid and spiral-xy. The two Kitaev points ϕ=π2{\boldsymbol{\phi }}{\boldsymbol{=}}\frac{{\boldsymbol{\pi }}}{{\bf{2}}}ϕ=2π​ ϕ=π2 and φ=3π2{\boldsymbol{\varphi }}{\boldsymbol{=}}\frac{{\bf{3}}{\boldsymbol{\pi }}}{{\bf{2}}}φ=23π​ φ=3π2 are singular. Theϕ-dependent phase diagram is similar to that for the 2D honeycomb-lattice KH model. Remarkably, all the ordered states of the honeycomb-lattice KH model can be interpreted in terms of the coupled KH chains. We also discuss the magnetic structure of the K-intercalated RuCl3, a potential Kitaev material, in the framework of the 1D KH model. Furthermore, we demonstrate that the low-lying excitations of the 1D KH Hamiltonian can be explained within the combination of the known six-vertex model and spin-wave theory.
Emergence of vortex state in the S=1S=1S=1 Kitaev-Heisenberg model with single-ion anisotropy
The search for Kitaev spin liquid states has recently broadened to include a number of honeycomb materials with integer spin moments. The qualitative difference with their spin-1/2 counterparts is the presence of single-ion anisotropy (SIA). This motivates our investigation of the effects of SIA on the ground state of the spin-111 Kitaev-Heisenberg (KH) model using the density-matrix renormalization group which allows construction of detailed phase diagrams around the Kitaev points. We demonstrate that positive out-of-plane SIA induces an in-plane vortex state without the need for off-diagonal interactions. Conversely, negative SIA facilitates the emergence of a ferromagnetic state in presence of antiferromagnetic Heisenberg interactions, while a Nèel state can emerge for ferromagnetic Heisenberg coupling. These findings, pertinent even for weak SIA, not only enhance our theoretical understanding of the spin-1 KH model but also propose experimental prospects for observing these novel magnetic states in material realizations.
The interplay between competing interactions in low-dimensional quantum many-body systems gives rise to a wide variety of quantum phases and critical phenomena. Motivated by this scenario, we investigate the quantum phase diagram of the mixed-spin 1 2 , 1 antiferromagnetic Heisenberg chain with modulated single-ion anisotropy by means of the density matrix renormalization group (DMRG) method. The resulting phase diagram comprises four distinct quantum phases: three gapped phases, namely the 1 / 3 magnetization plateau, the trivial nonmagnetic (TnM) phase, and the topological valence-bond-solid (TVBS) phase, together with a gapless Luttinger liquid (LL) phase. The different phases are characterized through the analysis of magnetization, spin correlation functions, nonlocal order parameters, and entanglement-based observables. The TVBS phase is identified by the presence of exponentially localized edge states, finite values of the nonlocal string order parameter and twist operator, and the characteristic degeneracy pattern of the entanglement spectrum. The boundaries of the LL phase are determined from the transverse spin correlation function and the corresponding Luttinger parameter, revealing two Kosterlitz–Thouless transition lines characterized by the critical value K c = 2.0 , in agreement with finite-size scaling analyses of the spin gap. In addition, we identify a Gaussian critical line associated with the topological quantum phase transition separating the TVBS and TnM phases. By employing the tangential finite-size scaling approach, we accurately determine this critical line by extracting the correlation-length critical exponent ν and the conformal field theory central charge c . Our results demonstrate that the competition between exchange interactions and modulated single-ion anisotropy gives rise to a rich interplay between topology, quantum criticality, and magnetic ordering, highlighting the fundamental role of these interactions in determining the ground-state properties of low-dimensional quantum spin systems.
The search for Kitaev spin liquid states has recently broadened to include a number of honeycomb materials with integer spin moments. The qualitative difference with their spin-1/2 counterparts is the presence of single-ion anisotropy (SIA). This motivates our investigation of the effects of SIA on the ground state of the spin-1 Kitaev-Heisenberg (KH) model using the density-matrix renormalization group which allows construction of detailed phase diagrams around the Kitaev points. We demonstrate that positive out-of-plane SIA induces an in-plane vortex state without the need for off-diagonal interactions. Conversely, negative SIA facilitates the emergence of a state in the presence of antiferromagnetic Heisenberg interactions, whereas a state can emerge for ferromagnetic Heisenberg coupling. These findings, pertinent even for weak SIA, not only enhance our theoretical understanding of the spin-1 KH model but also suggest experimental prospects for observing these novel magnetic states in material realizations. Published by the American Physical Society 2024