In the local-moment regime, heavy fermions are most economically described by a compact U(1) gauge theory. Motivated by this perspective, we study a minimal compact U(1) lattice gauge model describing a spin chain coupled to two-dimensional Dirac conduction electrons. The spin chain is described by fermionic partons carrying spin and U(1) gauge charge. The heavy-fermion quasiparticle is a bound state of a U(1) matter field carrying unit electric charge and U(1) gauge charge, and the fermionic parton. Using sign-problem-free determinant quantum Monte Carlo simulations, we identify two symmetry-equivalent regimes: a heavy-fermion metal with a sharp composite-fermion resonance and robust low-frequency transport, and a Kondo-breakdown metal with an incoherent resonance and vanishing low-frequency transport. For any finite lattice extent in the direction perpendicular to the chain, the Luttinger volume of the heavy-fermion phase counts both composite and conduction electrons, while in the Kondo-breakdown phase it counts only the conduction electrons. The evolution of the composite-fermion spectrum, dynamical spin structure factor, and optical conductivity provides a nonperturbative demonstration of gauge-mediated Kondo breakdown and establishes transport fingerprints of an orbital-selective Mott transition in the context of U(1) gauge theories of heavy fermions.
Resolving the heavy fermion band in the conduction electron momentum resolved spectral function of the Kondo lattice model is challenging since, in the weak coupling limit, its spectral weight is exponentially small. In this article we consider a composite fermion operator, consisting of a conduction electron dressed by spin fluctuations that shares the same quantum numbers as the electron operator. Using approximation free auxiliary field quantum Monte Carlo simulations we show that, for the SU(2) spin-symmetric model on the square lattice at half filling, the composite fermion acts as a magnifying glass for the heavy fermion band. In comparison to the conduction electron residue that scales as ${e}^{\ensuremath{-}W/{J}_{k}}$ with
W the bandwidth and
Jk the Kondo coupling, the residue of the composite fermion tracks
Jk. This result holds down to
Jk/W=0.05 and confirms the point of view that magnetic ordering, present below
Jk/W=0.18, does not destroy the heavy quasiparticle. We furthermore investigate the spectral function of the composite fermion in the ground state and at finite temperatures, for
SU(N) generalizations of the Kondo lattice model, as well as for ferromagnetic Kondo couplings, and compare our results to analytical calculations in the limit of high temperatures, large-
N, large-
S, and large
Jk. Based on these calculations, we conjecture that the composite fermion operator provides a unique tool to study the destruction of the heavy fermion quasiparticle in Kondo breakdown transitions. The relation of our results to scanning tunneling spectroscopy and photoemission experiments is discussed.
We consider a two-dimensional quantum spin system described by a Heisenberg model that is embedded in a three-dimensional metal. The two systems couple via an antiferromagnetic Kondo interaction. In such a setup, the ground state generically remains metallic down to the lowest temperatures and allows us to study magnetic quantum phase transitions in metallic environments. From the symmetry point of view, translation symmetry is present in two out of three lattice directions such that crystal momentum is only partially conserved. Importantly, the construction provides a route to study, with negative-sign-free auxiliary-field quantum Monte Carlo methods, the physics of local moments in metallic environments. Our large-scale numerical simulations show that as a function of the Kondo coupling, the system has two metallic phases. In the limit of strong Kondo coupling, a paramagnetic heavy-fermion phase emerges. Here, the spin degree of freedom is screened by means of the formation of a composite quasiparticle that participates in the Luttinger count. At weak Kondo coupling, magnetic order is present. This phase is characterized by Landau-damped Goldstone modes. Furthermore, the aforementioned composite quasiparticle remains intact across the quantum phase transition.
We explore the physics of a spin-1/2 Heisenberg chain with Kondo interaction,
Jk, to a two-dimensional electron gas. At weak
Jk the problem maps onto a Heisenberg chain locally coupled to a dissipative Ohmic bath. At the decoupled fixed point, the dissipation is a marginally relevant perturbation and drives long-range antiferromagnetic order along the chain. In the dynamical spin structure factor we observe a quadratic low-energy dispersion akin to Landau-damped Goldstone modes. At large
Jk Kondo screening dominates, and the spin correlations of the chain inherit the power law of the host metal, akin to a paramagnetic heavy Fermi liquid. In both phases we observe heavy bands near the Fermi energy in the composite-fermion spectral function. Our results, obtained from auxiliary-field quantum Monte Carlo simulations, provide a negative-sign-free realization of a quantum transition between an antiferromagnetic metal and a heavy-fermion metal. We discuss the relevance of our results in the context of scanning tunneling spectroscopy experiments of magnetic adatom chains on metallic surfaces.
We map out the ground-state phase diagram of a one-dimensional
SU(N) Kondo-Heisenberg lattice model at half-filling and in the fully antisymmetric self-adjoint representation as a function of
N1 and Kondo coupling
Jk/t. On the basis of auxiliary field quantum Monte Carlo (QMC) simulations with even
N up to 8, we show that the enlarged $\mathrm{SU}(N\ensuremath{\ge}4$) symmetry realizes a quantum phase transition separating a valence bond solid (VBS) phase occupying a weak-coupling part of the phase diagram and the Kondo insulator (KI) state dominating in the strong
Jk/t limit. Along the phase boundary, we always observe critical exponents that belong to a two-dimensional classical Ising universality class. We next trace the evolution of the composite fermion and spin spectral functions across the phase boundary and conclude that VBS order triggers a bond order wave state of conduction electrons, both coexisting with Kondo screening. Upon further reducing
Jk/t, we observe that composite quasiparticles lose their spectral weight indicating that VBS order gradually liberates localized
f spins from forming Kondo singlets with conduction electron spins. We contrast the QMC results with a static large-
N approximation, and we show that in the limit of infinite degeneracy $N\ensuremath{\rightarrow}\ensuremath{\infty}$ the order-disorder transition becomes of first order and is accompanied by a full decoupling of conduction electrons and localized
f spins. We complete our analysis by considering the limit of a vanishing Heisenberg coupling
Jh=0, and we provide evidence that the enlarged
SU(N) symmetry and low dimensionality of the Ruderman-Kittel-Kasuya-Yosida exchange interaction are not sufficient to induce VBS order in the conventional
SU(N) Kondo chain, which hosts solely a KI phase. Finally, we quantify the role of increasing
N in reducing the separation of charge and spin timescales specific to the KI state, and we show that the latter is adiabatically connected to a trivial band insulator captured by the large-
N approximation.
We study one dimensional {\it extended} Kondo lattice model, described by the
t−J Hamiltonian for conduction electrons away from half filling and the Heisenberg Hamiltonian for localized spins at half filling. Following Shankar,\cite{Shankar} we find an effective field theory for this model, where doped holes are represented by massless Dirac fermions (holons) and spin excitations are fractionalized into relativistic bosons (spinons). These holons and spinons interact via U(1) gauge fluctuations. Effects of Berry phase to the localized spins disappear due to the presence of Kondo couplings, causing the spinon excitations gapped. Furthermore, the gauge fluctuations are suppressed by hole doping. As a result, massive spinons are deconfined to arise in the localized spins unless the Kondo hybridization is strong enough. When the Kondo hybridization strength exceeds a certain value, we find that the localized spin chain becomes critical. This indicates that the present one dimensional Kondo lattice model exhibits a phase transition from a spin-gapped phase to a critical state in the localized spin chain, driven by the Kondo interaction.
In this thesis, several cases of non-equilibrium phenomena and quantum phase transitions in strongly correlated electron systems are analyzed. The unconventional critical behavior near magnetic quantum phase transitions in various heavy-fermion metals has triggered proposals on the breakdown of the Kondo effect at the critical point. In part I, we investigate, within one specific scenario, the fate of such a zero-temperature transition upon coupling of the electronic to lattice degrees of freedom. We study a Kondo-Heisenberg model with volume-dependent Kondo coupling � this model displays both Kondo volume collapse and Kondo-breakdown transitions. Within a large-N treatment, we find that the Kondo breakdown transition remains of second order except for very soft lattices. Finally, we relate our findings to current heavy-fermion experiments. Using non-equilibrium Green�s functions, we derive transport equations for the degrees of freedom participating in the quantum critical region of the Kondo breakdown transition. We discuss conditions under which the transport of electrical charge is described by the independent motion of conduction electrons and auxiliary bosons. Under these conditions, we derive a semiclassical transport equation for the bosons and quantitatively discuss the electrical conductivity of the whole system. Motivated by pressure experiments on FeAs-122 superconductors, in part II we propose a scenario based on local-moment physics to explain salient features at the magnetic phase boundary of CaFe2As2. In this scenario, the low-pressure magnetic phase derives from Fe moments, which become screened in the paramagnetic high-pressure phase. The quantum phase transition can be described as an orbital-selective Mott transition, which is rendered first order by coupling to the lattice. These ideas are illustrated by a suitable mean-field analysis of an Anderson lattice model. An analytical description of non-equilibrium phenomena in interacting quantum systems is rarely possible. In part III we present one example where such a description can be achieved, namely the ferromagnetic Kondo model. In equilibrium, this model is tractable via perturbative renormalization-group techniques. We employ a recently developed extension of the flow-equation method to calculate the non-equilibrium decay of the local magnetization at zero temperature. The flow equations admit analytical solutions which become exact at short and long times, in the latter case revealing that the system always retains a memory of its initial state. Finally, in part IV we analyze the Nernst effect resulting from normal state quasiparticles in the cuprates in presence of various types of translational symmetry breaking. In the electron-doped cuprates, the Nernst signal resulting from a reconstruction of the Fermi surface due to spin density wave order is discussed. An order parameter consistent with the reconstruction of the Fermi surface detected in electron-doped materials is shown to sharply enhance the Nernst signal close to optimal doping. Within a semiclassical treatment, the obtained magnitude and position of the enhanced Nernst signal agrees with Nernst measurements in electron-doped cuprates. In the hole-doped cuprates, we discuss relations between the normal-state Nernst effect and stripe order. We find that Fermi pockets caused by translational symmetry breaking lead to a strongly enhanced Nernst signal with a sign depending on the modulation period of the ordered state and other details of the Fermi surface. This implies differences between antiferromagnetic and charge-only stripes. We compare our findings with recent data from La1.6−xNd0.4SrxCuO4 and YBa2Cu3Oy.