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arXiv:2512.15041

Fractional quantization by interaction of arbitrary strength in gapless flat bands with divergent quantum geometry

Yang, Wenqi, Zhai, Dawei, Wang Yao

Published Dec 17, 2025• 0 citations
arXivHTMLPDF

Abstract

Fractional quantum anomalous Hall (FQAH) effect, a lattice analogue of fractional quantum Hall effect, offers a unique pathway toward fault-tolerant quantum computation and deep insights into the interplay of topology and strong correlations. The exploration has been successfully guided by the paradigm of ideal flat Chern bands, which mimic Landau levels in both band topology and local quantum geometry. Yet, given the boundless potential for Bloch bands in lattice systems, it remains a significant open question whether FQAH states can arise in scenarios fundamentally distinct from this paradigm. Here we turn to a class of gapless flat bands, featuring (i) ill-defined band topology, (ii) non-quantized Berry flux, (iii) divergent quantum geometry at singular band touchings, (iv) highly fluctuating and far-from-ideal quantum geometry across the Brillouin zone (BZ). Our exact diagonalization and density matrix renormalization group calculations unambiguously demonstrate FQAH phase that is virtually independent of the interaction strength, persisting from the weak-interaction to the strong-interaction limit. We find the stability of the FQAH states does not uniquely correlate with the singularity strength or the BZ-averaged quantum geometric fluctuations. Instead, the many-body topological order can adapt to the singular and fluctuating quantum geometric landscape by spontaneously developing an inhomogeneous carrier distribution, while its quenching accompanies the drop in the occupation-weighted Berry flux. Our work reveals a profound interplay between local quantum geometry and many-body correlation, and significantly expands the exploration space for FQAH effect and correlated phenomena in general.

DOI
10.48550/arxiv.2512.15041

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Fractional quantum anomalous Hall (FQAH) effect, a lattice analogue of fractional quantum Hall effect, offers a unique pathway toward fault-tolerant quantum computation and deep insights into the interplay of topology and strong correlations. The exploration has been successfully guided by the paradigm of ideal flat Chern bands, which mimic Landau levels in both band topology and local quantum geometry. Yet, given the boundless potential for Bloch bands in lattice systems, it remains a significant open question whether FQAH states can arise in scenarios fundamentally distinct from this paradigm. Here we turn to a class of gapless flat bands, featuring (i) ill-defined band topology, (ii) non-quantized Berry flux, (iii) divergent quantum geometry at singular band touchings, (iv) highly fluctuating and far-from-ideal quantum geometry across the Brillouin zone (BZ). Our exact diagonalization and density matrix renormalization group calculations unambiguously demonstrate FQAH phase that is virtually independent of the interaction strength, persisting from the weak-interaction to the strong-interaction limit. We find the stability of the FQAH states does not uniquely correlate with the singularity strength or the BZ-averaged quantum geometric fluctuations. Instead, the many-body topological order can adapt to the singular and fluctuating quantum geometric landscape by spontaneously developing an inhomogeneous carrier distribution, while its quenching accompanies the drop in the occupation-weighted Berry flux. Our work reveals a profound interplay between local quantum geometry and many-body correlation, and significantly expands the exploration space for FQAH effect and correlated phenomena in general.
A flat band with Chern number C = 0 , well isolated from the rest of Hilbert space by a gap much larger than interaction strength, is an unexpected context for fractional quantum Hall physics. In this work, we demonstrate the emergence of the fractional Chern insulator (FCI) states in such a trivial flat band using large-scale exact diagonalization and infinite density matrix renormalization group simulations. Hosted by an anisotropic lattice, this band has a sharp peak for the quantum geometry. At 1/3 hole filling, we find the unexpected FCI with 3-fold ground-state degeneracy and σ H = − 1 / 3 ( e 2 / h ) . The momentum-space carrier distribution shows that the quantum geometry peak tends to push the interacting holes away, toward other regions of the Brillouin zone with the nearly "ideal" quantum geometry, underlying the formation of the FCI in the C = 0 flat band. In comparison, we find only trivial ground states when the quantum geometry peak becomes less avoidable. Our work not only shows that FCl states could exist without the single-particle topology, relying on the more intrinsic quantum geometry, but also suggests a possibly generic scenario to explore FCIs in otherwise trivial flat bands.
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We develop a method to characterize topological phase transitions for strongly correlated Hamiltonians defined on two-dimensional lattices based on the many-body Berry curvature. Our goal is to identify a class of quantum critical points between topologically nontrivial phases with fractionally quantized Hall (FQH) conductivity and topologically trivial gapped phases through the discontinuities of the many-body Berry curvature in the so-called flux Brillouin zone (fBZ), the latter being defined by imposing all possible twisted boundary conditions. For this purpose, we study the finite-size signatures of several quantum phase transitions between fractional Chern insulators and charge-ordered phases for two-dimensional lattices by evaluating the many-body Berry curvature numerically using exact diagonalization. We observe degeneracy points (nodes) of many-body energy levels at high-symmetry points in the fBZ, accompanied by diverging Berry curvature. We find a correspondence between the number and order of these nodal points, and the change of the topological invariants of the many-body ground states across the transition, in close analogy with Weyl nodes in noninteracting band structures. This motivates us to apply a scaling procedure, originally developed for noninteracting systems, for the Berry curvature at the nodal points. This procedure offers a useful tool for the classification of topological phase transitions in interacting systems harboring FQH like topological order.
Recently, fractional Chern insulators (FCIs), also called fractional quantum anomalous Hall (FQAH) states, have been theoretically established in lattice systems with topological flat bands. These systems exhibit similar fractionalization phenomena to the conventional fractional quantum Hall (FQH) systems. Using the mapping relationship between the FQH states and the FCI/FQAH states, we construct the many-body wave functions of the fermionic FCI/FQAH states in disk geometry with the aid of the generalized Pauli principle (GPP) and Jack polynomials. Compared with the ground state by the exact diagonalization method, the wave-function overlap is higher than 0.97, even when the Hilbert space dimension is as large as 3 × 10 6 . We also use the GPP and the Jack polynomials to construct edge excitations for the fermionic FCI/FQAH states. The quasi-degeneracy sequences of fermionic FCI/FQAH systems reproduce the prediction of the chiral Luttinger liquid theory, complementing the exact diagonalization results with larger lattice sizes and more particles.
With recent developments in fractional quantum mechanics, we introduce a fractional generalization of the Bernevig-Hughes-Zhang (BHZ) model to investigate the effects of fractional dispersion on band topology and quantum geometry. In the low-energy limit, the model reduces to a fractional Dirac Hamiltonian while preserving momentum-space periodicity, thereby ensuring a compact Brillouin zone and a well-defined topological invariant. We further show that the corresponding real-space tight-binding model can be constructed directly through a Fourier-series transformation, providing a simpler and more general alternative to the methods typically employed for fractional lattice systems. This approach readily extends beyond the generalized BHZ model considered here. Using the Bloch eigenstates, we compute the quantum geometric tensor and analyze its components, namely the Berry curvature and quantum metric. We find that fractional tuning redistributes these quantities throughout the Brillouin zone as the dispersion exponent becomes fractional, leading to pronounced modifications of the local band geometry. In contrast, the Chern number remains invariant, demonstrating the robustness of the global topological phase against fractional deformation. We further argue that this invariance persists for a broad class of fractional models.
We study NNN-component interacting particles (hardcore bosons and fermions) loaded in topological lattice models with SU(N)\mathrm{SU}(N)SU(N)-invariant interactions based on exact diagonalization and density matrix renormalization group method. By tuning the interplay of interspecies and intraspecies interactions, we demonstrate that a class of SU(N)\mathrm{SU}(N)SU(N) fractional quantum Hall states can emerge at fractional filling factors $\ensuremath{\nu}=N/(N+1)$ for bosons [$\ensuremath{\nu}=N/(2N+1)$ for fermions] in the lowest Chern band, characterized by the nontrivial fractional Hall responses and the fractional charge pumping. Moreover, we establish a topological characterization based on the K\mathbf{K}K matrix and discuss the close relationship to the fractional quantum Hall physics in topological flat bands with Chern number NNN.