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arXiv:2512.10093 · The Bulletin of Irkutsk State University Series Mathematics

Gradient projection method and stochastic search for some optimal control models with spin chains. I

Oleg V. Morzhin

quant-phmath.OCSubmitted Dec 10, 2025• Announced Dec 12, 2025• 0 citations
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Abstract

This article (I) considers the known optimal control model of a quantum information transfer along a spin chain with controlled external parabolic magnetic field, with an arbitrary length. The article adds certain lower and upper pointwise constraints on controls, adds the problem of keeping the signal at the last spin, considers various classes of controls. For these problems under piecewise continuous controls, the projection-type linearized Pontryagin maximum principle, gradient projection method's constructions in its one- and two- and three-step forms were adapted by analogy with [Morzhin O.V., Pechen A.N. J. Phys. A: Math. Theor., 2025]. Moreover, an example with a genetic algorithm's successful use under a special class of controls is given.

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15 pages, 2 figures

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This article (II) continues the research described in [Morzhin O.V. Gradient projection method and stochastic search for some optimal control models with spin chains. I (submitted)] (Article I), derives the needed finite-dimensional gradients corresponding to the infinite-dimensional gradients obtained in Article I, both for transfer and keeping problems at a certain $N$-dimensional spin chain, and correspondingly adapts a projection-type condition for optimality, gradient projection method (GPM). For the case $N=3$, the given in this article examples together with Example 3 in Article I show that: a) the adapted GPM and genetic algorithm (GA) successfully solved numerically the considered transfer and keeping problems; b) the two- and three-step GPM forms significantly surpass the one-step GPM. Moreover, GA and a special class of controls were successfully used in such the transfer problem that $N=20$ and the final time is not assigned.

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This article (I) considers the known optimal control model of a quantum information transfer along a spin chain with controlled external parabolic magnetic field, with an arbitrary length. The article adds certain lower and upper pointwise constraints on controls, adds the problem of keeping the signal at the last spin, considers various classes of controls. For these problems under piecewise continuous controls, the projection-type linearized Pontryagin maximum principle, gradient projection method's constructions in its one- and two- and three-step forms were adapted by analogy with [Morzhin O.V., Pechen A.N. J. Phys. A: Math. Theor., 2025]. Moreover, an example with a genetic algorithm's successful use under a special class of controls is given.
This article (II) continues the research described in [Morzhin O.V. Gradient projection method and stochastic search for some optimal control models with spin chains. I (submitted)] (Article I), derives the needed finite-dimensional gradients corresponding to the infinite-dimensional gradients obtained in Article I, both for transfer and keeping problems at a certain NNN-dimensional spin chain, and correspondingly adapts a projection-type condition for optimality, gradient projection method (GPM). For the case N=3N=3N=3, the given in this article examples together with Example 3 in Article I show that: a) the adapted GPM and genetic algorithm (GA) successfully solved numerically the considered transfer and keeping problems; b) the two- and three-step GPM forms significantly surpass the one-step GPM. Moreover, GA and a special class of controls were successfully used in such the transfer problem that N=20N=20N=20 and the final time is not assigned.
Abstract In this work, we adopt the gradient projection method (GPM) to problems of quantum control. For general N-level closed and open quantum systems, we derive the corresponding adjoint systems and gradients of the objective functionals and provide the projection versions of the Pontryagin maximum principle and the GPM, all directly in terms of quantum objects such as evolution operator, Hamiltonians, density matrices, etc. Various forms of the GPM, including one- and two-step, are provided and compared. We formulate the GPM both for closed and open quantum systems, latter for the general case with simultaneous coherent and incoherent controls. The GPM is designed to perform local gradient based optimization in the case when bounds are imposed on the controls. The main advantage of the method is that it allows to exactly satisfy the bounds, in difference to other approaches such as adding constraints as weight to an objective. We apply the GPM to several examples including generation of one- and two-qubit gates and two-qubit Bell and Werner states for models of superconducting qubits under the constraint when controls are zero at the initial and final times, steering an open quantum system to a target density matrix for simulating action of the Werner–Holevo channel, etc.
In this work, we consider the problem of the analysis of quantum control landscapes in both situations when the controls during optimization are unconstrained and when they should satisfy a given constraint, for example their amplitude should be bounded by some constant value. For the analysis of unconstrained quantum control landscapes, a special approach was developed in [Pechen and Tannor, Israel J. of Chemistry 52 (5), 467–472 (2012)] based on a fixed step gradient ascent pulse engineering (GRAPE) algorithm. Here we also adopt a GRAPE approach based on the Pontryagin maximum principle (PMP). For the analysis of the constrained quantum control landscapes, we adopt the gradient projection method which was developed for quantum systems in [A. Oza et al., J. Phys. A: Math. Theor. 42, 205305 (2009)] (GPM; for our purpose the most suitable is a one-step GPM with a fixed step), both for closed and open quantum systems. As an explicit example, we apply these approaches to study quantum control landscape for optimization of an observable mean value for a three-level degenerate Ξ\XiΞ -system system having a seventh-order trap.
Spin chains have long been considered as candidates for quantum channels to facilitate quantum communication. We consider the transfer of a single excitation along a spin-1/2 chain governed by Heisenberg-type interactions. We build on the work of Balachandran and Gong [V. Balachandran and J. Gong, Phys. Rev. A 77, 012303 (2008)] and show that by applying optimal control to an external parabolic magnetic field, one can drastically increase the propagation rate by two orders of magnitude. In particular, we show that the theoretical maximum propagation rate can be reached, where the propagation of the excitation takes the form of a dispersed wave. We conclude that optimal control is not only a useful tool for experimental application, but also for theoretical inquiry into the physical limits and dynamics of many-body quantum systems.
In the recent literature, various aspects of the transfer of quantum states by spin chains have been thoroughly investigated. Part of the existing study is devoted to the problem of optimal control, with the goal of achieving a highly reliable information/state transfer for a given time T. In general, achieving this goal is not an easy task in the case of (open) quantum systems. Various approaches have been developed and applied, including Krotov’s method to study the problem. It is a gradient-based method used here to study the problem of state transfer control in central spin models. Our results show that with Krotov’s method, it is possible to find an optimal control form that allows for very-high-fidelity state transfer in the central spin models we have developed. Our results will be of interest for a better understanding of the non-trivial effects of the classical world on the quantum world, which have been discussed in the form of various new effects, including the Epstein effect, in the recent literature.