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arXiv:2512.04907

Instantons meet resonances: Unifying two seemingly distinct approaches to quantum tunneling

Björn Garbrecht, Nils Wagner

hep-thmath-phquant-phSubmitted Dec 4, 2025• Announced Dec 5, 2025• 0 citations
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Abstract

In the study of quantum-mechanical tunneling processes, numerous approaches have been developed to determine the decay rate of states initially confined within a metastable potential region. Virtually all analytical treatments, however, fall into one of two superficially unrelated conceptual frameworks: the resonant-state approach and the instanton method. Whereas the concept of resonant states and their associated decay widths is grounded in physical reasoning by capturing the regime of uniform probability decay, the instanton method lacks a comparably clear physical interpretation. We demonstrate the equivalence of the two approaches, revealing that the contour-deformation prescription in the functional integral put forward by Callan and Coleman directly corresponds to the outgoing Gamow--Siegert boundary conditions defining resonant states.

Comments
7 pages, 5 figures

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In the study of quantum-mechanical tunneling processes, numerous approaches have been developed to determine the decay rate of states initially confined within a metastable potential region. Virtually all analytical treatments, however, fall into one of two superficially unrelated conceptual frameworks: the resonant-state approach and the instanton method. Whereas the concept of resonant states and their associated decay widths is grounded in physical reasoning by capturing the regime of uniform probability decay, the instanton method lacks a comparably clear physical interpretation. We demonstrate the equivalence of the two approaches, revealing that the contour-deformation prescription in the functional integral put forward by Callan and Coleman directly corresponds to the outgoing Gamow--Siegert boundary conditions defining resonant states.
Within the framework of the instanton approach, we present analytical results for the following model problems: (i) particle penetration through a parabolic potential barrier, where the instanton solution practically coincides with the exact (quantum) one; (ii) descriptions of highly excited states in anharmonic potentials of two types: double-well X 4 and decay X 3 . For the former potential, the instanton method accurately reproduces not only single-well and double-well quantization, but also a crossover region (in contrast to the standard WKB approach that fails to describe the crossover behavior); for the latter potential, the instanton method allows studying the resonance broadening and collapse phenomena. We also investigate resonance tunneling that plays a relevant role in many semiconducting devices. We show that the instanton approach gives exact (quantum) results in a broad range of energies. Applications of the method and of the results are applicable to various systems in physics, chemistry, and biology exhibiting double-level behavior and resonance tunneling.
We study the decay of general initial states out of a metastable potential well in quantum mechanics. We provide a closed-form expression for the probability current that tunnels through the barrier in terms of the resonant states into which the initial state can be decomposed. All ingredients are computed analytically to first subleading order in the semiclassical limit. Specializing to a coherently-oscillating state, we derive an equivalent semiclassical approximation to the current via the path integral, which circumvents the decomposition into resonant states. We test the accuracy of the approximation by comparing it to a numerical solution of the Schrödinger equation.
Recent developments in the understanding of real-time path integrals led to the development of the ``steadyon picture'' for the semi-classical calculation of quantum tunneling rates. We discuss tunneling out of a generic localized initial state in this picture and present its application for the important example of a resonance state in a one-dimensional point particle potential. We find that the steadyon picture indeed reproduces existing results obtained using the WKB method. Our analysis furthermore demonstrates how applying this picture to physical states naturally addresses open conceptual questions regarding this framework. Finally, we perform a numerical study for a specific potential. We demonstrate in particular the existence of regimes in which the tunneling rate is dominated by higher resonances, rather than the false vacuum, as well as their importance.
When tunneling occurs out of generic initial states, a significant fraction of probability is lost at early times during which the dynamics is governed by excited resonance states. However, first-principles analyses based on path integrals have only captured the leading asymptotic behavior during which the tunneling rate is dominated by the false vacuum contribution. In this work, we discuss the behavior in the pre-asymptotic regime from a first-principles path integral perspective. We demonstrate how the relevant expressions can be evaluated systematically through semi-classical methods in the recently developed steadyon picture. This approach allows one to trace the role of the relevant physical scales, making transparent the underlying assumptions and approximations and offering a clear path to establishing a systematically improvable framework to evaluate tunneling rates non-perturbatively.
We consider a unified analytical approach for scattering and decay processes in one-dimensional resonant tunneling systems using the formalism of resonant states to address the issue of the differences and similarities in the time evolution of decay between the decay of an arbitrary state prepared initially within a system and the formation and subsequent decay of a quasistationary state in the scattering of a Gaussian wavepacket on that system. We find three distinctive regimes. A first regime, which refers only to the quasistationary state, that is characterized by a buildup time of the probability density at a given position within the internal region of the potential. Here we find that the buildup time has a dependence on position. A second regime, dominated by the exponentially decaying terms, where the decay of the quasistationary state proceeds in an almost identical fashion as for the initially prepared decaying state. And finally, a third regime that involves the transition to nonexponential decay at long times and its ulterior behavior as an inverse power of time. Here we find that the time scale of the transition occurs at different times, which implies a dependence on the parameters of the initial state.
Abstract By using an exact analytical formalism for quantum tunneling decay we show the existence of a regime of purely nonexponential decay for the survival probability in the full time interval and a propagating probability density along the external interaction region that evolves as a spreading process having no wavefront. This decaying regime follows from a complex pole of the propagator which in the wave number plane possesses an imaginary part larger than the corresponding real part, which implies a negative resonance energy and a decaying width, together with a dominant large overlap of the initial decaying state with the corresponding resonant state of the problem.