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arXiv:2511.18020 · Atoms

Effective Action Approach to Quantum and Thermal Effects: From One Particle to Bose–Einstein Condensates

Luca Salasnich

Published Dec 1, 2025• 1 citation
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Abstract

We present a detailed derivation of the quantum and quantum–thermal effective action for non-relativistic systems, starting from the single-particle case and extending to the Gross–Pitaevskii (GP) field theory for weakly interacting bosons. In the single-particle framework, we introduce the one-particle-irreducible (1PI) effective action formalism, taking explicitly into account the choice of the initial quantum state, its saddle-point plus Gaussian-fluctuation approximation, and its finite-temperature extension via Matsubara summation, yielding a clear physical interpretation in terms of zero-point and thermal contributions to the Helmholtz free energy. The formalism is then applied to the GP action, producing the 1PI effective potential at zero and finite temperature, including beyond-mean-field Lee–Huang–Yang and thermal corrections. We discuss the gapless and gapped Bogoliubov spectra, their relevance to equilibrium and non-equilibrium regimes, and the role of regularization. Applications include the inclusion of an external potential within the local density approximation, the derivation of finite-temperature Josephson equations, and the extension to D-dimensional systems, with particular attention to the zero-dimensional limit. This unified approach provides a transparent connection between microscopic quantum fluctuations and effective macroscopic equations of motion for Bose–Einstein condensates.

DOI
10.3390/atoms13120095

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We present a detailed derivation of the quantum and quantum–thermal effective action for non-relativistic systems, starting from the single-particle case and extending to the Gross–Pitaevskii (GP) field theory for weakly interacting bosons. In the single-particle framework, we introduce the one-particle-irreducible (1PI) effective action formalism, taking explicitly into account the choice of the initial quantum state, its saddle-point plus Gaussian-fluctuation approximation, and its finite-temperature extension via Matsubara summation, yielding a clear physical interpretation in terms of zero-point and thermal contributions to the Helmholtz free energy. The formalism is then applied to the GP action, producing the 1PI effective potential at zero and finite temperature, including beyond-mean-field Lee–Huang–Yang and thermal corrections. We discuss the gapless and gapped Bogoliubov spectra, their relevance to equilibrium and non-equilibrium regimes, and the role of regularization. Applications include the inclusion of an external potential within the local density approximation, the derivation of finite-temperature Josephson equations, and the extension to D-dimensional systems, with particular attention to the zero-dimensional limit. This unified approach provides a transparent connection between microscopic quantum fluctuations and effective macroscopic equations of motion for Bose–Einstein condensates.
Abstract Using the linearized version of the time dependent Gross–Pitaevskii equation, we calculate the dynamic response of a Bose–Einstein condensed gas to periodic density and particle perturbations. The zero temperature limit of the fluctuation—dissipation theorem is used to evaluate the corresponding quantum fluctuations induced by the elementary excitations in the ground state. In uniform conditions the predictions of Bogoliubov theory, including the infrared divergency of the particle distribution function and the quantum depletion of the condensate, are exactly reproduced by Gross–Pitaevskii theory. Results are also given for the crossed particle-density response function and the extension of the formalism to nonuniform systems is discussed. The generalization of the Gross–Pitaevskii equation to include beyond mean field effects is finally considered and an explicit result for the chemical potential is found, in agreement with the prediction of Lee–Huang–Yang theory.
The Bose-Einstein condensation (BEC) is a quantum phenomenon which was theorized in 1920s, but it was realized for the first time in the JILA Laboratory (University of Colorado, Boulder) by Eric Cornell and Carl Wieman only in 1995. Since 1995, lots of experiments on BEC have been realized using different gases and various conditions. One can give a correct interpretation of the results of these works only by considering the role of interaction between particles on relevant physical quantities, such as critical temperature and condensed fraction. The purpose of our work is deducing the main thermodynamic properties of trapped and interacting Bose gases using the tools of Quantum Mechanics, avoiding the introduction of (which often recurs in litterature). The first chapter shows a derivation of the famous Gross-Pitaevskii equation, starting from the many-bodies Dirac action and applying the principle of least action. Moreover, two approximate solutions of this equation are discussed as well: the gaussian variational ansatz for weakly interacting particles, and the Thomas-Fermi approximation, for strongly interacting particles. In chapter 2 we derive the Bogoliubov dispersion relation for excited states (or quasiparticle energy spectrum) with the tools of Hamiltonian Mechanics and semiclassical approximation. Furthermore, we discuss some approximations for this formula (especially the Hartree-Fock spectrum for weakly interacting bosons) and we use the Bose-Einstein distribution to find the thermal cloud density. In chapter 3 we use the previous results to calculate explicit expressions for critical temperature and condensed fraction (where possible) in four particular cases: ideal free and trapped Bose gas, interacting free and trapped Bose gas. We also discuss the main results obtained by Giorgini, Pitaevskii and Stringari, who managed to explain accurately Cornell and Wieman's experimental plots. Finally we conclude that traditional Quantum Mechanics is quite efficient to derive the main equations of BEC and that introducing second quantization is not essential. Nevertheless, some issues remain unresolved in this context: for example the phenomenon of quantum depletion and the generalisation of the Gross-Pitaevskii equation at non-zero temperature.
This thesis is about the derivation of effective mean field equations and their next-order corrections starting from nonrelativistic many-body quantum theory. Mean field equations provide an approximate ansatz for the description of interacting many-particle systems. In this ansatz the interaction between the particles is replaced by a self-consistent external potential leading to an effective one-body description of the many-particle system. Next-order corrections provide an approximation which goes one step further and tries to capture also subleading effects that are not resolved by the mean field ansatz. We present mathematical proofs for the validity of such effective theories for different models that are motivated, e.g., from the theory of ultracold atoms (the bosonic Hartree equation and the corresponding Bogoliubov theory) and from plasma physics (the motion of a tracer particle through a degenerate and dense electron gas). Starting from a many-body Schrödinger equation, our goal is to show that the solutions converge in a particular limit to the solutions to an effective mean field equation and its next-order corrections. After a short introduction and a summary in Chapter one, we present the main part of this work in three self-contained chapters. In Chapter two we analyze the dynamics of a large number N of nonrelativistic bosons in the weak coupling limit, i.e., for a coupling constant g_N=1/N. It is well known that in the limit of infinite particle number, the Hartree equation emerges as an effective one-particle theory of the Bose gas. This is closely related to the remarkable physical phenomenon of Bose-Einstein condensation at low temperature, namely that the majority of particles in a Bose gas occupies the same copy of a single one-particle quantum state. Our emphasis lies in the description of the few particles that fluctuate around the Bose-Einstein condensate. We show convergence of the fully interacting dynamics to an auxiliary time evolution in the norm of the N-particle space. This result allows us to prove several other assertions. Among other things, it is used to derive the Hartree equation with optimal speed of convergence 1/N for initial states that are close to ground states of interacting systems and also to prove convergence of the N-particle solution towards a time evolution obtained from the Bogoliubov Hamiltonian on Fock space. Chapter three is about the low energy properties of the weakly interacting homogeneous Bose gas. Here, we derive a novel estimate for low energy eigenfunctions stating that the probability for finding lll particles out of their total number N not in the condensate is exponentially small in the number lll. Using this bound, we then prove that the ground state wave function of the microscopic model satisfies certain quasifree type properties. The exponential decay is moreover used to provide an alternative proof for the validity of Bogoliubov's approximation for the low-lying energy eigenvalues. Bogoliubov theory states that the excitation energies of the Bose gas are given by excitations of free quasiparticles obeying an effective energy-momentum dispersion relation which is linear for small momentum. The linearity of the effective dispersion relation is an essential ingredient for the explanation of the superfluid character of the Bose gas. In Chapter four we study the time evolution of a single particle coupled through a pair potential to a dense and homogeneous ideal Fermi gas in two spatial dimensions. This type of model is well known in plasma physics where it is used to describe the energy loss of ions moving through a dense and degenerate electron gas. We analyze the model for a coupling parameter g=1 and prove closeness of the time evolution to an effective dynamics for large densities of the gas and for long time scales of the order of some power of the density. The effective dynamics is generated by the free Hamiltonian with a large but constant energy shift. To leading order, this energy shift is given by the spatially homogeneous mean field potential produced by the gas particles, whereas at next-to-leading order, one has to consider an additional correction to the mean field energy which is due to so-called recollision processes.
We calculate the equation of state of Bose-Bose gases in one and three dimensions in the framework of an effective quantum field theory. The beyond-mean-field approximation at zero temperature and the one-loop finite-temperature results are obtained performing functional integration on a local effective action. The ultraviolet divergent zero-point quantum fluctuations are removed by means of dimensional regularization. We derive the nonlinear Schr\"odinger equation to describe one- and three-dimensional Bose-Bose mixtures and solve it analytically in the one-dimensional scenario. This equation supports self-trapped brightlike solitonic droplets and self-trapped darklike solitons. At low temperature, we also find that the pressure and the number of particles of symmetric quantum droplets have a nontrivial dependence on the chemical potential and the difference between the intra- and the interspecies coupling constants.
The thermodynamic approach to density-functional theory (DFT) is used to derive a versatile theoretical framework for the treatment of finite-temperature (and in the limit, zero-temperature) Bose-Einstein condensates (BECs). The simplest application of this framework, using the overall density of bosons alone, would yield the DFT of Nunes [J. Phys. B 32, 4293 (1999)]. It is argued that a significant improvement in accuracy may be obtained by using additional density fields: the condensate amplitude and the anomalous density. Thus, two advanced schemes are suggested, one corresponding to a generalized two-fluid model of condensate systems, and another scheme, which explicitly accounts for anomalous density contributions and anomalous effective potentials. The latter reduces to the Hartree-Fock-Bogoliubov approach in the limit of weak interactions. For stronger interactions, a local-density approximation is suggested, but its implementation requires accurate data for the thermodynamic properties of uniform interacting BEC systems, including fictitious perturbed states of such systems. Provided that such data become available (e.g., from quantum Monte Carlo computation), DFT can be used to obtain high-accuracy theoretical results for the equilibrium states of BECs of various geometries and external potentials.
In this thesis we present a detailed investigation of the role played by quantum and thermal fluctuations in ultracold Bose gases. We begin with a review of several important concepts and analytical tools within a functional integration formalism. We first focus on the so-called zero-range approximation for the interaction potential, by recovering the Bogoliubov results and the Landau two-fluid model from a field-theory perspective. In deriving the beyond-mean-field equation of state, we are going to show that a crucial point concerns the proper regularization of the divergent zero-point energy. Among the alternative approaches to investigate finite-temperatures Bose gases, we apply the kinetic theory to explain some recent results on the sound propagation in two-dimensional Bose gases. We then move to consider the eventual corrections to the thermodynamics of Bose gases due to the finite-range character of the interaction potential. The coupling constants of the finite-range model are related to measurable scattering parameters through an effective-field-theory approach. The role of finite-range corrections is considered not only in three spatial dimensions but also in systems with lower dimensionalities. Our analytical predictions are in good agreement with available Monte Carlo simulations and consistent with other theoretical frames, as the Lieb-Lininger theory for one-dimensional systems. In the third chapter, the relevance of fluctuations is investigated from an alternative point of view. Indeed, for a single-component Bose gas we have actually considered their effect as deviations of thermodynamic quantities from the mean-field and zero-range picture. In the case of collapsing Bose mixtures, we are going to show that zero-temperature fluctuations play a crucial stabilizing role against the collapse instability. Because of this peculiar mechanism, ultracold mixtures can display finite-density configurations also in free space. Inspired by recent experiments, we characterize this novel self-bound state by comparison with bright solitons, following a variational scheme. We also consider the case of binary mixtures where a coherent internal coupling is turned on. In the last chapter, we move to deal with dipolar condensates. In particular, we are interested in beyond-mean-field effects leading to the formation of inhomogeneous ground states. In order to provide a reliable answer to the open issue of superfluid properties of these structures, we present our recent numerical investigation on the phase diagram of dipolar bosons.