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arXiv:2511.09010

Phase transitions and spectral singularities in a class of one-dimensional parity-time-symmetric complex potentials

Jinlin Fan, Feilong Wang, Ruolin Chai Zhibin Zhao, Qiongtao Xie

quant-phSubmitted Nov 12, 2025• Announced Nov 13, 2025
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Abstract

We investigate a two-parametric family of one-dimensional non-Hermitian complex potentials with parity-time ($\mathcal{PT}$) symmetry. We find that there exist two distinct types of phase transitions, from an unbroken phase (characterized by a real spectrum) to a broken phase (where the spectrum becomes complex). The first type involves the emergence of a pair of complex eigenvalues bifurcating from the continuous spectrum. The second type is associated with the collision of such pairs at the bottom of the continuous spectrum. The first transition type is closely related to spectral singularities (SSs), at which point the transmission and reflection coefficients are divergent simultaneously. The second is associated with the emergence of bound states. In particular, under specific parameter conditions, we construct an exact bound state solution. By systematically exploring the parameter space, we establish a universal relationship governing the number of SSs in these potentials. These findings provide a fundamental theoretical framework for manipulating wave scattering in non-Hermitian systems, offering promising implications for designing advanced optical and quantum devices.

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For complex one-dimensional potentials, we propose the asymmetry of both reflectivity and transmitivity under time reversal: R ( − k ) ≠ R ( k ) and T ( − k ) ≠ T ( k ), unless the potentials are real or PT-symmetric. For complex PT-symmetric scattering potentials, we propose that R left ( − k ) = R right ( k ) and T ( − k ) = T ( k ). So far, the spectral singularities (SS) of a one-dimensional non-Hermitian scattering potential are witnessed/conjectured to be at most 1. We present a new non-Hermitian parametrization of the Scarf II potential to reveal its four new features. Firstly, it displays the just acclaimed (in)variances. Secondly, it can support two spectral singularities at two pre-assigned real energies ( E * = α 2 , β 2 ) either in T ( k ) or in T ( − k ), when αβ > 0. Thirdly, when αβ < 0 it possesses one SS in T ( k ) and the other in T ( − k ). Fourthly, when the potential becomes PT-symmetric [(α + β) = 0], we obtain T ( k ) = T ( − k ), it possesses a unique SS at E = α 2 in both T ( − k ) and T ( k ). Lastly, for completeness, when α = iγ and β = iδ there are no SS, instead we get two real energies −γ 2 and −δ 2 of the complex PT-symmetric Scarf II belonging to the two well-known branches of discrete bound-state eigenvalues. We find them as E + M = −(γ − M ) 2 and E − N = −(δ − N ) 2 ; M ( N ) = 0, 1, 2, ... with 0 ⩽ M ( N ) < γ(δ).

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In many classical and quantum systems described by an effective non-Hermitian Hamiltonian, spectral phase transitions, from an entirely real-energy spectrum to a complex spectrum, can be observed as a non-Hermitian parameter in the system is increased above a critical value. A paradigmatic example is provided by systems possessing parity-time ($\mathcal{PT}$) symmetry, where the energy spectrum remains entirely real in the unbroken $\mathcal{PT}$ phase while a transition to complex energies is observed in the broken $\mathcal{PT}$ phase. Such spectral phase transitions are universally sharp. However, when the system is slowly and periodically cycled, the phase transition can become smooth, i.e., imperfect, owing to the complex Berry phase associated to the cyclic adiabatic evolution of the system. This remarkable phenomenon is illustrated by considering the spectral phase transition of the Wannier-Stark ladders in a $\mathcal{PT}$-symmetric class of two-band non-Hermitian lattices subjected to an external dc field, revealing that a nonvanishing imaginary part of the Zak phase---the Berry phase picked up by a Bloch eigenstate evolving across the entire Brillouin zone---is responsible for imperfect spectral phase transitions.

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A parity-time (PT) transition is a spectral transition characteristic of non-Hermitian generators; it typically occurs at an exceptional point, where multiple eigenvectors coalesce. The concept of a PT transition has been extended to Markovian open quantum systems, which are described by the GKSL equation. Interestingly, the PT transition in many-body Markovian open quantum systems, the so-called \textit{Lindbladian PT (L-PT) phase transition}, is closely related to two classes of exotic nonequilibrium many-body phenomena: \textit{continuous-time crystals} and \textit{non-reciprocal phase transitions}. In this review, we describe the recent advances in the study of L-PT phase transitions. First, we define PT symmetry in three distinct contexts: non-Hermitian systems, nonlinear dynamical systems, and Markovian open quantum systems, highlighting the interconnections between these frameworks. Second, we develop mean-field theories of L-PT phase transitions for collective-spin systems and for bipartite bosonic systems with particle-number conservation. Within these classes of models, we show that L-PT symmetry can induce a breaking of continuous time-translation symmetry down to a discrete one, leading to persistent periodic dynamics. We further demonstrate that the L-PT phase transition point is typically \textit{a critical exceptional point}, where multiple collective excitation modes with zero excitation spectrum coalesce. These findings establish an explicit connection to continuous-time crystals and non-reciprocal phase transitions. Third, going beyond the mean-field theory, we analyze statistical and quantum properties, such as purity and quantum entanglement indicators of time-independent steady states for several specific models with the L-PT symmetry. Finally, we discuss future research directions for L-PT phase transitions.

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Three types of discrete energy eigenvalues in complex PT -symmetric scattering potentials

Zafar Ahmed, Sachin Kumar, D. C. Ghosh

For complex $\mathit{PT}$-symmetric scattering potentials (CPTSSPs) $V(x)={V}_{1}{f}_{\mathrm{even}}(x)+i{V}_{2}{f}_{\mathrm{odd}}(x),\phantom{\rule{0.28em}{0ex}}{f}_{\mathrm{even}}(\ifmmode\pm\else\textpm\fi{}\ensuremath{\infty})=0={f}_{\mathrm{odd}}(\ifmmode\pm\else\textpm\fi{}\ensuremath{\infty}),\phantom{\rule{0.28em}{0ex}}{V}_{1},\phantom{\rule{0.28em}{0ex}}{V}_{2}\ensuremath{\in}\mathrm{Re}$, we show that complex $k$ poles of transmission amplitude $t(k)$ or zeros of $1/t(k)$ of the type $\ifmmode\pm\else\textpm\fi{}{k}_{1}+i{k}_{2},\phantom{\rule{0.28em}{0ex}}{k}_{2}\ensuremath{\ge}0$ are physical which yield three types of discrete energy eigenvalues of the potential. These discrete energies are real negative, complex-conjugate pair(s) of eigenvalues (CCPEs: ${\mathcal{E}}_{n}\ifmmode\pm\else\textpm\fi{}i{\ensuremath{\gamma}}_{n}$) and real positive energy called spectral singularity (SS) at $E={E}_{*}$ where the transmission and reflection coefficient of $V(x)$ become infinite for a special critical value of ${V}_{2}={V}_{*}$. Based on four analytically solvable and other numerically solved models, we conjecture that a parametrically fixed CPTSSP has at most one SS. When ${V}_{1}$ is fixed and ${V}_{2}$ is varied there may exist Kato's exceptional point(s) $({V}_{\mathrm{EP}})$ and critical values ${V}_{*m},\phantom{\rule{0.28em}{0ex}}m=0,1,2,\ensuremath{\cdots}$, so when ${V}_{2}$ crosses one of these special values a new CCPE is created. When ${V}_{2}$ equals a critical value ${V}_{*m}$ there exists one SS at $E={E}_{*}$ along with $m$ or more number of CCPEs. Hence, this single positive energy ${E}_{*}$ is the upper (or rough upper) bound to the CCPEs: ${\mathcal{E}}_{l}⪅{E}_{*}$, here ${\mathcal{E}}_{l}$ corresponds to the last of CCPEs. If $V(x)$ has Kato's exceptional points (EPs: ${V}_{\mathrm{EP}1}<{V}_{\mathrm{EP}2}<{V}_{\mathrm{EP}3}<\ensuremath{\cdots}<{V}_{\mathrm{EPl}}$), the smallest of critical values ${V}_{*m}$ is always larger than ${V}_{\mathrm{EPl}}$. Hence, in a CPTSSP, real discrete eigenvalue(s) and the SS are mutually exclusive whereas CCPEs and the SS can coexist.

arXiv:1806.06578•Physical Review A•Oct 1, 2018•7 citations
We investigate a two-parametric family of one-dimensional non-Hermitian complex potentials with parity-time (PT\mathcal{PT}PT) symmetry. We find that there exist two distinct types of phase transitions, from an unbroken phase (characterized by a real spectrum) to a broken phase (where the spectrum becomes complex). The first type involves the emergence of a pair of complex eigenvalues bifurcating from the continuous spectrum. The second type is associated with the collision of such pairs at the bottom of the continuous spectrum. The first transition type is closely related to spectral singularities (SSs), at which point the transmission and reflection coefficients are divergent simultaneously. The second is associated with the emergence of bound states. In particular, under specific parameter conditions, we construct an exact bound state solution. By systematically exploring the parameter space, we establish a universal relationship governing the number of SSs in these potentials. These findings provide a fundamental theoretical framework for manipulating wave scattering in non-Hermitian systems, offering promising implications for designing advanced optical and quantum devices.
For complex one-dimensional potentials, we propose the asymmetry of both reflectivity and transmitivity under time reversal: R ( − k ) ≠ R ( k ) and T ( − k ) ≠ T ( k ), unless the potentials are real or PT-symmetric. For complex PT-symmetric scattering potentials, we propose that R left ( − k ) = R right ( k ) and T ( − k ) = T ( k ). So far, the spectral singularities (SS) of a one-dimensional non-Hermitian scattering potential are witnessed/conjectured to be at most 1. We present a new non-Hermitian parametrization of the Scarf II potential to reveal its four new features. Firstly, it displays the just acclaimed (in)variances. Secondly, it can support two spectral singularities at two pre-assigned real energies ( E * = α 2 , β 2 ) either in T ( k ) or in T ( − k ), when αβ > 0. Thirdly, when αβ < 0 it possesses one SS in T ( k ) and the other in T ( − k ). Fourthly, when the potential becomes PT-symmetric [(α + β) = 0], we obtain T ( k ) = T ( − k ), it possesses a unique SS at E = α 2 in both T ( − k ) and T ( k ). Lastly, for completeness, when α = iγ and β = iδ there are no SS, instead we get two real energies −γ 2 and −δ 2 of the complex PT-symmetric Scarf II belonging to the two well-known branches of discrete bound-state eigenvalues. We find them as E + M = −(γ − M ) 2 and E − N = −(δ − N ) 2 ; M ( N ) = 0, 1, 2, ... with 0 ⩽ M ( N ) < γ(δ).
In many classical and quantum systems described by an effective non-Hermitian Hamiltonian, spectral phase transitions, from an entirely real-energy spectrum to a complex spectrum, can be observed as a non-Hermitian parameter in the system is increased above a critical value. A paradigmatic example is provided by systems possessing parity-time (PT\mathcal{PT}PT) symmetry, where the energy spectrum remains entirely real in the unbroken PT\mathcal{PT}PT phase while a transition to complex energies is observed in the broken PT\mathcal{PT}PT phase. Such spectral phase transitions are universally sharp. However, when the system is slowly and periodically cycled, the phase transition can become smooth, i.e., imperfect, owing to the complex Berry phase associated to the cyclic adiabatic evolution of the system. This remarkable phenomenon is illustrated by considering the spectral phase transition of the Wannier-Stark ladders in a PT\mathcal{PT}PT-symmetric class of two-band non-Hermitian lattices subjected to an external dc field, revealing that a nonvanishing imaginary part of the Zak phase---the Berry phase picked up by a Bloch eigenstate evolving across the entire Brillouin zone---is responsible for imperfect spectral phase transitions.
Existence of a spectral singularity (SS) in the spectrum of a Schr\"odinger operator with a non-Hermitian potential requires exact matching of parameters of the potential. We provide a necessary and sufficient condition for a potential to have a SS at a given wavelength. It is shown that potentials with SSs at prescribed wavelengths can be obtained by a simple and effective procedure. In particular, the developed approach allows one to obtain potentials with several SSs and with SSs of the second order, as well as potentials obeying a given symmetry, say, PT\mathcal{PT}PT-symmetric potentials. We illustrate all these opportunities with examples. We also describe splitting of a second-order SS under change of the potential parameters, and discuss possibilities of experimental observation of SSs of different orders.
A parity-time (PT) transition is a spectral transition characteristic of non-Hermitian generators; it typically occurs at an exceptional point, where multiple eigenvectors coalesce. The concept of a PT transition has been extended to Markovian open quantum systems, which are described by the GKSL equation. Interestingly, the PT transition in many-body Markovian open quantum systems, the so-called \textit{Lindbladian PT (L-PT) phase transition}, is closely related to two classes of exotic nonequilibrium many-body phenomena: \textit{continuous-time crystals} and \textit{non-reciprocal phase transitions}. In this review, we describe the recent advances in the study of L-PT phase transitions. First, we define PT symmetry in three distinct contexts: non-Hermitian systems, nonlinear dynamical systems, and Markovian open quantum systems, highlighting the interconnections between these frameworks. Second, we develop mean-field theories of L-PT phase transitions for collective-spin systems and for bipartite bosonic systems with particle-number conservation. Within these classes of models, we show that L-PT symmetry can induce a breaking of continuous time-translation symmetry down to a discrete one, leading to persistent periodic dynamics. We further demonstrate that the L-PT phase transition point is typically \textit{a critical exceptional point}, where multiple collective excitation modes with zero excitation spectrum coalesce. These findings establish an explicit connection to continuous-time crystals and non-reciprocal phase transitions. Third, going beyond the mean-field theory, we analyze statistical and quantum properties, such as purity and quantum entanglement indicators of time-independent steady states for several specific models with the L-PT symmetry. Finally, we discuss future research directions for L-PT phase transitions.
This paper explores the novel concept of topological eigenvalues within the realm of non-Hermitian quantum mechanics, focusing on their role in unveiling spectral singularities. Unlike conventional Hermitian systems, non-Hermitian Hamiltonians, which describe open systems with gain and loss, exhibit complex eigenvalues and unique spectral features such as exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. We introduce the idea that certain eigenvalues in non-Hermitian systems possess an inherent topological character, dictated by the geometry of the parameter space and the winding properties of the characteristic polynomial. These topological eigenvalues are shown to be intimately linked to spectral singularities, which are non-Hermitian generalizations of bound states in the continuum or points of perfect reflection/transmission, characterized by infinite scattering amplitudes. We develop a theoretical framework to identify and characterize these topological eigenvalues, demonstrating how they emerge from the interplay of non-Hermiticity and underlying symmetries. Our findings reveal that the robust nature of these topological eigenvalues provides a new lens through which to understand the exotic phenomena observed in non-Hermitian systems, including the non-Hermitian skin effect and the breakdown of traditional bulk-boundary correspondence. This work opens new avenues for designing robust non-Hermitian devices and understanding fundamental aspects of open quantum systems.
For complex PT\mathit{PT}PT-symmetric scattering potentials (CPTSSPs) $V(x)={V}_{1}{f}_{\mathrm{even}}(x)+i{V}_{2}{f}_{\mathrm{odd}}(x),\phantom{\rule{0.28em}{0ex}}{f}_{\mathrm{even}}(\ifmmode\pm\else\textpm\fi{}\ensuremath{\infty})=0={f}_{\mathrm{odd}}(\ifmmode\pm\else\textpm\fi{}\ensuremath{\infty}),\phantom{\rule{0.28em}{0ex}}{V}_{1},\phantom{\rule{0.28em}{0ex}}{V}_{2}\ensuremath{\in}\mathrm{Re}$, we show that complex kkk poles of transmission amplitude t(k)t(k)t(k) or zeros of 1/t(k)1/t(k)1/t(k) of the type $\ifmmode\pm\else\textpm\fi{}{k}_{1}+i{k}_{2},\phantom{\rule{0.28em}{0ex}}{k}_{2}\ensuremath{\ge}0$ are physical which yield three types of discrete energy eigenvalues of the potential. These discrete energies are real negative, complex-conjugate pair(s) of eigenvalues (CCPEs: ${\mathcal{E}}_{n}\ifmmode\pm\else\textpm\fi{}i{\ensuremath{\gamma}}_{n}$) and real positive energy called spectral singularity (SS) at E=E∗E={E}_{*}E=E∗​ where the transmission and reflection coefficient of V(x)V(x)V(x) become infinite for a special critical value of V2=V∗{V}_{2}={V}_{*}V2​=V∗​. Based on four analytically solvable and other numerically solved models, we conjecture that a parametrically fixed CPTSSP has at most one SS. When V1{V}_{1}V1​ is fixed and V2{V}_{2}V2​ is varied there may exist Kato's exceptional point(s) (VEP)({V}_{\mathrm{EP}})(VEP​) and critical values ${V}_{*m},\phantom{\rule{0.28em}{0ex}}m=0,1,2,\ensuremath{\cdots}$, so when V2{V}_{2}V2​ crosses one of these special values a new CCPE is created. When V2{V}_{2}V2​ equals a critical value V∗m{V}_{*m}V∗m​ there exists one SS at E=E∗E={E}_{*}E=E∗​ along with mmm or more number of CCPEs. Hence, this single positive energy E∗{E}_{*}E∗​ is the upper (or rough upper) bound to the CCPEs: El⪅E∗{\mathcal{E}}_{l}⪅{E}_{*}El​⪅E∗​, here El{\mathcal{E}}_{l}El​ corresponds to the last of CCPEs. If V(x)V(x)V(x) has Kato's exceptional points (EPs: ${V}_{\mathrm{EP}1}<{V}_{\mathrm{EP}2}<{V}_{\mathrm{EP}3}<\ensuremath{\cdots}<{V}_{\mathrm{EPl}}$), the smallest of critical values V∗m{V}_{*m}V∗m​ is always larger than VEPl{V}_{\mathrm{EPl}}VEPl​. Hence, in a CPTSSP, real discrete eigenvalue(s) and the SS are mutually exclusive whereas CCPEs and the SS can coexist.