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arXiv:2510.17668 · Condensed Matter

de Gennes–Suzuki–Kubo Quantum Ising Mean-Field Dynamics: Applications to Quantum Hysteresis, Heat Engines, and Annealing

Soumyaditya Das, Soumyajyoti Biswas, Muktish Acharyya, Bikas K. Chakrabarti

Published Nov 20, 2025• 0 citations
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Abstract

We briefly review the early development of the mean-field dynamics for cooperatively interacting quantum many-body systems, mapped to pseudo-spin (Ising-like) systems. We start with (Anderson, 1958) pseudo-spin mapping the BCS (1957) Hamiltonian of superconductivity, reducing it to a mean-field Hamiltonian of the XY (or effectively Ising) model in a transverse field. Then, we obtain the mean-field estimate for the equilibrium gap in the ground-state energy at different temperatures (gap disappearing at the transition temperature), which fits Landau’s (1949) phenomenological theory of superfluidity. We then present in detail a general dynamical extension (for non-equilibrium cases) of the mean-field theory of quantum Ising systems (in a transverse field), following de Gennes’ (1963) decomposition of the mean field into the orthogonal classical cooperative (longitudinal) component and the quantum (transverse) component, with each of the component following Suzuki–Kubo (1968) mean-field dynamics. Next, we discuss its applications to quantum hysteresis in Ising magnets (in the presence of an oscillating transverse field), to quantum heat engines (employing the transverse Ising model as a working fluid), and to the quantum annealing of the Sherrington–Kirkpatrick (1975) spin glass by tuning down (to zero) the transverse field, which provides us with a very fast computational algorithm, leading to ground-state energy values converging to the best-known analytic estimate for the model. Finally, we summarize the main results obtained and draw conclusions about the effectiveness of the de Gennes–Suzuki–Kubo mean-field equations for the study of various dynamical aspects of quantum condensed matter systems.

DOI
10.3390/condmat10040058

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Concluding Comments

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In this book, we have discussed quantum phase transitions in transverse field Ising and XY models in one and higher dimensions, particularly in the context of quantum information processing and non-equilibrium dynamics. We have illustrated how these models relate to actual quantum annealing protocols in physical systems and their connection to efficient quantum computation. Quantum phase transitions for pure models as well as for models with random interactions or random fields have also been considered. These models were introduced in the early 1960's in the context of order-disorder ferroelectric systems. This book focuses on the salient issues for which these models continue to be important and interesting even fifty years after their first appearance. Our starting point involved generic theories of behavior of information theoretic measures, which were then illustrated using the transverse field models. Related models, e.g. those which are exactly soluble using Jordan-Wigner transformations and those exhibiting topological quantum phase transitions, were presented in the book at some length. These models are relevant to low-dimensional condensed matter physics as well as to quantum information and quantum dynamical studies. On the theoretical side, the integrability of the transverse field Ising/ XY models in one dimension has provided an ideal testing ground for field theoretical and information theoretical studies. Numerous predictions of theoretical studies have been verified experimentally in recent years. [180]. The one-dimensional version of these models have been extremely useful in studying information theoretic measures like concurrence, entanglement entropy, fidelity and fidelity susceptibility, and also the scaling of the defect density generated by quantum critical and multicritical quenches, namely, the Kibble–Zurek scaling. These models have played a crucial role in the development of quantum annealing techniques and adiabatic quantum algorithms. The equilibration or thermalization following quantum quenches have been studied using variants of transverse field models. An advantageous feature of transverse field Ising models is the quantum-classical mapping which renders these models ideally suited for quantum Monte Carlo studies for d > 1.

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We briefly review the early development of the mean-field dynamics for cooperatively interacting quantum many-body systems, mapped to pseudo-spin (Ising-like) systems. We start with (Anderson, 1958) pseudo-spin mapping the BCS (1957) Hamiltonian of superconductivity, reducing it to a mean-field Hamiltonian of the XY (or effectively Ising) model in a transverse field. Then, we obtain the mean-field estimate for the equilibrium gap in the ground-state energy at different temperatures (gap disappearing at the transition temperature), which fits Landau’s (1949) phenomenological theory of superfluidity. We then present in detail a general dynamical extension (for non-equilibrium cases) of the mean-field theory of quantum Ising systems (in a transverse field), following de Gennes’ (1963) decomposition of the mean field into the orthogonal classical cooperative (longitudinal) component and the quantum (transverse) component, with each of the component following Suzuki–Kubo (1968) mean-field dynamics. Next, we discuss its applications to quantum hysteresis in Ising magnets (in the presence of an oscillating transverse field), to quantum heat engines (employing the transverse Ising model as a working fluid), and to the quantum annealing of the Sherrington–Kirkpatrick (1975) spin glass by tuning down (to zero) the transverse field, which provides us with a very fast computational algorithm, leading to ground-state energy values converging to the best-known analytic estimate for the model. Finally, we summarize the main results obtained and draw conclusions about the effectiveness of the de Gennes–Suzuki–Kubo mean-field equations for the study of various dynamical aspects of quantum condensed matter systems.
We introduce the transverse Ising model as a prototype for discussing quantum phase transitions. Mean field theory and its application to superconductivity by BCS are discussed, as well as real space renormalization group techniques in one dimension. Next, we introduce the Suzuki-Trotter formalism to show the correspondence between d-dimensional quantum systems and (d + 1)-dimensional classical systems. We then discuss transverse Ising spin glass models, namely the Sherrington-Kirkpatrick (SK) model, the Edwards-Anderson (EA) model and the ±J model. We briefly discuss the mean field, exact diagonalization and quantum Monte Carlo results for their phase diagrams. We discuss the question of replica symmetry restoration in quantum spin glasses due to the possibility of tunneling through the barriers. Finally, we discuss the quantum annealing technique and indicate its relationship with replica symmetry restoration in quantum spin glasses.
We review quantum phase transitions of spin systems in transverse magnetic fields taking the examples of the spin-1/2 Ising and XY models in a transverse field. Beginning with an overview of quantum phase transitions, we introduce a number of model Hamiltonians. We provide exact solutions in one spatial dimension connecting them to conformal field theoretical studies. We also discuss Kitaev models and some other exactly solvable spin systems. Studies of quantum phase transitions in the presence of quenched randomness and with frustrating interactions are presented in detail. We discuss novel phenomena like Griffiths-McCoy singularities. We then turn to more recent topics like information theoretic measures of the quantum phase transitions in these models such as concurrence, entanglement entropy, quantum discord and quantum fidelity. We then focus on non-equilibrium dynamics of a variety of transverse field systems across quantum critical points and lines. After mentioning rapid quenching studies, we dwell on slow dynamics and discuss the Kibble-Zurek scaling for the defect density following a quench across critical points and its modifications for quenching across critical lines, gapless regions and multicritical points. Topics like the role of different quenching schemes, local quenching, quenching of models with random interactions and quenching of a spin chain coupled to a heat bath are touched upon. The connection between non-equilibrium dynamics and quantum information theoretic measures is presented at some length. We indicate the connection between Kibble-Zurek scaling and adiabatic evolution of a state as well as the application of adiabatic dynamics as a tool of a quantum optimization technique known as quantum annealing. The final section is dedicated to a detailed discussion on recent experimental studies of transverse Ising-like systems.
We introduce the transverse Ising model as a prototype for discussing quantum phase transition. Next we introduce Suzuki-Trotter formalism to show the correspondence between ddd-dimensional quantum system with a (d+1)(d+1)(d+1)-dimensional classical system. We then discuss transverse Ising spin glass models, namely S-K model, E-A model, and the ±J\pm J±J model with Ising spin in transverse field. We briefly discuss the mean field, exact diagonalization, and quantum Monte Carlo results for their phase diagrams. Next we discuss the question of replica symmetry restoration in quantum spin glasses (due to tunnelling possibility through the barriers). Then we discuss the quantum annealing technique and indicate its relationship with replica symmetry restoration in quantum spin glasses. We have also breifly discussed the possibility of Quantum Annealing in context of kinetically constrained systems. Mean-field calculation for BCS superconductivity, Real-space RG calculation for one dimensional transverse Ising system, scattering amplitude calculation for tunneling through asymmetric barrier (useful for quantum kinetically constrained system) are given in the appendices.
We develop a mean-field theory for random quantum spin systems using the spin coherent state path integral representation. After the model is reduced to the mean-field one-body Hamiltonian, the integral is analyzed with the aid of several methods such as the semiclassical method and the gauge transformation. As an application we consider the Sherrington-Kirkpatrick model in a transverse field. Using the Landau expansion and its improved versions, we give a detailed analysis of the imaginary-time dependence of the order parameters. Integrating out the quantum part of the order parameters, we obtain the effective renormalized free energy written in terms of the classically defined order parameters. Our method allows us to obtain the spin glass-paramagnetic phase transition point $\ensuremath{\Gamma}∕J\ensuremath{\sim}1.62$ at T=0T=0T=0.
The transverse field Ising model of N fully connected spins provides a mathematical accessible, yet non-trivial, system to investigate the non-thermal dynamics after a sudden quantum quench. The focus in this thesis is three-fold. First, in a 1/N expansion the dynamics of the mean magnetization within its variance is obtained analytically in the large N limit. The variance constitutes a leading order correction to the mean field limit at infinite N. While mean field theories are one of the most accessible approximations to deal with the quantum complexity, its validity in time out of equilibrium has to be checked on a case by case basis. By studying the dynamics of the variance, we see that the mean field approximation can break down at surprisingly early times scaling with the square root of N. The underlying mechanism in the fully connected Ising model is identified as a dephasing effect between nearby effective orbits. The dynamics of the magnetization variance discriminates four qualitatively different regions in the dynamical phase diagram that are indistinguishable by just looking at the mean magnetization. Second, bipartite entanglement between disjoint groups of the spins in the fully connected Ising model is studied. In the large N limit the entanglement Hamiltonian is shown to be a harmonic oscillator. A quantitative relation between the angular frequency of the oscillator and a squeezing measure of the spin state is derived. Explicit expressions for the Renyi entanglement entropies are given. In contrast to the variance, which vanishes in the thermodynamic limit, the entanglement entropy saturate to an N-independent positive value. The dynamics of the entanglement Hamiltonian and the entanglement entropies is discussed. Linear growth as a function of time is linked to the unstable fixed point and the homoclinic orbit of a pitchfork bifurcation, while logarithmic increase is explained due to a dephasing mechanism of nearby effective orbits. A generalization to other models that permit a semiclassical effective description (on a possibly higher dimensional phase space) is given. As a byproduct the connection between entangled Gaussian states and the symplectic eigenvalues of its reduced covariance is derived. An upper bound on the von Neumann entanglement entropy of any bipartite pure state is given in terms of the symplectic properties of its reduced covariance. Third, the existence of dynamical phase transitions (DPTs) in the fully connected Ising model is argued by two different approaches. DPTs are defined as non-analyticities in the time-dependence of the return probability rate function in the thermodynamic limit. Like entanglement entropy, the behavior of the return rate function is an observable-independent quantity used to characterize non-equilibrium states. A numerically based connection between the DPT and the analytic property of the infinite time averaged order parameter as a function of quench strength is discussed. The concept of Feynman history states is used to devise the notion of history entanglement. An information theoretic interpretation of the history entanglement entropy as the precision of a quantum clock follows from Holevo’s bound. The dependence of this entanglement entropy on the observation time constitutes an operator-independent characterization of the quantum dynamics in closed systems. For observation times comparable to the Heisenberg time, the history entanglement becomes sensitive to the statistics of the energy gaps, and thus distinguishes integrable and non-integrable dynamics. This is demonstrated for two examples, a random matrix ensemble, and a one-dimensional hardcore boson model with integrability breaking next nearest neighbor interaction.
In this book, we have discussed quantum phase transitions in transverse field Ising and XY models in one and higher dimensions, particularly in the context of quantum information processing and non-equilibrium dynamics. We have illustrated how these models relate to actual quantum annealing protocols in physical systems and their connection to efficient quantum computation. Quantum phase transitions for pure models as well as for models with random interactions or random fields have also been considered. These models were introduced in the early 1960's in the context of order-disorder ferroelectric systems. This book focuses on the salient issues for which these models continue to be important and interesting even fifty years after their first appearance. Our starting point involved generic theories of behavior of information theoretic measures, which were then illustrated using the transverse field models. Related models, e.g. those which are exactly soluble using Jordan-Wigner transformations and those exhibiting topological quantum phase transitions, were presented in the book at some length. These models are relevant to low-dimensional condensed matter physics as well as to quantum information and quantum dynamical studies. On the theoretical side, the integrability of the transverse field Ising/ XY models in one dimension has provided an ideal testing ground for field theoretical and information theoretical studies. Numerous predictions of theoretical studies have been verified experimentally in recent years. [180]. The one-dimensional version of these models have been extremely useful in studying information theoretic measures like concurrence, entanglement entropy, fidelity and fidelity susceptibility, and also the scaling of the defect density generated by quantum critical and multicritical quenches, namely, the Kibble–Zurek scaling. These models have played a crucial role in the development of quantum annealing techniques and adiabatic quantum algorithms. The equilibration or thermalization following quantum quenches have been studied using variants of transverse field models. An advantageous feature of transverse field Ising models is the quantum-classical mapping which renders these models ideally suited for quantum Monte Carlo studies for d > 1.