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arXiv:2510.11786 · Physics Letters A

Krylov polynomials and quantum query complexity

Kiran Adhikari

Published Mar 21, 2026• 1 citation
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Abstract

We show that the query complexity of preparing f ( H )| ψ 0 ⟩ is controlled by the optimal L 2 ( μ ) polynomial approximation degree of f , where μ is the spectral measure induced by ( H , | ψ 0 ⟩). Equivalently, the minimal number of queries is bounded below by the smallest Krylov–Favard truncation achieving error ε and bounded above, up to QSVT normalization overhead, by a linear function of that degree. This state-aware formulation sharpens worst-case bounds, unifies orthogonal-polynomial Krylov methods with quantum query complexity, and highlights how input-dependent spectral structure can yield substantial savings over uniform approximation schemes.

DOI
10.1016/j.physleta.2026.131601

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We show that the query complexity of preparing f ( H )| ψ 0 ⟩ is controlled by the optimal L 2 ( μ ) polynomial approximation degree of f , where μ is the spectral measure induced by ( H , | ψ 0 ⟩). Equivalently, the minimal number of queries is bounded below by the smallest Krylov–Favard truncation achieving error ε and bounded above, up to QSVT normalization overhead, by a linear function of that degree. This state-aware formulation sharpens worst-case bounds, unifies orthogonal-polynomial Krylov methods with quantum query complexity, and highlights how input-dependent spectral structure can yield substantial savings over uniform approximation schemes.
Quantum linear system solvers typically realize the inverse map as a polynomial transformation of the spectrum, so their practical cost hinges on implementing this transformation at a low polynomial degree. We introduce constrained optimal polynomials as a framework for this task, drawing on classical Krylov subspace theory. Within this framework, we develop two classes of solvers. Constrained Uniform Polynomial (CUP) solvers optimize the tradeoff between approximation accuracy and block encoding normalization under a uniform spectral model consistent with the available bounds. Constrained Adaptive Polynomial (CAP) solvers retain this structure but replace the uniform model with a probability measure reconstructed from spectral moments via a maximum entropy ansatz, where the moments are extracted from QSVT measurements. Numerical experiments under hardware and stochastic noise show that these methods achieve lower error than standard QSVT-based and Chebyshev-iteration-type solvers, particularly in noise-limited regimes. CUP offers robust performance under generic spectra, while CAP provides further improvement when the spectral structure can be exploited.
Determining whether every trajectory of the linear system x˙=Ax\dot{x}=Axx˙=Ax converges to zero (or, equivalently, whether AAA is Hurwitz stable) is a fundamental problem in control theory. It arises, for example, in verifying the stability of feedback controllers and state observers, as well as of linearized dynamical models. We study the quantum query complexity of deciding whether a matrix A∈Cn×nA\in\mathbb{C}^{n\times n}A∈Cn×n is Hurwitz stable, given an exact normalized block-encoding of AAA. The query complexity is characterized in terms of the system dimension nnn and a supplied lower bound 0<ν≤ωA0<ν\leq ω_A0<ν≤ωA​ on the imaginary-axis distance ωA:=min⁡t∈Rσmin⁡(A−itI)ω_A:=\min_{t\in\mathbb{R}}σ_{\min}(A-\mathrm{i}tI)ωA​:=mint∈R​σmin​(A−itI), where σmin⁡(A)σ_{\min}(A)σmin​(A) is the smallest singular value of AAA. We prove a query-complexity lower bound of Ω(n/ν)Ω(\sqrt{n}/ν)Ω(n​/ν), which holds even when AAA is restricted to be real and diagonal. For general matrices with nonzero ωAω_AωA​, we encode an approximation of the right-half-plane spectral projector sign⁡+(A):=(I+sign⁡(A))/2\operatorname{sign}^+(A):=(I+\operatorname{sign}(A))/2sign+(A):=(I+sign(A))/2 as a block of a matrix inverse, where AAA is Hurwitz if and only if the projector is zero. To test this, we produce a quantum algorithm which determines if a (β,b,1/(4n))(β,b,1/(4\sqrt{n}))(β,b,1/(4n​))-block-encoded projector matrix (like sign⁡+(A)\operatorname{sign}^+(A)sign+(A)) is zero or not; for constant success probability, it has complexity Θ(βn)Θ(β\sqrt{n})Θ(βn​). When the zero test is applied to specific approximations of sign⁡+(A)\operatorname{sign}^+(A)sign+(A), this yields an upper bound of O(nν−2log⁡(n/ν))O(\sqrt{n}ν^{-2}\log(\sqrt{n}/ν))O(n​ν−2log(n​/ν)) queries in the general case, and O(nν−1log⁡n)O(\sqrt{n}ν^{-1}\log n)O(n​ν−1logn) when AAA is Hermitian or normal. The latter upper bound matches the lower bound up to a logarithmic factor. Thus the dimension dependence of quantum Hurwitz testing is nearly optimal, while the remaining factor in the non-normal case isolates an open conditioning gap.
Given oracle access to an unknown unitary U=eiHU=e^{iH}U=eiH , the fractional query problem asks how many queries are required to implement a noninteger power Ut=eitHU^t=e^{itH}Ut=eitH, 0<t<10<t<10<t<1, when the spectrum is separated from the branch cut by a gap δδδ. Quantum singular value transformation gives an upper bound of O ⁣(1δlog⁡1ε)O\!\left(\frac{1}δ\log\frac{1}{\varepsilon}\right)O(δ1​logε1​) queries for approximation error ε\varepsilonε. We prove a matching lower bound for arbitrary query algorithms. Our argument reduces any NNN-query circuit to the approximation of eitθe^{itθ}eitθ by a trigonometric polynomial with degree bounded by O(N)O(N)O(N), together with Remez inequality. This allows us to establish the lower bound of Ωτ ⁣(1δlog⁡1ε)Ω_τ\!\left(\frac{1}δ\log\frac{1}{\varepsilon}\right)Ωτ​(δ1​logε1​). Consequently, the optimal query complexity for fractional query problem is Θτ ⁣(1δlog⁡1ε)Θ_τ\!\left(\frac{1}δ\log\frac{1}{\varepsilon}\right)Θτ​(δ1​logε1​), showing that the known QSVT construction is asymptotically optimal. We also give an alternative lower bound proof based on constructing a linear functional that annihilates the approximant space, yielding a Ωτ ⁣(log⁡1ε)Ω_τ\!\left(\log\frac{1}{\varepsilon}\right)Ωτ​(logε1​) bound uniform to δδδ.
Query complexity provides a basic framework to quantify the inherent computational cost of functions in the model where access to the input is limited to oracle queries. In this paper, we provide a detailed discussion of classical and quantum models of inquiry, emphasizing the structural differences and the common mathematical basis. We consider deterministic, randomized and quantum query complexities and highlight key techniques to prove lower bounds such as adversarial techniques, polynomial approximations and hybrid arguments . The main theme of this paper is the polynomial-spectral relation which underlies both the classical and the quantum models. In the classical setting, the decision tree complexity is closely related to the degree of real polynomials representing Boolean functions. In the quantum setting, the relation involves the spectral properties of the operators controlling quantum query algorithms, and gives deep insights into quantum accelerations. We study tight bounds for basic problems such as search and element distinctness, proving separations between classical and quantum query complexity. The present study uses methods from approximation theory, linear algebra and spectrum analysis to build a foundation for a complete understanding of the power and limitations of query-based computation.
The spectral condition number is a widely adopted measure of worst-case cost for quantum linear system solvers. Yet it can significantly overestimate the actual runtime for a typical problem instance. We present two quantum algorithms that produce the normalized solution ∣x⟩|x\rangle∣x⟩ of linear system Ax=∣b⟩Ax=| b \rangleAx=∣b⟩ to accuracy εεε with complexity independent of the condition number κ=∥A−1∥κ=\lVert A^{-1}\rVertκ=∥A−1∥. We focus on the standard input model where AAA is accessed through a block encoding and ∣b⟩| b \rangle∣b⟩ is prepared by a unitary. But we also introduce an affine dilation model that encodes AAA and ∣b⟩| b \rangle∣b⟩ jointly, allowing further refinements of the query complexity. Our truncation-based solver makes an optimal number of queries to ∣b⟩| b \rangle∣b⟩ and O⁡(κeffpolylog⁡(κeffε))\operatorname{\mathbf{O}}\left(κ_{\mathrm{eff}}\operatorname{polylog}\left(\frac{κ_{\mathrm{eff}}}ε\right)\right)O(κeff​polylog(εκeff​​)) queries to AAA. We prove a family of upper bounds on the effective condition number, including κeff≤∥(A†A)−t/2∣x⟩∥1/tε1/tκ_{\mathrm{eff}}\leq\frac{\lVert(A^\dagger A)^{-t/2}|x\rangle\rVert^{1/t}}{ε^{1/t}}κeff​≤ε1/t∥(A†A)−t/2∣x⟩∥1/t​ for positive even integer ttt and κeff≤∥A−1†(A†A)−(t−1)/2∣x⟩∥1/tε1/tκ_{\mathrm{eff}}\leq\frac{\lVert A^{-1\dagger}(A^\dagger A)^{-(t-1)/2}|x\rangle\rVert^{1/t}}{ε^{1/t}}κeff​≤ε1/t∥A−1†(A†A)−(t−1)/2∣x⟩∥1/t​ for positive odd ttt, overcoming the κκκ-barrier. Our filtering-based solver is extremely simple with a favorable runtime prefactor. In particular, the solver has query complexity 3∥A−1†∣x⟩∥ε3\frac{\lVert A^{-1\dagger}|x\rangle\rVert}ε3ε∥A−1†∣x⟩∥​ to leading order when the solution norm is known. We then present a similarly simple solution norm estimator with the same asymptotic cost up to logarithmic factors. Our quantum linear system solvers thus substantially improve a recent algorithm of Li, enabling faster quantum linear system solving beyond the condition number.
Quantum subspace-diagonalization methods, particularly Quantum Krylov Diagonalization (QKD), provide a promising route for computing low-energy spectra of quantum many-body Hamiltonians. However, existing quantum Krylov approaches rely on non-orthogonal Krylov bases, requiring overlap-matrix regularization that limits numerical stability and accuracy. In this work, we introduce an Orthogonal Quantum Krylov Diagonalization (OQKD) framework that reformulates the classical Lanczos recursion at the operator level, enabling an orthogonal quantum implementation of Krylov-subspace diagonalization. By expressing Lanczos vectors as polynomial transformations of the Hamiltonian, OQKD reproduces the orthogonality, tridiagonal structure, and convergence behavior of the classical Lanczos algorithm thus eliminating the need for overlap-matrix regularization. We further show that the required Lanczos polynomials can be implemented using block encoding and Generalized Quantum Signal Processing with the same asymptotic query complexity as Chebyshev-based QKD methods. Numerical simulations of the J1J_1J1​--J2J_2J2​ Heisenberg model confirm the classical Lanczos convergence and numerical stability of the proposed method, while the measurement-complexity scaling is established analytically. Building upon the OQKD framework, we then introduce a restarted state-preparation protocol that replaces a single high-degree polynomial transformation with a sequence of fixed low-degree transformations, maintaining an affordable block encoding success probability while retaining comparable convergence. These results establish OQKD as an orthogonal quantum analog of the classical Lanczos algorithm and identify the restarted protocol as a promising state-preparation strategy for Quantum Phase Estimation.