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arXiv:2509.17754 · Physical Review A

Digital controllability of transverse-field Ising chains

Vincenzo Roberto Arezzo, Ruiyi Wang, Kiran Thengil, Giovanni Pecci, Giuseppe E. Santoro

Published Dec 9, 2025• 0 citations
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Abstract

Quantum Annealing (QA) encounters limitations when the energy gap along the annealing path becomes exponentially small, leading to impractically long runtimes. In contrast, the success of hybrid digital methods like the Quantum Approximate Optimization Algorithm (QAOA), which operate via discrete unitary operations, relies on the optimization of the variational parameters appearing in the state. We analyze a class of transverse-field Ising models which includes problems with exponentially small spectral gaps, but whose dynamics is described in terms of fermionic Gaussian states after Jordan-Wigner mapping. We show that, for digital alternating QAOA-like states, the number of unitaries required to reach the exact ground state scales quadratically with system size and is independent of the annealing gap. This number can be exactly computed from the algebraic properties of the Ansatz, revealing a fundamental distinction between digital methods and their analog counterpart.

DOI
10.1103/5shr-v96l

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Quantum Annealing (QA) encounters limitations when the energy gap along the annealing path becomes exponentially small, leading to impractically long runtimes. In contrast, the success of hybrid digital methods like the Quantum Approximate Optimization Algorithm (QAOA), which operate via discrete unitary operations, relies on the optimization of the variational parameters appearing in the state. We analyze a class of transverse-field Ising models which includes problems with exponentially small spectral gaps, but whose dynamics is described in terms of fermionic Gaussian states after Jordan-Wigner mapping. We show that, for digital alternating QAOA-like states, the number of unitaries required to reach the exact ground state scales quadratically with system size and is independent of the annealing gap. This number can be exactly computed from the algebraic properties of the Ansatz, revealing a fundamental distinction between digital methods and their analog counterpart.
Recent advances in quantum technologies have intensified the search for algo rithms that can use quantum resources effectively. Quantum annealing and hybrid quantum–classical variational algorithms are two prominent approaches in this set ting. Conventional quantum annealing follows a prescribed Hamiltonian interpo lation and may therefore be limited by small spectral gaps along that path. This Thesis investigates how algorithmic performance changes when three elements are varied: the annealing schedule (Chapter 2), the independent parameters of a digi tized evolution (Chapter 3), and the encoding of the problem (Chapter 4). For weighted MaxCut instances with anomalously small annealing gaps, opti mized smooth schedules outperform linear digitized annealing at equal circuit depth. Rather than restoring adiabaticity or enlarging the gap, the dynamics deliberately leaves the instantaneous ground state and later returns the population to the target state. Smoothness allows these digital solutions to retain their quality as continuous time controls and when transferred between related instances. The schedule restriction is then removed for a frustrated Ising ring whose anneal ing gap closes exponentially with system size. Optimizing all circuit angles inde pendently yields numerically exact ground-state preparation at the critical depth Pcr 1 =(N2−1)/4. This quadratic threshold is explained by the dimension and sym metries of the reachable free-fermion manifold, demonstrating that controllability, rather than the gap of a particular interpolation, determines the required number of digital controls. Finally, the same ring family is reformulated through the parity mapping. For the original frustrated ring, Parity-QAOA reaches the exact ground state using only single-qubit rotations, without applying the constraint unitary. The number of layers equals the number of distinct coupling values and does not grow with system size. To clarify the role of constraints, an equal-magnitude signed ring is also studied, for which the constraint unitary is essential for preparing the target ground state. Together, these results identify the shape, controllability, and encoding of a quan tum protocol as resources for overcoming limitations imposed by more restricted routes to ground-state preparation.
Abstract Exponentially small spectral gaps are known to be the crucial bottleneck for traditional Quantum Annealing (QA) based on interpolating between two Hamiltonians, a simple driving term and the complex problem to be solved, with a linear schedule in time. One of the simplest models exhibiting exponentially small spectral gaps is a ferromagnetic Ising ring with a single antiferromagnetic bond introducing frustration. Previous studies of this model have explored continuous-time diabatic QA, where optimized non-adiabatic annealing schedules provided good solutions, avoiding exponentially large annealing times. In our work, we move to a digital framework of Variational Quantum Algorithms, and present two main results: (1) we show that the model is digitally controllable with a scaling of resources that grows quadratically with the system size, achieving the exact solution using the Quantum Approximate Optimization Algorithm; (2) We combine a technique of quantum control—the Chopped RAndom Basis method—and digitized quantum annealing to construct smooth digital schedules yielding optimal solutions with very high accuracy.
We establish and discuss a number of connections between a digitized version of Quantum Annealing (QA) with the Quantum Approximate Optimization Algorithm (QAOA) introduced by Farhi et al. (arXiv:1411.4028) as an alternative hybrid quantum-classical variational scheme for quantum-state preparation and optimization. We introduce a technique that allows to prove, for instance, a rigorous bound concerning the performance of QAOA for MaxCut on a 222-regular graph, equivalent to an unfrustrated antiferromagnetic Ising chain. The bound shows that the optimal variational error of a depth-P\mathrm{P}P quantum circuit has to satisfy εPres≥(2P+2)−1ε^\mathrm{res}_{\mathrm{P}}\ge (2\mathrm{P}+2)^{-1}εPres​≥(2P+2)−1. In a separate work (Mbeng et al., arXiv:1911.12259) we have explicitly shown, exploiting a Jordan-Wigner transformation, that among the 2P2^{\mathrm{P}}2P degenerate variational minima which can be found for this problem, all strictly satisfying the equality εPres=(2P+2)−1ε^\mathrm{res}_{\mathrm{P}}=(2\mathrm{P}+2)^{-1}εPres​=(2P+2)−1, one can construct a special {\em regular} optimal solution, which is computationally optimal and does not require any prior knowledge about the spectral gap. We explicitly demonstrate here that such a schedule is adiabatic, in a digitized sense, and can therefore be interpreted as an optimized digitized-QA protocol. We also discuss and compare our bound on the residual energy to well-known results on the Kibble-Zurek mechanism behind a continuous-time QA. These findings help elucidating the intimate relation between digitized-QA, QAOA, and optimal Quantum Control.
The frustrated Ising ring is one of the simplest models exhibiting exponential closing spectral gaps, making it a paradigmatic and challenging benchmark for quantum annealing (QA). Ground-state preparation for this model has therefore been studied extensively in both continuous-time QA and digitized protocols such as the Quantum Approximate Optimization Algorithm (QAOA). Here, we use the frustrated Ising ring to investigate how the parity mapping affects the performance of both QA and QAOA. For QA, finite-size calculations show that the parity mapping increases the minimum spectral gap under the energy normalization used in this work, thereby enabling faster continuous-time ground state preparation protocols. An ideal implementation of Parity-QA, with a single global constraint, shows no evidence of exponential gap closing over the accessible system sizes, whereas a hardware-motivated decomposition into local constraints restores the exponential decrease, albeit with a smaller fitted exponent than conventional QA. For the digitized protocol, we find that the number of Parity-QAOA layers required to prepare the exact ground state remains constant over the simulated sizes, improving upon the quadratic scaling required by conventional QAOA. To investigate the role of constraints in Parity-QAOA, we further consider a modified Ising ring instance in which the constraint term is essential for preparing the target ground state. We then compare the corresponding resource requirements with those of conventional QAOA.
The recent advances in the world of quantum technologies have prompted the development of various quantum-based algorithms, some of which are suitable to run on available quantum devices. Two leading candidates in this area are Quantum Annealing (QA) and hybrid quantum-classical variational algorithms, such as the Quantum Approximate Optimization Algorithm (QAOA). In the first part of the Thesis, we re-examine the issue of whether Simulated Quantum Annealing (SQA) with Path Integral Monte Carlo has anything to do with the coherent QA Schrödinger dynamics. We do that by studying the random quantum Ising Chain in a transverse field. In the second part of the Thesis we address the issue of schedule optimization in both {em digitized}-QA and QAOA. Traditional schedule optimization in QA requires spectral information on the problem (e.g., location of the minimum gaps), which is in most cases inaccessible. On the other hand, in QAOA, the issue of schedule optimization --- alias, the optimization of the variational parameters --- is often an expensive task that constitutes a bottleneck for the algorithm. We show that, by combining the framework of QAOA and digitized-QA, optimal digitized-QA protocols can be constructed efficiently. When using this approach, the computational cost of schedule optimization is also significantly reduced, leading to a computational advantage both over a linear-schedule QA, and over an unstructured QAOA search. While studying these issues, we also developed rigorous variational bounds that provide insight on the best possible performance that one can hope to obtain from a digital QAOA circuit.
We investigate the role of local counter-diabatic (CD) terms in enhancing the performance of discrete-time digital protocols for a frustrated Ising ring, a system with an exponentially small spectral gap that acts as a bottleneck for conventional quantum annealing. The techniques investigated range from a digitised version of a fixed-schedule protocol, including lowest-order analytical CD terms, all the way to a full-fledged Quantum Approximate Optimisation Algorithm (QAOA), including variational CD terms (DC-QAOA). By analyzing the resulting residual energy, we show that DC-QAOA combined with Chopped RAndom Basis (CRAB) quantum control techniques for optimizing the circuit parameters, can outperform all the other strategies. By monitoring the ground-state population during the dynamics we learn that DC-QAOA finds effective shortcuts towards the target state through intermediate excited states, a process that is unexpectedly enhanced by the inclusion of local CD unitaries. Our results highlight the importance of flexible variational control of CD dynamics and demonstrate that digital optimization can explore operator dynamics that remain inaccessible to standard analytical CD constructions.