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arXiv:2509.14345 · Physical Review A

Finite-size secret-key rates of discrete modulation continuous-variable quantum key distribution under Gaussian attacks

Gabriele Staffieri, Giovanni Scala, Cosmo Lupo

Published Feb 2, 2026• 1 citation

Abstract

Quantum conditional entropies play a fundamental role in quantum information theory. In quantum key distribution, they are exploited to obtain reliable lower bounds on the secret-key rates in the finite-size regime, against collective attacks and coherent attacks under suitable assumptions. Here we consider continuous-variable communication protocols, where the sender Alice encodes information using a discrete modulation of phase-shifted coherent states, and the receiver Bob decodes by homodyne or heterodyne detection. We compute the Petz-Rényi and sandwiched Rényi conditional entropies associated with these setups, assuming either a passive eavesdropper or one that injects thermal photons into the channel, who gathers the quantum information leaked through a lossy communication line of known or bounded transmittance. Whereas our results do not directly provide reliable key-rate estimates, they do represent useful ballpark figures. We obtain analytical or semianalytical expressions that do not require intensive numerical calculations. These expressions serve as bounds on the key rates that may be tight in certain scenarios. We compare different estimates, including known bounds that have already appeared in the literature and bounds that we determine. The latter are found to be tighter for very short block sizes.

DOI: 10.1103/rwq3-p1m6

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Quantum conditional entropies play a fundamental role in quantum information theory. In quantum key distribution, they are exploited to obtain reliable lower bounds on the secret-key rates in the finite-size regime, against collective attacks and coherent attacks under suitable assumptions. Here we consider continuous-variable communication protocols, where the sender Alice encodes information using a discrete modulation of phase-shifted coherent states, and the receiver Bob decodes by homodyne or heterodyne detection. We compute the Petz-Rényi and sandwiched Rényi conditional entropies associated with these setups, assuming either a passive eavesdropper or one that injects thermal photons into the channel, who gathers the quantum information leaked through a lossy communication line of known or bounded transmittance. Whereas our results do not directly provide reliable key-rate estimates, they do represent useful ballpark figures. We obtain analytical or semianalytical expressions that do not require intensive numerical calculations. These expressions serve as bounds on the key rates that may be tight in certain scenarios. We compare different estimates, including known bounds that have already appeared in the literature and bounds that we determine. The latter are found to be tighter for very short block sizes.

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We consider continuous-variable quantum key distribution with discrete-alphabet encodings.In particular, we study protocols where information is encoded in the phase of displaced coherent (or thermal) states, even though the results can be directly extended to any protocol based on finite constellations of displaced Gaussian states.In this setting, we study the composable security in the finite-size regime assuming the realistic but restrictive hypothesis of collective Gaussian attacks.Under this assumption, we can efficiently estimate the parameters of the channel via maximum likelihood estimators and bound the corresponding error in the final secret key rate.

In this paper we propose a continuous-variable subcarrier wave quantum key distribution scheme with homodyne detection and present its security analysis in the finite-size regime. We calculate a lower bound on the secret key rate for the system under the assumption that the quantum channel noise is negligible compared to detector dark counts, and an eavesdropper is restricted to collective attacks. Our calculation shows that the current realistic system implementation would allow distributing a secret keys over channels with losses up to 9 dB.

Continuous variable quantum key distribution with discrete modulation has the potential to provide information-theoretic security using widely available optical elements and existing telecom infrastructure. While their implementation is significantly simpler than that for protocols based on Gaussian modulation, proving their finite-size security against coherent attacks poses a challenge. In this work we prove finite-size security against coherent attacks for a discrete-modulated quantum key distribution protocol involving four coherent states and heterodyne detection. To do so, and contrary to most of the existing schemes, we first discretize all the continuous variables generated during the protocol. This allows us to use the entropy accumulation theorem, a tool that has previously been used in the setting of discrete variables, to construct the finite-size security proof. We then compute the corresponding finite-key rates through semi-definite programming and under a photon-number cutoff. Our analysis provides asymptotic rates in the range of 0.1 − 10 − 4 bits per round for distances up to hundred kilometres, while in the finite case and for realistic parameters, we get of the order of 10 Gbits of secret key after n ∼ 10 11 rounds and distances of few tens of kilometres.

Continuous-variable quantum key distribution (CVQKD) with discrete modulation combines advantages of CVQKD, such as implementability using readily available technologies, with advantages of discrete variable quantum key distribution, such as easier error correction procedures. We consider a prepare-and-measure CVQKD protocol, where Alice chooses from a set of four coherent states and Bob performs a heterodyne measurement, the result of which is discretized in both key and test rounds. We provide a security proof against coherent attacks in the finite-size regime based on the generalized entropy accumulation theorem. We compute the corresponding asymptotic key rate imposing a photon-number cutoff and recent advances in conic optimization. Our method yields significant improvements on key rates: at metropolitan distances, it provides positive key rates for block sizes of the order of

{10}^{8}

rounds, orders of magnitude smaller compared to previous works.

Continuous-variable quantum key distribution (CVQKD) protocols with entanglement in the middle (EM) enable long maximal transmission distances for quantum communications. For the security analysis of the protocols, it is usually assumed that Eve performs collective Gaussian attacks and there is a lack of finite-size analysis of the protocols. However, in this paper we consider the finite-size regime of the EM-based CVQKD protocols by exposing the protocol to collective attacks and coherent attacks. We differentiate between the collective attacks and the coherent attacks while comparing asymptotic key rate and the key rate in the finite-size scenarios. Moreover, both symmetric and asymmetric configurations are collated in a contrastive analysis. As expected, the derived results in the finite-size scenarios are less useful than those acquired in the asymptotic regime. Nevertheless, we find that CVQKD with entanglement in the middle is capable of providing fully secure secret keys taking the finite-size effects into account with transmission distances of more than 30 km.