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arXiv:2509.07826 · Physical review. B./Physical review. B

Spin susceptibility in a pseudogap state with fluctuating spiral magnetic order

Paulo Forni, Pietro M. Bonetti, Henrik Müller-Groeling, Demetrio Vilardi, Walter Metzner

Published Dec 8, 2025• 2 citations
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Abstract

We compute the electron spin susceptibility in the pseudogap regime of the two-dimensional Hubbard model in the framework of a SU(2) gauge theory of fluctuating magnetic order. The electrons are fractionalized in fermionic chargons with a pseudospin degree of freedom and bosonic spinons. The chargons are treated in a renormalized mean-field theory and order in a Néel or spiral magnetic state in a broad range around half filling below a transition temperature T * . Fluctuations of the spin orientation are captured by the spinons. Their dynamics is governed by a nonlinear sigma model, with spin stiffnesses computed microscopically from the pseudospin susceptibility of the chargons. The SU(2) gauge group is higgsed in the chargon sector, and the spinon fluctuations prevent breaking of the physical spin symmetry at any finite temperature. The electron spin susceptibility obtained from the gauge theory shares many features with experimental observations in the pseudogap regime of cuprate superconductors: the dynamical spin susceptibility S ( q , ω ) has a spin gap, the static uniform spin susceptibility κ s decreases strongly with temperature below T * , and the NMR relaxation rate T 1 − 1 vanishes exponentially in the low temperature limit if the ground state is quantum disordered. At low hole doping, S ( q , ω ) exhibits nematicity below a transition temperature T nem < T * , and at larger hole doping in the entire pseudogap regime below T * .

DOI
10.1103/zm7b-jdzf

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•Jan 1, 2022•4 citations
We compute the electron spin susceptibility in the pseudogap regime of the two-dimensional Hubbard model in the framework of a SU(2) gauge theory of fluctuating magnetic order. The electrons are fractionalized in fermionic chargons with a pseudospin degree of freedom and bosonic spinons. The chargons are treated in a renormalized mean-field theory and order in a Néel or spiral magnetic state in a broad range around half filling below a transition temperature T * . Fluctuations of the spin orientation are captured by the spinons. Their dynamics is governed by a nonlinear sigma model, with spin stiffnesses computed microscopically from the pseudospin susceptibility of the chargons. The SU(2) gauge group is higgsed in the chargon sector, and the spinon fluctuations prevent breaking of the physical spin symmetry at any finite temperature. The electron spin susceptibility obtained from the gauge theory shares many features with experimental observations in the pseudogap regime of cuprate superconductors: the dynamical spin susceptibility S ( q , ω ) has a spin gap, the static uniform spin susceptibility κ s decreases strongly with temperature below T * , and the NMR relaxation rate T 1 − 1 vanishes exponentially in the low temperature limit if the ground state is quantum disordered. At low hole doping, S ( q , ω ) exhibits nematicity below a transition temperature T nem < T * , and at larger hole doping in the entire pseudogap regime below T * .
We present a SU(2) gauge theory of fluctuating magnetic order in the two-dimensional Hubbard model. The theory is based on a fractionalization of electrons in fermionic chargons and bosonic spinons. The chargons undergo N\'eel or spiral magnetic order below a density-dependent transition temperature T∗{T}^{*}T∗. Fluctuations of the spin orientation are described by a nonlinear sigma model obtained from a gradient expansion of the spinon action. The spin stiffnesses are computed from a renormalization group improved random phase approximation. Our approximations are designed for moderate, not for strong, Hubbard interactions. The stiffnesses are strongly doping dependent with discontinuities at half-filling and a pronounced electron-hole asymmetry. The spinon fluctuations prevent magnetic long-range order of the electrons at any finite temperature. The phase with magnetic chargon order shares characteristic features with the pseudogap regime in high-Tc{T}_{c}Tc​ cuprates: a strong reduction of charge carrier density, a spin gap, and Fermi arcs. A substantial fraction of the pseudogap regime exhibits electronic nematicity.
We present an SU(2) gauge theory of fluctuating stripe order in the two-dimensional Hubbard model. The theory is based on a fractionalization of the electron operators in fermionic chargons with a pseudospin degree of freedom, and charge-neutral spinons capturing fluctuations of the spin orientation. The chargons are treated in a renormalized mean-field theory. We focus on regions of the phase diagram where they undergo stripe order. The spinons are described by a nonlinear sigma model with pseudospin stiffnesses determined by the chargons. They prevent breaking of the physical SU(2) spin symmetry at any finite temperature, resulting in a charge-ordered pseudogap phase with a reconstructed Fermi surface and a spin gap. The spectral function for single-particle excitations exhibits a collection of Fermi arcs and other structures. The arcs appear in various regions of the Brillouin zone, but never exclusively near the Brillouin zone diagonals. For a suitable choice of the bare dispersion relation, the form of the low energy spectral function resembles experimental observations from angular resolved photoemission on cuprates in which stripe fluctuations play an important role.
This thesis deals with the Hubbard model as prototypical model to describe the physics of electrons in the two-dimensional copper-oxide planes of high-TcT_cTc​ cuprates. To get approximate solutions, we employ functional renormalization group (fRG) and dynamical mean-field theory (DMFT) methods. We deal with the problem of identifying bosonic fluctuations in the vertex function, exhibiting an intricate dependence on momenta and frequencies already at moderate coupling. In the normal, paramagnetic phase, the goal is achieved by employing the recently introduced single-boson exchange decomposition. In the symmetry-broken phases, we reformulate the previously introduced combination of fRG with mean-field theory by explicitly introducing a bosonic field. A widely discussed and challenging problem is the emergence of a pseudogap in the Hubbard model. In this thesis we assume this phase to be characterized by strong magnetic fluctuations. Following previous works, we fractionalize the electron in a chargon, carrying the electron's charge, and a charge neutral spinon, which represents local fluctuations of the spin orientation. The chargons undergo Néel or spiral magnetic order below a density-dependent transition temperature T∗T^*T∗. We compute DC charge transport coefficients for the chargons, and obtain a pronounced drop in the charge carrier density across the magnetic-to-paramagnetic transition. Directional fluctuations of the spin orientation are described by a non-linear sigma model and prevent long-range ordering of the electrons at any finite temperature. The phase where the chargon degrees of freedom are magnetically ordered shares many features with the pseudogap regime observed in high-TcT_cTc​ cuprates: a strong reduction of the charge carrier density, a spin gap, Fermi arcs, and electronic nematicity.
We analyze the density dependence of the spin stiffnesses and the stability of magnetic order with respect to quantum fluctuations in the two-dimensional Hubbard model close to half-filling. The stiffnesses are computed from the spin susceptibility obtained from a random-phase approximation in a magnetically ordered state. For a sizable next-to-nearest-neighbor hopping amplitude and a moderate Hubbard interaction, the mean-field ground state is a Néel antiferromagnet in the electron-doped regime at and above half-filling and a planar circular spiral state in the hole-doped regime below half-filling. Upon electron doping, the Néel stiffness decreases smoothly and not very steeply. By contrast, the in-plane and out-of-plane stiffnesses in the spiral state drop abruptly at half-filling. The out-of-plane stiffness even drops to zero and then increases again very slowly upon increasing hole doping. At finite temperatures, the Néel-to-spiral transition is shifted into the hole-doped regime, the stiffnesses are continuous functions of the density, and they vanish at the transition. For small hole doping, the spin stiffnesses describe the quantum fluctuations only in a small momentum range, which shrinks to zero upon approaching half-filling. Using the above results, we show that the quantum ground state of the lightly electron-doped Hubbard model remains Néel ordered, while quantum fluctuations probably destroy the spiral long-range order in the hole-doped regime, giving rise to a quantum disordered state with a spin gap.
We consider the SU(2) gauge theory for spin fluctuations in the two-dimensional Hubbard model, where the electron field is fractionalized in terms of spinons and chargons. In this theory, spinons are described by a nonlinear sigma model, while chargons are treated as fermions at a mean-field level. We investigate the instability to a superconducting state (SC*), arising from a fractionalized Fermi liquid (FL*) where pairing between chargons occurs. Consistent with previous studies, our analysis reveals a coexisting phase characterized by both magnetic and superconducting order for the chargons. The central contribution of this work is the calculation of the feedback of superconductivity on spatial and temporal spin stiffnesses, thereby quantifying its impact on spin fluctuations. Our key finding is that superconductivity significantly suppresses these spin stiffnesses, enhancing quantum spin fluctuations. This enhancement suggests that superconductivity can play a crucial role in stabilizing quantum disorder against long-range magnetic ordering.
This thesis deals with the Hubbard model as prototypical model to describe the physics of electrons in the two-dimensional copper-oxide planes of high-TcT_cTc​ cuprates. To get approximate solutions, we employ functional renormalization group (fRG) and dynamical mean-field theory (DMFT) methods. We deal with the problem of identifying bosonic fluctuations in the vertex function, exhibiting an intricate dependence on momenta and frequencies already at moderate coupling. In the normal, paramagnetic phase, the goal is achieved by employing the recently introduced single-boson exchange decomposition. In the symmetry-broken phases, we reformulate the previously introduced combination of fRG with mean-field theory by explicitly introducing a bosonic field. A widely discussed and challenging problem is the emergence of a pseudogap in the Hubbard model. In this thesis we assume this phase to be characterized by strong magnetic fluctuations. Following previous works, we fractionalize the electron in a chargon, carrying the electron's charge, and a charge neutral spinon, which represents local fluctuations of the spin orientation. The chargons undergo N\'eel or spiral magnetic order below a density-dependent transition temperature T∗T^*T∗. We compute DC charge transport coefficients for the chargons, and obtain a pronounced drop in the charge carrier density across the magnetic-to-paramagnetic transition. Directional fluctuations of the spin orientation are described by a non-linear sigma model and prevent long-range ordering of the electrons at any finite temperature. The phase where the chargon degrees of freedom are magnetically ordered shares many features with the pseudogap regime observed in high-TcT_cTc​ cuprates: a strong reduction of the charge carrier density, a spin gap, Fermi arcs, and electronic nematicity.