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arXiv:2509.07408 · IEEE Transactions on Communications

MIMO FSO Systems in Hybrid Quantum Noise Environments: SKR Analysis with One- and Two-way CV-QKD Protocols

Sushil Kumar, Soumya Prakash Dash, George C. Alexandropoulos

Published Jan 1, 2026• 0 citations
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Abstract

This paper studies a multiple-input multiple-output (MIMO) free-space optical (FSO) communication system employing continuous-variable quantum key distribution (CV-QKD), with the goal to support secret key transmission between two legitimate users, Alice and Bob. All involved wireless channels are subjected to atmospheric turbulence leading to beam spreading, pointing error, and turbulence-induced fading, which along with the presence of hybrid quantum noise negatively impact secret key exchange. Furthermore, the legitimate MIMO FSO system faces the threat of compromise from an eavesdropper, Eve, employing a collective Gaussian attack to intercept the secret key exchange. Novel one- and two-way protocols for enhancing the security of the transmitted keys are proposed. To this end, the transmissivity of the FSO channels is mathematically formulated and bounds on the mutual information between the transmitted and received coherent states are obtained, which are then used for deriving novel expressions for the secret key rates (SKRs) for both one- and two-way protocols. The presented numerical results corroborate the proposed analytical secrecy framework, quantifying the SKR gains obtained by employing MIMO and the two-way protocol for FSO CV-QKD systems.

DOI
10.1109/tcomm.2026.3747995

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This paper studies a multiple-input multiple-output (MIMO) free-space optical (FSO) communication system employing continuous-variable quantum key distribution (CV-QKD), with the goal to support secret key transmission between two legitimate users, Alice and Bob. All involved wireless channels are subjected to atmospheric turbulence leading to beam spreading, pointing error, and turbulence-induced fading, which along with the presence of hybrid quantum noise negatively impact secret key exchange. Furthermore, the legitimate MIMO FSO system faces the threat of compromise from an eavesdropper, Eve, employing a collective Gaussian attack to intercept the secret key exchange. Novel one- and two-way protocols for enhancing the security of the transmitted keys are proposed. To this end, the transmissivity of the FSO channels is mathematically formulated and bounds on the mutual information between the transmitted and received coherent states are obtained, which are then used for deriving novel expressions for the secret key rates (SKRs) for both one- and two-way protocols. The presented numerical results corroborate the proposed analytical secrecy framework, quantifying the SKR gains obtained by employing MIMO and the two-way protocol for FSO CV-QKD systems.
We present novel one-way and two-way continuous-variable quantum key distribution frameworks integrating multiple-input multiple-output (MIMO) and free-space optical systems to enhance secret key rates (SKRs) and extend transmission distance between the legitimate transceiver pair. Our models are subjected to an eavesdropper employing Gaussian collective attacks, and the receiver using homodyne detection for secret key reception. Novel expressions for the SKRs for both frameworks are computed, and asymptotic results demonstrate that both the SKR gains from employing MIMO and the two-way protocol are proportional to half the MIMO channels.
This paper considers a multiple-input multiple-output (MIMO) wireless system wherein two legitimate users attempt to exchange secret keys over free-space optical (FSO) channels. Novel frameworks for the use of the one- and two-way discrete-variable quantum key distribution (DV-QKD) protocols, employing weak coherent pulses and decoy states, are presented. Focusing on the case where a photon-number-splitting attack is adopted by the eavesdropper and the legitimate multi-antenna receiver using threshold detection for the key extraction, novel expressions for the secret key rate and quantum bit error rate for both one- and two-way protocols are derived. The performance gain with larger MIMO configurations and the tradeoff between the performances with the one- and the two-way protocols with respect to the transmission distance of the legitimate FSO link are numerically assessed.
Unmanned aerial vehicles (UAV) based on free-space optical (FSO) systems combine the benefits of both the high data rate of the FSO and the mobility of UAV. However, cumulative effects of laser beam divergence and turbulence-induced fading on the received irradiance in the FSO link might allow an external eavesdropper located near the authorized receiver to break the transmission under certain conditions. Quantum key distribution (QKD) is a technique of secure communication that employs quantum mechanics-based cryptography principles. A combination of a continuous-variable quantum key distribution (CV-QKD) and Gaussian modulation of quantum coherent states (GMCS) enables a relatively secure communication system against collective attacks over FSO transmission links. However, the performance is restricted and degraded due to the influence of atmospheric turbulence and excess noise. This paper aims to evaluate the performance of a secured UAV-based FSO system utilizing prepare and measure CV-QKD protocol based on GMCS under collective attack in terms of quantum bit error rate (QBER), outage probability, and secret key rate (SKR) considering the impairments of the FSO channel, link budget, deviations in the position and attitude angles of the UAV, channel fluctuating transmittance, and excess noise. The system parameters, including transmit power, receiver’s field-of-view, and beam divergence angle, are optimized to satisfy the system’s design criteria of threshold-QBER=10−3=10^{-3}=10−3and threshold outage probability=10−2=10^{-2}=10−2. The proposed system tolerates boresight displacement up to 7 cm with the optimized values. The Closed-form expressions and analytical results are confirmed by Monte-Carlo simulations.
This paper proposes a novel two-way free-space quantum key distribution (QKD) protocol, which can be implemented using standard free-space optical (FSO) systems with subcarrier intensity-modulation (SIM) binary phase-shift-keying (BPSK) and direct-detection (DD) receiver. Different eavesdropping threats, including unauthorized receiver, beam-splitting, and intercept-resend attacks, are considered in the security analysis of the proposed protocol. Under the constraints on security requirements, we analytically investigate the design criteria for transmitter and receiver, in particular, the intensity modulation depth at the transmitter and the dual-threshold setting of the receiver in two-way free-space QKD systems. Quantum bit error rate (QBER), the ergodic secret-key rate, and the probability of detecting eavesdropper of the proposed system are analytically derived in closed-form expressions, considering the atmospheric loss, turbulence, and receiver noises.
The use of free-space optical (FSO) systems as secure transmission media has recently attracted research efforts worldwide. However, their secrecy performance may be compromised by the presence of an adversarial eavesdropper. In addition, misalignments between transceivers could severely affect the legitimate FSO channel and increase eavesdropping risks. This paper, for the first time, offers a complete framework to analyze the impact of an eavesdropper's location on the secrecy performance of terrestrial FSO systems under generalized misalignments and atmospheric turbulence conditions. Particularly, the probability density functions (PDFs) of the eavesdropping channel are newly developed and presented in closed-form expressions. Capitalizing on the derived PDFs, secrecy performance metrics in the physical-layer security (PLS) and intensity modulation/direct detection (IM/DD) continuous-variable quantum key distribution (CV-QKD) systems can be analytically analyzed, incorporating all combined effects of the atmospheric turbulence, transceiver misalignments, receiver noises, and the eavesdropper's location. Monte-Carlo (MC) simulations are also implemented to corroborate the analytical results.
Quantum key distribution (QKD) can provide unconditional security to next generation communication networks guaranteed by the laws of quantum physics. This paper studies the secret key rate (SKR) of a continuous variable quantum key distribution (CV-QKD) system using multiple-input multipleoutput (MIMO) transmission and operating at Terahertz (THz) frequencies. Distinct from previous works, we consider a practical “restricted" eavesdropping scenario in which Eve can collect only a fraction of photons lost in the environment. We propose a system model for the MIMO THz CV-QKD system that accounts for restricted eavesdropping via a lossy wireless channel between Alice and Eve. We derive for this system new SKR expressions for both coherent-state-based and squeezed-state-based CV-QKD protocols. Our results show that previous analysis assuming unrestricted eavesdropping leads to overly pessimistic SKRs, and that in practice, the achievable SKR can be significantly increased under restricted eavesdropping. The increase in the SKR is quantified by the simplified SKR expansions derived in this paper. Our results also reveal that squeezing is beneficial for improving the SKR only for unrestricted eavesdropping. However, in a practical setting with restricted eavesdropping, increased squeezing leads to a reduction in the SKR.