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arXiv:2508.20908

Subspace-Protected Topological Phases and Bulk-Boundary Correspondence

Shimomura, Kenji, Ryo Takami, Daichi Nakamura, Masatoshi Sato

Published Aug 28, 2025• 0 citations
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Abstract

While tremendous research has revealed that symmetry enriches topological phases of matter, more general principles that protect topological phases have yet to be explored. In this Letter, we elucidate the roles of subspaces in free-fermionic topological phases. A subspace property for Hamiltonians enables us to define new topological invariants. It results in peculiar topological boundary phenomena, i.e., the emergence of an unpaired zero mode or zero-winding skin modes, characterizing subspace-protected topological phases. We establish and demonstrate the bulk-boundary correspondence in subspace-protected topological phases. We further discuss the interplay of the subspace property and internal symmetries. Toward application, we also propose possible platforms possessing the subspace property.

DOI
10.48550/arxiv.2508.20908

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While tremendous research has revealed that symmetry enriches topological phases of matter, more general principles that protect topological phases have yet to be explored. In this Letter, we elucidate the roles of subspaces in free-fermionic topological phases. A subspace property for Hamiltonians enables us to define new topological invariants. It results in peculiar topological boundary phenomena, i.e., the emergence of an unpaired zero mode or zero-winding skin modes, characterizing subspace-protected topological phases. We establish and demonstrate the bulk-boundary correspondence in subspace-protected topological phases. We further discuss the interplay of the subspace property and internal symmetries. Toward application, we also propose possible platforms possessing the subspace property.
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Both the physics and applications of fermionic symmetry-protected topological phases rely heavily on a principle known as bulk-boundary correspondence, which predicts the emergence of protected boundary-localized energy excitations (boundary states) if the bulk is topologically non-trivial. Current theoretical approaches formulate a bulk-boundary correspondence as an equality between a bulk and a boundary topological invariant, where the latter is a property of boundary states. However, such an equality does not offer insight into the stability or the sensitivity of the boundary states to external perturbations. To solve this problem, we adopt a technique known as the Wiener–Hopf factorization of matrix functions. Using this technique, we first provide an elementary proof of the equality of the bulk and the boundary invariants for one-dimensional systems with arbitrary boundary conditions in all Altland-Zirnbauer symmetry classes. This equality also applies to quasi-one-dimensional systems (e.g., junctions) formed by bulks belonging to the same symmetry class. We then show that only topologically non-trivial Hamiltonians can host stable zero-energy edge modes, where stability refers to continuous deformation of zero-energy excitations with external perturbations that preserve the symmetries of the class. By leveraging the Wiener–Hopf factorization, we establish bounds on the sensitivity of such stable zero-energy modes to external perturbations. Our results show that the Wiener–Hopf factorization is a natural tool to investigate bulk-boundary correspondence in quasi-one-dimensional fermionic symmetry-protected topological phases. Our results on the stability and sensitivity of zero-energy modes are especially valuable for applications, including Majorana-based topological quantum computing.
Symmetry-protected topological (SPT) phases in insulators and superconductors are known for their robust edge modes, linked to bulk invariants through the bulk-boundary correspondence. While this principle traditionally applies to gapped phases, recent advances have extended it to gapless systems, where topological edge-states persist even in the absence of a bulk gap. We extend this framework to periodically driven chains with chiral symmetry, revealing the existence of topological edge zero and $\ensuremath{\pi}$ modes despite the lack of bulk gaps in the quasienergy spectrum. By examining the half-period decomposition of chiral evolutions, we construct topological invariants that circumvent the need to define the Floquet Hamiltonian, making them more suitable for generalization to the gapless regime. We provide explicit examples, including generalizations of the Kitaev chain and related spin models, where localized $\ensuremath{\pi}$ modes emerge even when the bulk is gapless at the same quasienergy as the edge modes. We numerically study the effect of interactions, which give a finite lifetime to the edge modes in the thermodynamic limit with the decay rate consistent with Fermi's golden rule.
We study the classification of interacting fermionic symmetry-protected topological (SPT) phases with both rotation symmetry and Abelian internal symmetries in one, two, and three dimensions. By working out this classification, on the one hand, we demonstrate the recently proposed correspondence principle between crystalline topological phases and those with internal symmetries through explicit block-state constructions. We find that for the precise correspondence to hold it is necessary to change the central extension structure of the symmetry group by the Z2{\mathbb{Z}}_{2}Z2​ fermion parity. On the other hand, we uncover new classes of intrinsically fermionic SPT phases that are only enabled by interactions, both in 2D and 3D. Several 3D Majorana-type fermionic SPT phases are identified. Moreover, several new instances of Lieb-Schultz-Mattis-type theorems for Majorana-type fermionic SPT phases are obtained and we discuss their interpretations from the perspective of bulk-boundary correspondence.
The bulk-boundary correspondence relates quantized edge states to bulk topological invariants in topological phases of matter. In one-dimensional symmetry-protected topological systems, quantized topological Thouless pumps directly reveal this principle and provide a sound mathematical foundation. Symmetry-protected higher-order topological phases of matter (HOSPTs) also feature a bulk-boundary correspondence, but its connection to quantized charge transport remains elusive. Here, we show that quantized Thouless pumps connecting C_{4}-symmetric HOSPTs can be described by a tuple of four Chern numbers that measure quantized bulk charge transport in a direction-dependent fashion. Moreover, this tuple of Chern numbers allows to predict the sign and value of fractional corner charges in the HOSPTs. We show that the topologically nontrivial phase can be characterized by both quadrupole and dipole configurations, shedding new light on current debates about the multipole nature of the HOSPT bulk. By employing corner-periodic boundary conditions, we generalize Restas's theory to HOSPTs. Our approach provides a simple framework for understanding topological invariants of general HOSPTs and paves the way for an in-depth description of future dynamical experiments.