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arXiv:2508.17115 · Journal of High Energy Physics

LSM and CPT

Nathan Seiberg B, Shu-Heng Shao, Wucheng Zhang

Published Nov 19, 2025• 6 citations
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Abstract

A bstract We study a number of 1+1d lattice models with anti-unitary symmetries that simultaneously reflect space and reverse time. Some of these symmetries are anomalous, leading to Lieb-Schultz-Mattis-type constraints, thus excluding a trivially gapped phase. Examples include a mod 8 anomaly in the Majorana chain and various mod 2 anomalies in the spin chain. In some cases, there is an exact, non-anomalous lattice symmetry that flows in the continuum to CPT. In some other cases, the CPT symmetry of the continuum theory is emergent or absent. Depending on the model, the anomaly of the lattice model is matched in the continuum in different ways. In particular, it can be mapped to an emergent anomaly of an emanant symmetry.

DOI
10.1007/jhep11(2025)116

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A bstract We study a number of 1+1d lattice models with anti-unitary symmetries that simultaneously reflect space and reverse time. Some of these symmetries are anomalous, leading to Lieb-Schultz-Mattis-type constraints, thus excluding a trivially gapped phase. Examples include a mod 8 anomaly in the Majorana chain and various mod 2 anomalies in the spin chain. In some cases, there is an exact, non-anomalous lattice symmetry that flows in the continuum to CPT. In some other cases, the CPT symmetry of the continuum theory is emergent or absent. Depending on the model, the anomaly of the lattice model is matched in the continuum in different ways. In particular, it can be mapped to an emergent anomaly of an emanant symmetry.
Symmetries rigidly delimit the landscape of quantum matter. Recently uncovered spatially modulated symmetries, whose actions vary with position, enable excitations with restricted mobility, while Lieb-Schultz-Mattis (LSM) type anomalies impose sharp constraints on which lattice phases are realizable. In a one-dimensional spin chain, gauging procedures have linked modulated symmetry to LSM type anomaly, but a general understanding beyond 1D remains incomplete. We show that generalized LSM anomalies force the emergence of the modulated symmetries upon gauging. We construct explicit lattice models in two and three spatial dimensions and develop complementary field-theoretic descriptions in arbitrary spatial dimensions that connect LSM anomaly inflow to higher-group symmetry structures governing the modulated symmetries. Our results provide a unified, nonperturbative framework that ties together LSM constraints and spatially modulated symmetries across dimensions.
Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.
We study the symmetries of closed Majorana chains in 1+1d, including the translation, fermion parity, spatial parity, and time-reversal symmetries. The algebra of the symmetry operators is realized projectively on the Hilbert space, signaling anomalies on the lattice, and constraining the long-distance behavior. In the special case of the free Hamiltonian (and small deformations thereof), the continuum limit is the 1+1d free Majorana CFT. Its continuum chiral fermion parity (-1)^{F_L} ( − 1 ) F L emanates from the lattice translation symmetry. We find a lattice precursor of its mod 8 ’t Hooft anomaly. Using a Jordan-Wigner transformation, we sum over the spin structures of the lattice model (a procedure known as the GSO projection), while carefully tracking the global symmetries. In the resulting bosonic model of Ising spins, the Majorana translation operator leads to a non-invertible lattice translation symmetry at the critical point. The non-invertible Kramers-Wannier duality operator of the continuum Ising CFT emanates from this non-invertible lattice translation of the transverse-field Ising model.
We incorporate the microscopic assumptions that lead to a certain generalization of the Lieb-Schultz-Mattis (LSM) theorem for one-dimensional spin chains into the conformal bootstrap. Our approach accounts for the ``LSM anomaly'' possessed by these spin chains through a combination of modular bootstrap and correlator bootstrap of symmetry defect operators. Specifically, we obtain universal bounds on the local operator content of (1+1)d(1+1)d(1+1)d conformal field theories (CFTs) that could describe translationally invariant lattice Hamiltonians with a ${\mathbb{Z}}_{N}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{N}$ symmetry realized projectively at each site. We assume, for such models, that in the CFT the lattice translation symmetry is realized as an emanant internal ZN{\mathbb{Z}}_{N}ZN​ symmetry. We present bounds on local operators both with and without refinement by their global symmetry representations. Interestingly, we can obtain nontrivial bounds on charged operators when NNN is odd, which turns out to be impossible with modular bootstrap alone. Our bounds exhibit distinctive kinks, some of which are approximately saturated by known theories and others that are unexplained. We discuss additional scenarios with the properties necessary for our bounds to apply, including certain multicritical points between (1+1)d(1+1)d(1+1)d symmetry protected topological phases, where we argue that the anomaly studied in our bootstrap calculations should emerge.
The Lieb-Schultz-Mattis (LSM) theorem dictates that emergent low-energy states from a lattice model cannot be a trivial symmetric insulator if the filling per unit cell is not integral and if the lattice translation symmetry and particle number conservation are strictly imposed. In this paper, we compare the one-dimensional gapless states enforced by the LSM theorem and the boundaries of one-higher dimensional strong symmetry-protected topological (SPT) phases from the perspective of quantum anomalies. We first note that they can both be described by the same low-energy effective field theory with the same effective symmetry realizations on low-energy modes, wherein non-on-site lattice translation symmetry is encoded as if it were an internal symmetry. In spite of the identical form of the low-energy effective field theories, we show that the quantum anomalies of the theories play different roles in the two systems. In particular, we find that the chiral anomaly is equivalent to the LSM theorem, whereas there is another anomaly that is not related to the LSM theorem but is intrinsic to the SPT states. As an application, we extend the conventional LSM theorem to multiple-charge multiple-species problems and construct several exotic symmetric insulators. We also find that the (3+1)d chiral anomaly provides only the perturbative stability of the gaplessness local in the parameter space.
't Hooft anomalies impose fundamental constraints on quantum matter and often lead to emergent symmetry structures upon gauging. We analyze a lattice model with four global symmetries realizing a mixed anomaly described by ∼a1∧a2∧a3∧a4\sim a_1\wedge a_2\wedge a_3\wedge a_4∼a1​∧a2​∧a3​∧a4​, where the aia_iai​ denote background gauge fields for the global symmetries. Through explicit lattice gauging, we demonstrate the emergence of higher symmetry structures, including 2-group, non-invertible, and higher fusion categorical symmetries. We also provide a field-theoretical understanding of these results. Applying this framework to systems with Lieb-Schultz-Mattis anomalies, obtained by promoting part of the internal symmetries to translational symmetries, we demonstrate that modulated (dipole) symmetries arise as direct counterparts of those in systems with purely internal typeIV anomalies. Importantly, we uncover a qualitatively new feature absent in previously studied modulated symmetries: their realization can become intrinsically defect-dependent. In particular, the emergent symmetry structure changes depending on whether symmetry defects are present. This work establishes a concrete lattice realization of mixed anomalies and reveals a rich structure of emergent symmetries, thereby clarifying their role in constraining quantum phases of matter.