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arXiv:2508.01985

Topological phases and spontaneous symmetry breaking: the revenge of the original Su-Schrieffer-Heeger model

Polina Matveeva, Dmitri B. Gutman, Sam T. Carr

Published Aug 4, 2025• 0 citations
arXivHTMLPDF

Abstract

We study the interplay of spontaneous symmetry breaking and topological properties in interacting one-dimensional models. We solve these models using bozonization and identify topologically non-trivial phases by counting the additional degeneracy (affiliated with the edge modes) of a finite-size system relative to the infinite one. We find even if the mean-field solution is topological, this may not be true when it arises from spontaneous symmetry breaking, including in the Su-Schrieffer-Heeger (SSH) model. This implies that the original SSH model, as presented by Su, Schrieffer, and Heeger, is topologically trivial, as opposed to its mean-field version. A spinful version, on the other hand, does exhibit a topologically non-trivial phase. In that state, both mean-field solutions are topologically non-trivial and correspond to non-interacting SSH chains in the opposite phases with the winding number $ν=1$. We show that this phase is protected by a chiral symmetry, similar to the non-interacting phases.

DOI
10.48550/arxiv.2508.01985

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Acta Physica Sinica•Nov 17, 2023•0 citations
We study the interplay of spontaneous symmetry breaking and topological properties in interacting one-dimensional models. We solve these models using bozonization and identify topologically non-trivial phases by counting the additional degeneracy (affiliated with the edge modes) of a finite-size system relative to the infinite one. We find even if the mean-field solution is topological, this may not be true when it arises from spontaneous symmetry breaking, including in the Su-Schrieffer-Heeger (SSH) model. This implies that the original SSH model, as presented by Su, Schrieffer, and Heeger, is topologically trivial, as opposed to its mean-field version. A spinful version, on the other hand, does exhibit a topologically non-trivial phase. In that state, both mean-field solutions are topologically non-trivial and correspond to non-interacting SSH chains in the opposite phases with the winding number ν=1ν=1ν=1. We show that this phase is protected by a chiral symmetry, similar to the non-interacting phases.
We investigate the topological properties of one-dimensional weakly interacting topological insulators using bosonization. To do that we study the topological edge states that emerge at the edges of a model realized by a strong impurity or at the boundary between topologically distinct phases. In the bosonic model, the edge states are manifested as degenerate bosonic kinks at the boundaries. We first illustrate this idea on the example of the interacting Su-Schrieffer-Heeger (SSH) chain. We compute the localization length of the edge states as the width of an edge soliton that occurs in the SSH model in the presence of a strong impurity. Next, we examine models of two capacitively coupled SSH chains that can be either identical or in distinct topological phases. We find that weak Hubbard interaction reduces the ground-state degeneracy in the topological phase of identical chains. We then prove that, similarly to the noninteracting model, the degeneracy of the edge states in the interacting case is protected by chiral symmetry. We then study topological insulators built from two SSH chains with interchain hopping that represent models of different chiral symmetric universality classes. We demonstrate in bosonic language that the topological index of a weakly coupled model is determined by the type of interchain coupling, invariant under one of two possible chiral symmetry operators. Finally, we show that a general one-dimensional model in a phase with topological index $\ensuremath{\nu}$ is equivalent at low energies to a theory of at least $\ensuremath{\nu}$ SSH chains. We illustrate this idea on the example of an SSH model with longer-range hopping.
Abstract The topological phase of the Su–Schrieffer–Heeger (SSH) model is known to exhibit two edge states that are topologically protected by the chiral symmetry. We demonstrate that, for any parameter quench performed on the half-filled SSH chain, the occupancy of each lattice site remains locked to 1/2 at any time, due to the additional time-reversal and charge conjugation symmetries. In particular, for a quench from the trivial to the topological phase, no signature of the topological edge states appears in real-space occupancies, independently of the quench protocol, the temperature of the pre-quench thermal state or the presence of chiral disorder. However, a suitably designed local quench from/to a SSH ring threaded by a magnetic flux can break these additional symmetries while preserving the chiral one. Then, real-space effects of the quench do appear and exhibit different dynamical features in the topological and in the trivial phases. Moreover, when the particle filling is different from a half and the pre-quench state is not insulating, the dynamical appearance of the topological edge states is visible already in a chain, it survives time averaging and can be observed also in the presence of chiral-breaking disorder and for instantaneous quenches.
Despite extensive studies on the one-dimensional Su-Schrieffer-Heeger-Hubbard (SSHH) model, the variant incorporating second-nearest neighbor hopping remains largely unexplored. Here, the topological classification of the extended SSH model is analyzed within the framework of the BDI symmetry class, using the winding number as the corresponding topological invariant. We investigate the ground-state properties of this extended SSHH model using the constrained-path auxiliary-field quantum Monte Carlo (CP-AFQMC) method. We show that this model exhibits rich topological phases, characterized by robust edge states against interaction. We quantify the properties of these edge states by analyzing spin correlation and second-order Rényi entanglement entropy. The system exhibits long-range spin correlation and near-zero Rényi entropy at half-filling. Besides, there is an anti-ferromagnetic order at quarter-filling. Interestingly, an external magnetic field disrupts this anti-ferromagnetic order, restoring long-range spin correlation and near-zero Rényi entropy. Furthermore, our work provides a paradigm for studying topological properties in large interacting systems via the CP-AFQMC algorithm.
We investigate interacting Su-Schrieffer-Heeger (SSH) chains with two- and three-site unit cells using density matrix renormalization group (DMRG) simulations. By selecting appropriate filling fractions and sweeping across interaction strength Jz{J}_{z}Jz​ and dimerization $\ensuremath{\delta}$, we map out their phase diagrams and identify transition lines via entanglement entropy and magnetization measurements. In the two-site model, we observe the emergence of an interaction-induced antiferromagnetic intermediate phase between the topologically trivial and nontrivial regimes, as well as a critical region at negative Jz{J}_{z}Jz​ with suppressed magnetization and finite-size scaling of entanglement entropy. In contrast, the three-site model lacks an intermediate phase and exhibits asymmetric edge localization and antiferromagnetic ordering in both positive and negative Jz{J}_{z}Jz​ regimes. We further examine the response of edge states to Ising perturbations. In the two-site model, zero-energy edge modes are topologically protected and remain robust up to a finite interaction strength. However, in the three-site model, where the edge states reside at finite energy, this protection breaks down. Despite this, the edge-localized nature of these states survives in the form of polarized modes whose spatial profiles reflect the noninteracting limit.
Abstract The Su–Schrieffer–Heeger (SSH) model perhaps is the easiest and the most basic model for topological excitations. Many variations and extensions of the SSH model have been proposed and explored to better understand both fundamental and novel aspects of topological physics. The SSH4 model has been proposed theoretically as an extended SSH model with higher dimension (the internal dimension changes from two to four). It has been proposed that the winding number in this system can be determined through a higher-dimensional extension of the mean chiral displacement measurement, however, this has not yet been verified in experiment. Here, we report the realization of this model with ultracold atoms in a momentum lattice. We verify the winding number through measurement of the mean chiral displacement in a system with higher internal dimension, we map out the topological phase transition in this system, and we confirm the topological edge state by observation of the quench dynamics when atoms are initially prepared at the system boundary.
Symmetry plays a crucial role in understanding topological phases in materials. In one-dimensional systems, such as the Su-Schrieffer-Heeger (SSH) model, chiral symmetry is thought to ensure the quantization of the Zak phase and the nontrivial topological phase. However, our work demonstrates that the one-dimensional lattice system with broken chiral symmetry can still possess quantized Zak phase and nontrivial topological phase. Specifically, we use a Bose-Einstein condensate of 87Rb atoms in a momentum space lattice of ultracold atoms to effectively simulate a one-dimensional Zigzag model of 26 sites, which intrinsically breaks the chiral symmetry by additional next-nearest-neighbor coupling. To ensure the existence of the nontrivial topological phase, where the Zak phase can be measured from the time-averaged displacement during the system’s evolution, we need to preserve the inversion symmetry by modulating laser power so that all next-nearest-neighbor coupling strengths are equal. Furthermore, by changing the ratio of nearest-neighbor coupling strengths, we observe a topological phase transition from a nontrivial topological phase to a trivial topological phase at the point where the ratio equals 1. Our work demonstrates that the ultracold atom system provides a controllable platform for studying the symmetrical phase and topological phase, with the potential to explore nonlinear topological phenomena by increasing the interactions among atoms. In addition, our system can be used to investigate other interesting topological phenomena with more complex models, such as critical phenomena at the phase transitions and flat band structures in the extended SSH model with long-range coupling. By controlling the coupling strengths, we can also explore the influence of different symmetries on the topological properties of extended SSH models in the future. Moreover, our platform makes it possible to studythe models with more energy bands, such as the Aharonov-Bohm caging model with a three-level structure, which shows peculiar flat-band properties. This work provides opportunities for various studies in the fields of symmetry, topology, and the interaction of controllable quantum systems.