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arXiv:2507.14135 · Physical review. B./Physical review. B

Deep thermalization for mixed states

Alan Sherry, Sthitadhi Roy

Published May 1, 2026• 1 citation
arXivHTMLPDF

Abstract

Deep thermalisation -- where ensembles of pure states on a local subsystem, conditioned on measurement outcomes on its complement, approach universal maximum-entropy ensembles -- represents a stronger form of ergodicity than conventional thermalisation. We show that this framework fails dramatically for mixed initial states, evolved unitarily, even with infinitesimal initial mixedness. To address this, we introduce a new paradigm of deep thermalisation for mixed states, fundamentally distinct from that for pure-state ensembles. In our formulation, the deep thermal ensemble arises by tracing out auxiliary degrees of freedom from a maximum-entropy ensemble defined on an augmented system, with the ensemble structure depending explicitly on the entropy of the initial state. We demonstrate that such ensembles emerge dynamically in generic, locally interacting chaotic systems. For the self-dual kicked Ising chain, which we show to be exactly solvable for a class of mixed initial states, we find exact emergence of the so-defined mixed-state deep thermal ensemble at finite times. Our results therefore lead to fundamental insights into how maximum entropy principles and deep thermalisation manifest themselves in unitary dynamics of states with finite entropy.

DOI
10.1103/x397-3nk5

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Deep thermalisation -- where ensembles of pure states on a local subsystem, conditioned on measurement outcomes on its complement, approach universal maximum-entropy ensembles -- represents a stronger form of ergodicity than conventional thermalisation. We show that this framework fails dramatically for mixed initial states, evolved unitarily, even with infinitesimal initial mixedness. To address this, we introduce a new paradigm of deep thermalisation for mixed states, fundamentally distinct from that for pure-state ensembles. In our formulation, the deep thermal ensemble arises by tracing out auxiliary degrees of freedom from a maximum-entropy ensemble defined on an augmented system, with the ensemble structure depending explicitly on the entropy of the initial state. We demonstrate that such ensembles emerge dynamically in generic, locally interacting chaotic systems. For the self-dual kicked Ising chain, which we show to be exactly solvable for a class of mixed initial states, we find exact emergence of the so-defined mixed-state deep thermal ensemble at finite times. Our results therefore lead to fundamental insights into how maximum entropy principles and deep thermalisation manifest themselves in unitary dynamics of states with finite entropy.
We report universal statistical properties displayed by ensembles of pure states that naturally emerge in quantum many-body systems. Specifically, two classes of state ensembles are considered: those formed by (i) the temporal trajectory of a quantum state under unitary evolution or (ii) the quantum states of small subsystems obtained by partial, local projective measurements performed on their complements. These cases, respectively, exemplify the phenomena of “Hilbert-space ergodicity” and “deep thermalization.” In both cases, the resultant ensembles are defined by a simple principle: The distributions of pure states have maximum entropy, subject to constraints such as energy conservation, and effective constraints imposed by thermalization. We present and numerically verify quantifiable signatures of this principle by deriving explicit formulas for all statistical moments of the ensembles, proving the necessary and sufficient conditions for such universality under widely accepted assumptions, and describing their measurable consequences in experiments. We further discuss information-theoretic implications of the universality: Our ensembles have maximal information content while being maximally difficult to interrogate, establishing that generic quantum state ensembles that occur in nature hide (scramble) information as strongly as possible. Our results generalize the notions of Hilbert-space ergodicity to time-independent Hamiltonian dynamics and deep thermalization from infinite to finite effective temperature. Our work presents new perspectives to characterize and understand universal behaviors of quantum dynamics using statistical and information-theoretic tools. Published by the American Physical Society 2024
Pure-state deep thermalization predicts that, after sufficient scrambling, projected ensembles approach universal distributions that contain information beyond the reduced density matrix. In realistic quantum systems, however, noise is unavoidable and the projected states are generally mixed. Whether mixed-state deep thermalization admits an analogous universal limiting distribution has remained unclear. Here we answer this question for quantum dynamics containing local quantum channels, i.e., errors. We show that the late-time mixed-state projected ensemble is completely determined by the normalized Choi state of the error channel and is universal, independent of the microscopic details of the underlying unitary dynamics. We establish this result analytically for dual-unitary circuits, global Haar-random dynamics, and local Haar-random circuits at large local dimension, and verify it numerically in qubit circuits and kicked Ising dynamics. In a solvable setting, we further find exponentially fast convergence to the limiting ensemble. Our results extend deep thermalization to noisy quantum dynamics and establish a direct correspondence between quantum errors and universal random mixed-state ensembles.
We introduce the notion of the mixed state projected ensemble (MSPE), a collection of mixed states describing a local region of a quantum many-body system, conditioned upon measurements of the complementary region which are incomplete. This constitutes a generalization of the pure state projected ensemble in which measurements are assumed ideal and complete, and which has been shown to tend towards limiting pure state distributions depending only on symmetries of the system, thus representing a new kind of universality in quantum equilibration dubbed deep thermalization. We study the MSPE generated by solvable (1+1)d dual-unitary quantum circuit evolution, and identify the limiting mixed state distributions which emerge at late times depending on the size of the incomplete measurement, which we assume to be lossy, finding that they correspond to certain random density matrix ensembles known in the literature. We also derive the rate of the emergence of such universality. Furthermore, we investigate the quantum information properties of the states composing the ensemble, specifically their capacity to teleport quantum information between the ends of the system. The teleportation fidelity is upper bounded by the quantum conditional entropy, which we find exhibits a sharp transition from zero to maximal when the number of measurements lost matches of that the number of degrees of freedom to be teleported. Our results initiate the first investigation of deep thermalization for mixed state ensembles, relevant for present-day quantum simulation experiments wherein measurements are typically not perfect, and also amount to a physical and natural way of sampling from hitherto abstract random density matrix ensembles.
Deep thermalisation characterises the emergence of universal quantum state ensembles on subsystems due to projective measurements on their complement. We study the notion of locality, or lack thereof, in this phenomenon by considering a subsystem partitioned into two disjoint subregions which remain causally disconnected at all times under unitary dynamics. We show that the onset of deep thermalisation in this geometry is fundamentally bounded by measurement-induced entanglement teleportation between the subregions. While measurements on the environment generate entanglement across the disconnected partitions -- suggesting an apparent non-locality -- we demonstrate that generic locally interacting systems exhibit an emergent locality. Specifically, the timescales for both deep thermalisation and entanglement teleportation scale logarithmically with the distance separating the subregions. Exceptions to this include special circuits where the randomness of the measurement outcomes is perfectly transmitted to the ensemble of states of the subsystem, conditioned on the outcomes; in such cases the timescale for deep thermalisation is finite leading to genuine non-locality.
Recent advances in quantum simulation have enabled the discovery of novel forms of universality in quantum many-body dynamics. In this Review, we discuss deep thermalization and Hilbert space ergodicity--two recently discovered phenomena characterized by the emergence of distributions of quantum states that are "maximally random" in a precise sense. They offer a new perspective on how irreversible statistical mechanics arises from reversible unitary quantum dynamics, going beyond conventional theories of quantum thermalization and equilibration. We review a unifying framework, rooted in quantum information theory and principles of maximum entropy, that explains the different forms of ergodicity which arise under various physical constraints. We discuss open questions and active research directions, including generalizations beyond ensembles of pure quantum states, phase transitions in deep thermalization tied to deeper forms of ergodicity-breaking, connections to broader topics in quantum thermalization and ergodicity, and applications in quantum information science, such as for benchmarking or tomography.
Recent studies of "deep thermalization" have revealed universal physics in quantum many-body dynamics beyond equilibration towards Gibbs states: maximally random quantum state ensembles can emerge on local subsystems, generated by measurements on their complement. In this work, we further identify a new form of universality exhibited in the "finer fingerprints" of quantum dynamics for local subsystems, induced by global unitary time-evolution. Specifically, we consider the projected Kraus ensemble, an ensemble of Kraus operators obtained by unraveling the quantum channel on a small subsystem with respect to knowledge of the classical configurations of its complement. Our central result is a one-parameter random matrix Ansatz that captures the ensemble's emergent statistical behavior along particular spacetime scalings, valid for generic 1D circuit dynamics without conservation laws: the ensemble is described by the product of a complex Ginibre random matrix and an independent log-normal random real scalar. The former encodes scrambling within the subsystem, captured by rotational invariance of the Ginibre measure, whereas the latter encodes fluctuations in the Born probabilities, arising from locality of the underlying dynamics. Our Ansatz can be established in the special cases of dynamics generated by global Haar random unitaries and dual-unitary circuits, while we motivate it for generic circuits using arguments of spacetime duality and the multiplicative ergodic theorem on long products of spatial transfer matrices. Extensive numerical simulations for random and Floquet circuit models verify these predictions. This universality in Kraus operators also provides a microscopic mechanism for deep thermalization in generic 1D quantum circuit dynamics, and has implications for local quantum information recoverability involving classical side information tied to knowledge of the bath.