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arXiv:2507.10080 · Physical Review A

Davies equation without the secular approximation: Reconciling locality with quantum thermodynamics for open quadratic systems

Koki Shiraishi, Masaya Nakagawa, Mori Takashi

Published Apr 6, 2026• 1 citation
arXivHTMLPDF

Abstract

We derive a thermodynamically consistent quantum master equation that satisfies locality for quadratic systems coupled to independent and identical baths at each site. We show that the quasi-local Redfield equation coincides exactly with the Davies equation, which satisfies the detailed-balance condition, due to cancellation of quantum coherence generated by each bath. This derivation does not rely on the secular approximation, which fails in systems with vanishing energy-level spacings. We discuss generalizations of our result to slowly driven quadratic systems and generic quantum many-body systems. Our result paves the way to a thermodynamically consistent description of quantum many-body systems.

DOI
10.1103/m1zr-7rmv

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We derive a thermodynamically consistent quantum master equation that satisfies locality for quadratic systems coupled to independent and identical baths at each site. We show that the quasi-local Redfield equation coincides exactly with the Davies equation, which satisfies the detailed-balance condition, due to cancellation of quantum coherence generated by each bath. This derivation does not rely on the secular approximation, which fails in systems with vanishing energy-level spacings. We discuss generalizations of our result to slowly driven quadratic systems and generic quantum many-body systems. Our result paves the way to a thermodynamically consistent description of quantum many-body systems.
Starting from a microscopic system-baths description, we derive the general conditions for a time-local quantum master equation (QME) to satisfy the first and second laws of thermodynamics at the fluctuating level. Using counting statistics, we show that the fluctuating second law can be rephrased as a generalized quantum detailed balance condition (GQDB), i.e., a symmetry of the time-local generators which ensures the validity of the fluctuation theorem. When requiring in addition a strict system-bath energy conservation, the GQDB reduces to the usual notion of detailed balance which characterizes QMEs with Gibbsian steady states. However, if energy conservation is only required on average, QMEs with non-Gibbsian steady states can still maintain a certain level of thermodynamic consistency. Applying our theory to commonly used QMEs, we show that the Redfield equation breaks the GQDB, and that some recently derived approximation schemes based on the Redfield equation (which hold beyond the secular approximation and allow one to derive a QME of Lindblad form) satisfy the GQDB and the average first law. We find that performing the secular approximation is the only way to ensure the first and second laws at the fluctuating level.
The Markovian dynamics of open quantum systems is typically described through Lindblad equations, which are derived from the Redfield equation via the full secular approximation. The latter neglects the rotating terms in the master equation corresponding to pairs of jump operators with different Bohr frequencies. However, for many physical systems this approximation breaks down, and thus a more accurate treatment of the slowly rotating terms is required. Indeed, more precise physical results can be obtained by performing the partial secular approximation, which takes into account the relevant time scale associated with each pair of jump operators and compares it with the time scale arising from the system-environment coupling. In this work, we introduce a general code for performing the partial secular approximation in the Redfield equation for structured open quantum systems. The code can be applied to a generic Hamiltonian of any multipartite system coupled to bosonic baths. Moreover, it can also reproduce the unified master equation, which captures the same physical behavior as the Redfield equation under the partial secular approximation, but is mathematically guaranteed to generate a completely positive dynamical map. Finally, the code can compute both the local and global version of the master equation for the same physical problem. We illustrate the code by studying the steady-state heat flow in a structured open quantum system composed of two superconducting qubits, each coupled to a bosonic mode, which in turn interacts with a thermal bath. The results in this work can be employed for the numerical study of a wide range of complex open quantum systems.
Master equations under appropriate assumptions are efficient tools for the study of open quantum systems. For many-body systems, subsystems of which locally couple to thermal baths and weakly interact with each other, the local approach provides a more convenient description than the global approach. However, these local master equations are believed to generate inconsistencies with the laws of thermodynamics when intersubsystem interactions exist. Here we develop an alternative local master equation by virtue of similar approximations used in deriving the traditional Gorini-Kossakowski-Lindblad-Sudarshan master equation. In particular, we stick to using eigenstates of each subsystem to construct quantum jump operators, and the secular approximation is also employed to modify the intersubsystem interactions. Our results show that violations of thermodynamic laws will be avoided after correcting intersubsystem interactions. Finally, we study a two-qubit heat transfer model and this further shows the validity of our modified master equation.
Derivation of a quantum master equation for a system weakly coupled to a bath which takes into account non-secular effects, but, nevertheless, has the mathematically correct Gorini-Kossakowski-Lindblad-Sudarshan (GKLS) form (in particular, preserves positivity of the density operator) and also satisfies the standard thermodynamic properties is a known long-standing problem in theory of open quantum systems. The non-secular terms are important when some energy levels of the system or their differences (Bohr frequencies) are nearly degenerate. We provide a fully rigorous derivation of such equation based on a formalization of the weak-coupling limit for the general case.
Abstract Open systems of coupled qubits are ubiquitous in quantum physics. Finding a suitable master equation to describe their dynamics is therefore a crucial task that must be addressed with utmost attention. In the recent past, many efforts have been made toward the possibility of employing local master equations, which compute the interaction with the environment neglecting the direct coupling between the qubits, and for this reason may be easier to solve. Here, we provide a detailed derivation of the Markovian master equation for two coupled qubits interacting with common and separate baths, considering pure dephasing as well as dissipation. Then, we explore the differences between the local and global master equation, showing that they intrinsically depend on the way we apply the secular approximation. Our results prove that the global approach with partial secular approximation always provides the most accurate choice for the master equation when Born–Markov approximations hold, even for small inter-system coupling constants. Using different master equations we compute the stationary heat current between two separate baths, the entanglement dynamics generated by a common bath, and the emergence of spontaneous synchronization, showing the importance of the accurate choice of approach.
We investigate the dynamics of a qubit chain locally coupled to a thermal reservoir, modeled through repeated collisions with particles drawn from a heat bath. Under suitable conditions, the resulting Lindblad equation is thermodynamically consistent -- it drives the system toward thermal equilibrium -- while remaining local at short times. This framework reveals a crossover between the global Lindblad equation derived from the secular approximation in weak-coupling theory and the local dissipative models often employed in the literature, which generally fail to ensure thermodynamic consistency.