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arXiv:2507.02324 · SciPost Physics

Noninvertible symmetry and topological holography for modulated SPT in one dimension

Jintae Kim, Yizhi You, Jung Hoon Han

Published Oct 24, 2025• 6 citations
arXivHTMLPDF

Abstract

We examine noninvertible symmetry (NIS) in one-dimensional (1D) symmetry-protected topological (SPT) phases protected by dipolar and exponential-charge symmetries, which are two key examples of modulated SPT (MSPT). To set the stage, we first study NIS in the \mathbb{Z}_N × \mathbb{Z}_N ℤ N × ℤ N cluster model, extending previous work on the \mathbb{Z}_2 × \mathbb{Z}_2 ℤ 2 × ℤ 2 case. For each symmetry type (charge, dipole, exponential), we explicitly construct the noninvertible Kramers-Wannier (KW) and Kennedy-Tasaki (KT) transformations, revealing dual models with spontaneous symmetry breaking (SSB). The resulting symmetry group structure of the SSB model is rich enough that it allows the identification of other SSB models with the same symmetry. Using these alternative SSB models and KT duality, we generate novel MSPT phases distinct from those associated with the standard decorated domain wall picture, and confirm their distinctiveness by projective symmetry analyses at their interfaces. Additionally, we establish a topological-holographic correspondence by identifying the 2D bulk theories-two coupled layers of toric codes (charge), anisotropic dipolar toric codes (dipole), and exponentially modulated toric codes (exponential)-whose boundaries host the respective 1D MSPT phases.

DOI
10.21468/scipostphys.19.4.110

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We examine noninvertible symmetry (NIS) in one-dimensional (1D) symmetry-protected topological (SPT) phases protected by dipolar and exponential-charge symmetries, which are two key examples of modulated SPT (MSPT). To set the stage, we first study NIS in the \mathbb{Z}_N × \mathbb{Z}_N ℤ N × ℤ N cluster model, extending previous work on the \mathbb{Z}_2 × \mathbb{Z}_2 ℤ 2 × ℤ 2 case. For each symmetry type (charge, dipole, exponential), we explicitly construct the noninvertible Kramers-Wannier (KW) and Kennedy-Tasaki (KT) transformations, revealing dual models with spontaneous symmetry breaking (SSB). The resulting symmetry group structure of the SSB model is rich enough that it allows the identification of other SSB models with the same symmetry. Using these alternative SSB models and KT duality, we generate novel MSPT phases distinct from those associated with the standard decorated domain wall picture, and confirm their distinctiveness by projective symmetry analyses at their interfaces. Additionally, we establish a topological-holographic correspondence by identifying the 2D bulk theories-two coupled layers of toric codes (charge), anisotropic dipolar toric codes (dipole), and exponentially modulated toric codes (exponential)-whose boundaries host the respective 1D MSPT phases.
We give an explicit operator representation (via a sequential circuit and projection to symmetry subspaces) of Kramers-Wannier duality transformation in higher-dimensional subsystem symmetric models, generalizing the construction in the 1D transverse-field Ising model. Using the Kramers-Wannier duality operator, we also construct the Kennedy-Tasaki transformation that maps subsystem symmetry-protected topological phases to spontaneous subsystem symmetry-breaking phases, where the symmetry group for the former is either ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ or Z2{\mathbb{Z}}_{2}Z2​. This also generalizes the recently proposed picture of the one-dimensional Kennedy-Tasaki transformation as a composition of manipulations involving gauging and stacking symmetry-protected topological phases to higher dimensions.
We extend non-invertible duality concepts from one-dimensional systems to two spatial dimensions by constructing a web of non-invertible dualities for lattice models with subsystem symmetries. For the Z2×Z2\mathbb{Z}_2 \times \mathbb{Z}_2Z2​×Z2​ subsystem symmetry on the square lattice, we build two complementary dualities: a map that sends spontaneous subsystem symmetry-broken (SSSB) phases to the trivial phase (the analogue of the Kramers-Wannier (KW) duality in 1+1D), and a generalized subsystem Kennedy-Tasaki (KT) transformation that maps SSSB phases to subsystem symmetry-protected topological (SSPT) phases while leaving the trivial phase invariant. These dualities are boundary-sensitive. On open lattices, both subsystem KW and KT transformations act as unitary, invertible operators. In particular, the KT map not only matches the bulk Hamiltonians of the dual phases but also carries the spontaneous ground-state degeneracy of the SSSB phase onto the protected boundary degeneracy of the SSPT phase. On closed manifolds, however, both maps become intrinsically non-unitary and non-invertible when restricted to the original Hilbert space. We demonstrate this non-invertibility via ground-state degeneracy matching (in two copies of the Xu-Moore/Ising-plaquette model), analysis of symmetry-twist sectors mapping, and the fusion algebra of the duality operator. Enlarging the Hilbert space to include twisted sectors allows the subsystem KW map to be formulated as a projective unitary preserving quantum transition probabilities, consistent with generalized Wigner-theorem-based constructions. We also show that the KT map faithfully transmits the algebraic content of bulk and edge invariants diagnosing strong SSPT order: although strictly local SSPT repair operators map to highly nonlocal objects in the dual SSSB phase, the essential commutation algebra and the bulk-edge correspondence remain intact.
As the understanding of global symmetry has been expanded, quantum phases of matter can have a refined classification, protected or enriched by noninvertible symmetry, a type of generalized symmetry whose transformation may not have an inverse. In this paper, I use the duality method, proposed in Ref. 1 , to classify noninvertible symmetry protected topological (NISPT) phases. Under the duality transformation, different NISPT phases are mapped to different classes of spontaneous symmetry breaking phases with ordinary group symmetry. I demonstrate this method with the simplest Kramers–Wannier duality transformation, also known as gauging [Formula: see text] symmetry, to classify Rep([Formula: see text]) NISPT in [Formula: see text]. I also construct lattice models realizing these NISPT on tensor product Hilbert space and study the projective algebras at the interfaces between different classes of NISPTs.
We investigate the physics of one-dimensional symmetry-protected topological (SPT) phases protected by symmetries whose symmetry generators exhibit spatial modulation. We focus in particular on phases protected by symmetries with linear (i.e., dipolar), quadratic, and exponential modulations. We present a simple recipe for constructing modulated SPT models by generalizing the concept of decorated domain walls to spatially modulated symmetry defects, and develop several tools for characterizing and classifying modulated SPT phases. A salient feature of modulated symmetries is that they are generically only present for open chains, and are broken upon the imposition of periodic boundary conditions. Nevertheless, we show that SPT order is present even with periodic boundary conditions, a phenomenon we understand within the context of an object we dub a ``bundle symmetry.'' In addition, we show that modulated SPT phases can avoid a certain no-go theorem, leading to an unusual algebraic structure in their matrix product state descriptions.
We investigate the physics of one-dimensional symmetry protected topological (SPT) phases protected by symmetries whose symmetry generators exhibit spatial modulation. We focus in particular on phases protected by symmetries with linear (i.e., dipolar), quadratic and exponential modulations. We present a simple recipe for constructing modulated SPT models by generalizing the concept of decorated domain walls to spatially modulated symmetry defects, and develop several tools for characterizing and classifying modulated SPT phases. A salient feature of modulated symmetries is that they are generically only present for open chains, and are broken upon the imposition of periodic boundary conditions. Nevertheless, we show that SPT order is present even with periodic boundary conditions, a phenomenon we understand within the context of an object we dub a ``bundle symmetry''. In addition, we show that modulated SPT phases can avoid a certain no-go theorem, leading to an unusual algebraic structure in their matrix product state descriptions.
It is well known that symmetry-protected topological (SPT) phases host nontrivial boundaries that cannot be mimicked in a lower-dimensional system with a conventional realization of symmetry. However, for SPT phases of bosons (fermions) within the cohomology (supercohomology) classification the boundary can be recreated without the bulk at the cost of a non-onsite-symmetry action. This raises the following question: Can one also mimic the boundaries of SPT phases which lie outside the (super)cohomology classification? In this paper, we study this question in the context of (2+1)(2+1)(2+1)-dimensional [(2+1)D][(2+1)\mathrm{D}][(2+1)D] fermion SPTs. We focus on the root SPT phase for the symmetry group $G={Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Starting with an exactly solvable model for the bulk of this phase constructed by Tarantino and Fidkowski, we derive an effective one-dimensional (1D) lattice model for the boundary. Crucially, the Hilbert space of this 1D model does not have a local tensor product structure, but rather is obtained by placing a local constraint on a local tensor product Hilbert space. We derive the action of the Z2{Z}_{2}Z2​ symmetry on this Hilbert space and find a simple three-site Hamiltonian that respects this symmetry. We study this Hamiltonian numerically using exact diagonalization and DMRG and find strong evidence that it realizes an Ising conformal field theory where the Z2{Z}_{2}Z2​ symmetry acts as the Kramers-Wannier duality; this is the expected stable gapless boundary state of the present SPT. A simple modification of our construction realizes the boundary of the (2+1)D(2+1)\mathrm{D}(2+1)D topological superconductor protected by time-reversal symmetry T\mathcal{T}T with ${\mathcal{T}}^{2}={(\ensuremath{-}1)}^{\mathcal{F}}$.