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arXiv:2506.24079 · Journal of Physics A Mathematical and Theoretical

Maximum entropy principle for quantum processes

Siddhartha Das, Ujjwal Sen

Published Jun 9, 2026• 1 citation
arXivHTMLPDF

Abstract

Abstract The maximum entropy principle, as applied to quantum systems, is a fundamental prescript positing that for a quantum system for which we only have partial knowledge, the maximum entropy state consistent with the partial knowledge is a valuable choice as the system’s state. An intriguing result is that in case the only prior knowledge is of a fixed energy, the maximum entropy state turns out to be the thermal state, a ubiquitous state in several arenas, especially in statistical mechanics. We extend the consequences of this principle from quantum states to quantum processes. We establish that a quantum channel attains maximal output entropy under a fixed energy constraint if and only if it is an absolutely thermalizing channel, where the fixed output is the thermal state corresponding to that energy. Our results have potential implications for understanding the informational and thermodynamic utility of quantum channels under physical constraints. As an application, we examine the consequences for private randomness distillation from fixed energy constrained quantum processes.

DOI
10.1088/1751-8121/ae7ac9

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Abstract The maximum entropy principle, as applied to quantum systems, is a fundamental prescript positing that for a quantum system for which we only have partial knowledge, the maximum entropy state consistent with the partial knowledge is a valuable choice as the system’s state. An intriguing result is that in case the only prior knowledge is of a fixed energy, the maximum entropy state turns out to be the thermal state, a ubiquitous state in several arenas, especially in statistical mechanics. We extend the consequences of this principle from quantum states to quantum processes. We establish that a quantum channel attains maximal output entropy under a fixed energy constraint if and only if it is an absolutely thermalizing channel, where the fixed output is the thermal state corresponding to that energy. Our results have potential implications for understanding the informational and thermodynamic utility of quantum channels under physical constraints. As an application, we examine the consequences for private randomness distillation from fixed energy constrained quantum processes.
We report universal statistical properties displayed by ensembles of pure states that naturally emerge in quantum many-body systems. Specifically, two classes of state ensembles are considered: those formed by (i) the temporal trajectory of a quantum state under unitary evolution or (ii) the quantum states of small subsystems obtained by partial, local projective measurements performed on their complements. These cases, respectively, exemplify the phenomena of “Hilbert-space ergodicity” and “deep thermalization.” In both cases, the resultant ensembles are defined by a simple principle: The distributions of pure states have maximum entropy, subject to constraints such as energy conservation, and effective constraints imposed by thermalization. We present and numerically verify quantifiable signatures of this principle by deriving explicit formulas for all statistical moments of the ensembles, proving the necessary and sufficient conditions for such universality under widely accepted assumptions, and describing their measurable consequences in experiments. We further discuss information-theoretic implications of the universality: Our ensembles have maximal information content while being maximally difficult to interrogate, establishing that generic quantum state ensembles that occur in nature hide (scramble) information as strongly as possible. Our results generalize the notions of Hilbert-space ergodicity to time-independent Hamiltonian dynamics and deep thermalization from infinite to finite effective temperature. Our work presents new perspectives to characterize and understand universal behaviors of quantum dynamics using statistical and information-theoretic tools. Published by the American Physical Society 2024
We introduce the resource-theoretic free energy of a quantum channel as the maximal work extractable from the channel as its output equilibrates to a thermal state and its reference system remains locally intact. It is proportional to the relative entropy between the given channel and the absolutely thermal channel. It attains a clear operational meaning as twice the asymptotic rates of athermality distillation and formation under Gibbs-preserving superchannels, which map one absolutely thermal channel to another for a given bath, thereby revealing the asymptotic reversibility of the resource theory of athermality for quantum channels. Consequently, we establish that the optimal extractable work in converting one channel to another through the asymptotic athermality distillation and formation tasks equals the difference in their free energies. We call this optimal work the thermodynamic work capacity of channel conversion. Quantum information processing and computing fundamentally concern the manipulation and transformation of quantum channels, which encompass quantum states, their transformations, and measurements. A quantitative characterization of the optimal thermodynamic work gain or expenditure in quantum information processing constitutes a key step toward formulating thermodynamics of quantum processes.
Statistical mechanics reveals that the properties of a macroscopic physical system emerge as an average over an ensemble of statistically independent microscopic subsystems, each occupying a specific microstate. In the study of quantum systems, these microstates can be chosen to correspond to the pure state wavefunctions of individual quantum systems. However, the physical principles that govern the distribution of a pure state wavefunction ensemble, even under conditions of thermal equilibrium, are not well established. For instance, the canonical Boltzmann distribution cannot be applied to wavefunctions because they lack a definite energy. In this manuscript, we present a maximum entropy principle for the quantum wavefunction ensemble at thermal equilibrium, the so-called Scrooge ensemble. We highlight that a constraint on the energy expectation value, or even the shape of the associated eigenstate distribution, fails to yield a valid equilibrium state. We find that in addition to these constraints, one must also constrain the measurement entropy to be equal to the Rényi divergence of the ensemble with respect to the Gibbs state, indicating that the Rényi divergence may have uninvestigated physical importance to thermal equilibrium in quantum systems.
The thermodynamic resourcefulness of quantum channels primarily depends on their underlying causal structure and their ability to generate quantum correlations. We quantify this interplay within the resource theory of athermality for bipartite quantum channels in the presence of a side channel acting as memory, referred to as the resource theory of conditional athermality. For channels with trivial output Hamiltonians, we characterize the optimal one-shot rates for distilling the identity gate from a given channel, as well as the cost of simulating the channel using the identity gate, under conditional Gibbs-preserving superchannels. We show that these rates have a direct trade-off relation with the conditional channel entropies, attributing operational significance to signaling in quantum processes. Furthermore, we establish an asymptotic equipartition property for the conditional channel min-entropy for classes of channels that are either tele-covariant or no-signaling from the non-conditioning input to the conditioning output. As a consequence, we demonstrate asymptotic reversibility of the resource theory for these channels. The asymptotic conditional athermality capacity of a tele-covariant channel is half the superdense coding capacity of its Choi state. Our work establishes the conditional channel entropy as a primitive information-theoretic concept for quantum processes, elucidating its potential for wider applications in quantum information science.
Statistical mechanics reveals that the properties of a macroscopic physical system emerge as an average over an ensemble of statistically independent microscopic subsystems, each occupying a specific microstate. In the study of quantum systems, these microstates can be chosen to correspond to the pure state wave functions of individual quantum systems. However, the physical principles that govern the distribution of a pure state wave function ensemble, even under conditions of thermal equilibrium, are not well established. For instance, the canonical Boltzmann distribution cannot be applied to wave functions because they lack a definite energy. In this paper we present a maximum entropy principle for the quantum wave function ensemble at thermal equilibrium, the so-called Scrooge ensemble. We highlight that a constraint on the energy expectation value, or even the shape of the associated eigenstate distribution, fails to yield a valid equilibrium state. We find that in addition to these constraints, one must also constrain the measurement entropy to be equal to the Rényi divergence of the ensemble with respect to the Gibbs state, indicating that the Rényi divergence may have uninvestigated physical importance to thermal equilibrium in quantum systems.
Entropy production is the crucial quantity characterizing irreversible phenomena and the second law of thermodynamics. Yet, a ubiquitous definition eludes consensus. Given that entropy production arises from incomplete access to information, in this work we use Jaynes' maximum entropy principle to establish a framework that brings together prominent and apparently conflicting definitions. More generally, our definition of entropy production addresses any tomographically incomplete quantum measurement and/or the action of a quantum channel on a system.