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arXiv:2506.21540

Continuous symmetry breaking in 1D spin chains and 1+1D field theory

Adam Nahum

Published Jun 26, 2025• 0 citations
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Abstract

We argue that ground states of 1D spin chains can spontaneously break U(1) ``easy-plane'' spin rotation symmetry, via true long-range order of $(S^x, S^y)$, at the phase transition between two quasi-long-range-ordered phases. The critical point can be reached by tuning a single parameter in a Hamiltonian with the same symmetry as the XXZ model, without further fine-tuning. Equivalently, it can arise in systems of bosons with particle-hole symmetry, as a long-range-ordered transition point between two quasi-long-range-ordered superfluids. Our approach is to start with the continuum field theory of the isotropic Heisenberg ferromagnet and consider generic perturbations that respect easy-plane symmetry. We argue for a renormalization-group flow to a critical point where long-range order in $(S^x, S^y)$ is enabled by coexisting critical fluctuations of $S^z$. (We also discuss multicritical points where further parameters are tuned to zero.) These results show that it is much easier to break continuous symmetries in 1D than standard lore would suggest. The failure of standard intuition for 1D chains (based on the quantum--classical correspondence) can be attributed to Berry phases, which prevent the 1+1D system from mapping to a classical 2D spin model. The present theory also gives an example of an ordered state whose Goldstone mode is interacting even in the infra-red, rather than becoming a free field.

DOI
10.48550/arxiv.2506.21540

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We argue that ground states of 1D spin chains can spontaneously break U(1) ``easy-plane'' spin rotation symmetry, via true long-range order of (Sx,Sy)(S^x, S^y)(Sx,Sy), at the phase transition between two quasi-long-range-ordered phases. The critical point can be reached by tuning a single parameter in a Hamiltonian with the same symmetry as the XXZ model, without further fine-tuning. Equivalently, it can arise in systems of bosons with particle-hole symmetry, as a long-range-ordered transition point between two quasi-long-range-ordered superfluids. Our approach is to start with the continuum field theory of the isotropic Heisenberg ferromagnet and consider generic perturbations that respect easy-plane symmetry. We argue for a renormalization-group flow to a critical point where long-range order in (Sx,Sy)(S^x, S^y)(Sx,Sy) is enabled by coexisting critical fluctuations of SzS^zSz. (We also discuss multicritical points where further parameters are tuned to zero.) These results show that it is much easier to break continuous symmetries in 1D than standard lore would suggest. The failure of standard intuition for 1D chains (based on the quantum--classical correspondence) can be attributed to Berry phases, which prevent the 1+1D system from mapping to a classical 2D spin model. The present theory also gives an example of an ordered state whose Goldstone mode is interacting even in the infra-red, rather than becoming a free field.
In a recent paper Nahum argued on the basis of a renormalization-group analysis that, contrary to standard lore, ground states of 1D spin chains with short-range interactions can spontaneously break U(1) ``easy-plane'' spin rotation symmetry. True long-range order of (Sx,Sy)(S^x,S^y)(Sx,Sy) arises at the phase transition between two quasi-long-range-ordered phases. Here we present detailed numerical results for an anisotropic spin-1 chain model. We find a magnetization exponent β≈0.29β\approx0.29β≈0.29, consistent with the εεε-expansion prediction β≈0.28β\approx0.28β≈0.28, a divergence of the Luttinger parameter on approaching the transition from both sides with an exponent that we relate to Nahum's transition, and finite-size spectra consistent with a dynamical critical exponent z≈2z\approx2z≈2. Our results support the critical behavior predicted by Nahum's field theory.
In this work, we present numerical evidence for the spontaneous breaking of a continuous U ( 1 ) symmetry in a nearest-neighbor interacting spin-1 chain at a quantum critical point separating two XY quasi-long-range ordered phases distinguished by a spontaneously broken Z 2 symmetry. Remarkably, the continuous symmetry breaking emerges precisely at the critical point of the discrete order parameter, suggesting a mechanism beyond currently established scenarios. At criticality, the XY correlations develop true long-range order, accompanied by a finite perpendicular magnetization, a zero-frequency Bragg peak in the transverse dynamical structure factor, and sharp gapless collective excitations. From complementary static and dynamical observables, we quantitatively determine the critical exponents, obtaining a dynamical exponent z = 1.50 ± 0.04 and an anomalous dimension η = 1.04 ± 0.03 . Remarkably, the value of z coincides with the one-dimensional Kardar-Parisi-Zhang exponent despite the system being an equilibrium quantum many-body system. We further show that the noninteracting continuum limit is equivalent to the recently introduced transverse quantum fluid, displaying their off-diagonal long-ranged order in one dimension. Complementing the numerical study, we derive the renormalization-group flow equations of the continuum theory to second order in the ɛ expansion. We identify an interacting fixed point whose critical behavior differs from the Ising universality class already at two-loop order, although the perturbative exponents remain far from the numerical values.
We study spin-1/21/21/2 chains with long-range power-law decaying unfrustrated (bipartite) Heisenberg exchange Jr∝r−αJ_r \propto r^{-α}Jr​∝r−α and multi-spin interactions QQQ favoring a valence-bond solid (VBS) ground state. Employing quantum Monte Carlo techniques and Lanczos diagonalization, we analyze order parameters and excited-state level crossings to characterize quantum states and phase transitions in the (α,Q)(α,Q)(α,Q) plane. For weak QQQ and sufficiently slowly decaying Heisenberg interactions (small ααα), the system has a long-range-ordered antiferromagnetic (AFM) ground state, and upon increasing ααα there is a continuous transition into a quasi long-range ordered (QLRO) critical state of the type in the standard Heisenberg chain. For rapidly decaying long-range interactions, there is transition between QLRO and VBS ground states of the same kind as in the frustrated J1J_1J1​-J2J_2J2​ Heisenberg chain. Our most important finding is a direct continuous quantum phase transition between the AFM and VBS states - a close analogy to the 2D deconfined quantum-critical point. In previous 1D analogies the ordered phases both have gapped fractional excitations, and the critical point is a conventional Luttinger Liquid. In our model the excitations fractionalize upon transitioning from the AFM state, changing from spin waves to deconfined spinons. We extract critical exponents at the AFM-VBS transition and use order-parameter distributions to study emergent symmetries. We find emergent O(444) symmetry of the O(333) AFM and scalar VBS order parameters. Thus, the order parameter fluctuations exhibit the covariance of a uniaxially deformed O(444) sphere (an "elliptical" symmetry). This unusual quantum phase transition does not yet have any known field theory description, and our detailed results can serve to guide its construction. We discuss possible experimental realizations.
directions. By tuning coupling strengths along distinct directions, the system exhibits different symmetries, ranging from a discrete Z2 to a continuous U(1) symmetry. The anisotropic coupled-top model displays a discrete Z2 symmetry, and the symmetry breaking induced by strong coupling drives a quantum phase transition from a disordered paramagnetic phase to an ordered ferromagnetic or antiferromagnetic phase. In particular, the isotropic coupled-top model possesses a continuous U(1) symmetry, whose breaking gives rise to the Goldstone mode. The phase boundary can be well captured by the mean-field approach, characterized by the distinct behaviors of the order parameter. Higher-order quantum effects beyond the mean-field contribution can be achieved by mapping the large spins to bosonic operators via the Holstein-Primakoff transformation. For the anisotropic coupled-top model with Z2 symmetry, the energy gap closes, and both quantum fluctuations and entanglement entropy diverge near the critical point, signaling the onset of second-order quantum phase transitions. Strikingly, when U(1) symmetry is broken, the energy gap vanishes beyond the critical point, yielding a novel critical exponent of 1, rather than 1/2 for Z2 symmetry breaking. The rich symmetry structure of the coupled-top model underpins its role as a paradigmatic model for studying quantum phase transitions and exploring associated physical phenomena.
We investigate how spontaneous symmetry breaking and symmetry-protected topology compete and cooperate in one-dimensional quantum spin-1/2 systems. We introduce two families of local Hamiltonians with Z2 ×Z2 ×Z2T\mathbb{Z}^{\,}_{2}\times\mathbb{Z}^{\,}_{2}\times\mathbb{Z}^{T}_{2}Z2​×Z2​×Z2T​ symmetry which host a zoo of broken-symmetry phases with and without gapless boundary spins, namely, six long-range-ordered gapped phases that differ by their Z2 \mathbb{Z}^{\,}_{2}Z2​-symmetry-breaking patterns (FMx,y,z ^{\,}_{x,y,z}x,y,z​ and Neelx,y,z ^{\,}_{x,y,z}x,y,z​), their partner symmetry-protected topological phases (FMx,ySPT^{\mathrm{SPT}}_{x,y}x,ySPT​ and Neelx,ySPT^{\mathrm{SPT}}_{x,y}x,ySPT​), and two gapless phases (gFMz ^{\,}_{z}z​ and gNeelz ^{\,}_{z}z​) with incommensurate Z2T\mathbb{Z}^{T}_{2}Z2T​-breaking magnetic long-range order and central charge c=1\mathsf{c}=1c=1. Direct transitions between competing gapped phases can be continuous or weakly first order. We demonstrate that continuous phase transition lines have exotic critical properties. For example, a line of deconfined quantum critical points (between the Neelx ^{\,}_{x}x​ and Neely ^{\,}_{y}y​ phases) described by Tomonaga-Luttinger liquid theory is terminated by the gFMz ^{\,}_{z}z​ phase at a Lifshitz tricritical point which exhibits spontaneous breaking of the continuous U(1) symmetry despite the locality and one-dimensionality of the Hamiltonian, contrary to a naive expectation from the Hohenberg-Mermin-Wagner-Coleman theorem. Furthermore, critical lines between symmetry-protected topological phases with different Z2 \mathbb{Z}^{\,}_{2}Z2​-symmetry breaking (e.g., NeelxSPT^{\mathrm{SPT}}_{x}xSPT​ and NeelySPT^{\mathrm{SPT}}_{y}ySPT​) additionally retain low-energy boundary degrees of freedom, realizing symmetry-enriched criticality (or a gapless SPT phase). Our results reveal unconventional mechanisms by which competing symmetry breaking and topology generate ordered critical phases and multicriticality.
The phase diagram of the quantum spin-12\frac{1}{2}21​ antiferromagnetic ${J}_{1}^{\phantom{\rule{0.16em}{0ex}}}\text{\ensuremath{-}}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ XXZ chain was obtained by Haldane using bosonization techniques [Haldane, Phys. Rev. B 25, 4925 (1982); Phys. Rev. B 26, 5257 (1982)]. It supports three distinct phases for $0\ensuremath{\le}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}/{J}_{1}^{\phantom{\rule{0.16em}{0ex}}}<\frac{1}{2}$, i.e., a gapless algebraic spin-liquid phase, a gapped long-range ordered Neel phase, and a gapped long-range ordered dimer phase. Even though the Neel and dimer phases are not related hierarchically by a pattern of symmetry breaking, it was shown that they meet along a line of quantum critical points with a U(1) symmetry and central charge c=1c=1c=1. Here, we extend the analysis made by Haldane on the quantum spin-12\frac{1}{2}21​ antiferromagnetic ${J}_{1}^{\phantom{\rule{0.16em}{0ex}}}\text{\ensuremath{-}}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ XYZ chain using both bosonization and numerical techniques. We show that there are three Neel phases and the dimer phase that are separated from each other by six planes of phase boundaries realizing Gaussian criticality when $0\ensuremath{\le}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}/{J}_{1}^{\phantom{\rule{0.16em}{0ex}}}<\frac{1}{2}$. We also show that each long-range ordered phase harbors topological point defects (domain walls) that are dual to those across the phase boundary in that a defect in one ordered phase locally binds the other type of order around its core. By using the bosonization approach, we identify the critical theory that describes simultaneous proliferation of these dual point defects, and show that it supports an emergent U(1) symmetry that originates from the discrete symmetries of the XYZ model. To confirm this numerically, we perform exact diagonalization and density-matrix renormalization-group calculations and show that the critical theory is characterized by the central charge c=1c=1c=1 with critical exponents that are consistent with those obtained from the bosonization approach. Furthermore, we generalize the field-theoretic description of direct continuous phase transition to higher dimensions, especially in d=3d=3d=3, by using a nonlinear sigma model (NLSM) with a topological term. In particular, we propose the $\ensuremath{\pi}$-flux phase on the cubic lattice with local quartic interactions as a platform for direct continuous phase transition and deconfined criticality. We discuss possible phase diagrams for the $\ensuremath{\pi}$-flux phase on the cubic lattice with these quartic interactions from the renormalization flow of NLSMs.