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arXiv:2506.11675 · Proceedings of the National Academy of Sciences

Universal relation between spectral and wavefunction properties at criticality

Simon Jiricek, Miroslav Hopjan, V. E. Kravtsov, B. L. Altshuler, Lev Vidmar

Published Feb 6, 2026• 1 citation
arXivHTMLPDF

Abstract

Quantum-chaotic systems exhibit several universal properties, ranging from level repulsion in the energy spectrum to wavefunction delocalization. On the other hand, if wavefunctions are localized, the energy levels exhibit no level repulsion and their statistics is Poisson. At the boundary between quantum chaos and localization, however, one observes critical behavior, not complying with any of those characteristics. An outstanding open question is whether there exists yet another type of universality, which is genuine for the critical point. Previous work suggested that there may exist a relation between the global characteristics of the energy spectrum, such as the spectral compressibility χ , and the degree of wavefunction delocalization, expressed via the fractal dimension D 1 of the Shannon–von Neumann entropy in a preferred (e.g., real-space) basis. Here, we study physical systems subject to local and nonlocal hopping, both with and without time-reversal symmetry, with the Anderson models in dimensions three to five being representatives of the first class, and the random banded matrices as representatives of the second class. Our thorough numerical analysis supports the validity of the simple relation χ + D 1 = 1 in all systems under investigation. Hence, we conjecture that it represents a universal property of a broad class of critical models. Moreover, we test and confirm the accuracy of our surmise for a closed-form expression of the spectral compressibility in the one-parameter critical manifold of random banded matrices. Based on these findings, we derive a universal function D 1 ( r ) of the averaged level spacing ratio r , which is valid for a broad class of critical systems.

DOI
10.1073/pnas.2518027123

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We study the spectral statistics and wave-function properties of a one-dimensional quantum system subject to a Cantor-type fractal potential. By analyzing the nearest-neighbor level spacings, inverse participation ratio (IPR), and the scaling behavior of the integrated density of states (IDS), we demonstrate how the self-similar geometry of the potential is imprinted on the quantum spectrum. The energy-resolved level spacings form a hierarchical, filamentary structure, in sharp contrast to those of periodic and random systems. The normalized level-spacing distribution exhibits a bimodal structure, reflecting the deterministic recurrence of spectral gaps. A multifractal analysis of eigenstates reveals critical behavior: the generalized fractal dimensions DqD_qDq​ lie strictly between the limits of extended and localized states, exhibiting a distinct qqq-dependence. Consistently, the IPR indicates the coexistence of quasi-extended and localized features, characteristic of critical wave functions. The IDS shows anomalous power-law scaling at low energies, with an exponent close to the Hausdorff dimension of the underlying Cantor set, indicating that the geometric fractality governs the spectral dimensionality. At higher energies, this scaling crosses over to the semiclassical Weyl law. Our results establish a direct connection between deterministic fractal geometry, hierarchical spectral statistics, and quantum criticality.
A key goal of quantum chaos is to establish a relationship between widely observed universal spectral fluctuations of clean quantum systems and random matrix theory (RMT).Most prominent features of such RMT behavior with respect to a random spectrum, both encompassed in spectral pair correlation function, are statistical suppression of small level spacings (correlation hole) and enhanced stiffness of the spectrum at large spectral ranges.For single particle systems with fully chaotic classical counterparts, the problem has been partly solved by Berry [Proc.R. Soc.London, A400, 229 (1985)] within the so-called diagonal approximation of semiclassical periodic-orbit sums, while the derivation of the full RMT spectral form factor K(t) (Fourier transform of spectral pair correlation function), from semiclassics has been completed by Müller et al. [Phys.Rev. Lett.93, 014103 (2004)].In recent years, the questions of long-time dynamics at high energies, for which the full many-body energy spectrum becomes relevant, are coming at the forefront even for simple many-body quantum systems, such as locally interacting spin chains.Such systems display two universal types of behaviour which are termed as the 'many-body localized phase' and 'ergodic phase'.In the ergodic phase, the spectral fluctuations are excellently described by RMT, even for very simple interactions and in the absence of any external source of disorder.Here we provide a clear theoretical explanation for these observations.We compute K(t) in the leading two orders in t and show its agreement with RMT for non-integrable, time-reversal invariant many-body systems without classical counterparts, a generic example of which are Ising spin 1/2 models in a periodically kicking transverse field.In particular, we relate K(t) to partition functions of a class of twisted classical Ising models on a ring of size t, hence the leading order RMT behavior K(t)2t is a consequence of translation and reflection symmetry of the Ising partition function.
We investigate the appearance of quantum chaos in a single many-body wave function by analyzing the statistical properties of the eigenvalues of its reduced density matrix ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{\ensuremath{\rho}}}_{A}$ of a spatial subsystem AAA. We find that (i): the spectrum of the density matrix is described by so-called Wishart random matrix theory, which (ii): exhibits besides level repulsion, spectral rigidity, and universal spectral correlations between eigenvalues separated by distances ranging from one up to many mean level spacings, which we investigate. We use these universal spectral characteristics of the reduced density matrix as a definition of chaos in the wave function. A simple and precise characterization of such universal correlations in a spectrum is a segment of strictly linear growth at sufficiently long times, recently called the ``ramp,'' of the spectral form factor which is the Fourier transform of the correlation function between a pair of eigenvalues. It turns out that Wishart and standard random matrix theory have the same universal ``ramp.'' Specifically, here numerical results for the spectral form factor of the density matrix of generic nonintegrable many-body systems, such as one-dimensional quantum Ising and Floquet spin models, are found to exhibit a universal ``ramp'' identical to that appearing for a ``random pure state'' (``Page state,'' or ``Haar state''). The density matrix of the latter is precisely the Wishart random matrix, the reduced density matrix of a completely random wave function. In addition, we study the development of chaos in the wave function by letting an initial direct product state evolve under the unitary time evolution. We find that the universal spectral correlations as manifested by the ``ramp'' set in as soon as the entanglement entropy begins to grow, and first develop for the eigenvalues at the top of the spectrum of the density matrix ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{\ensuremath{\rho}}}_{A}$, subsequently spreading over the entire spectrum at later times. Finally, we study a prethermalized regime described by a generalized Gibbs ensemble, which develops in a rapidly driven Floquet model at intermediate times. We find that the prethermalized regime exhibits no chaos, as evidenced by the absence of a ``ramp'' in the spectral form factor of the density matrix, while the universal spectral correlations start to develop when the prethermalized regime finally relaxes at late times to the fully thermalized (infinite temperature) chaotic regime.
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