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arXiv:2506.00126 · SciPost Physics

Absence of topological order in the $U(1)$ checkerboard toric code

Maximilian Vieweg, Viktor Kott, Lea Lenke, Andreas Schellenberger, Kai Phillip Schmidt

Published Feb 24, 2026• 1 citation
arXivHTMLPDF

Abstract

We investigate the U(1) U ( 1 ) checkerboard toric code which corresponds to the U(1) U ( 1 ) -symmetry enriched toric code with two distinct star sublattices. One can therefore tune from the limit of isolated stars to the uniform system. The uniform system has been conjectured to possess topological order based on quantum Monte Carlo simulations suggesting a non-trivial ground-state degeneracy depending on the compactification of the finite clusters. Here we show that these non-trivial properties can be naturally explained in the perturbative limit of isolated stars. Indeed, the compactification dependence of the ground-state degeneracy can be traced back to geometric constraints stemming from the plaquette operators. Further, the ground-state degeneracy is fully lifted in fourth-order degenerate perturbation theory giving rise to a non-topological phase with confined fracton excitations. These fractons are confined for small perturbations so that they cannot exist as single low-energy excitation in the thermodynamic limit but only as topologically trivially composite particles. However, the confinement scale is shown to be surprisingly large so that gaps are extremely small on finite clusters up to the uniform limit which is calculated explicitly by high-order series expansions. Our findings suggest that these gaps were not distinguished from finite-size effects by the recent quantum Monte Carlo simulation in the uniform limit. All our results therefore point towards the absence of topological order in the U(1) U ( 1 ) checkerboard toric code along the whole parameter axis.

DOI
10.21468/scipostphys.20.2.056

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Absence of topological order in the U(1)U(1)U(1) checkerboard toric code
We investigate the U(1) U ( 1 ) checkerboard toric code which corresponds to the U(1) U ( 1 ) -symmetry enriched toric code with two distinct star sublattices. One can therefore tune from the limit of isolated stars to the uniform system. The uniform system has been conjectured to possess topological order based on quantum Monte Carlo simulations suggesting a non-trivial ground-state degeneracy depending on the compactification of the finite clusters. Here we show that these non-trivial properties can be naturally explained in the perturbative limit of isolated stars. Indeed, the compactification dependence of the ground-state degeneracy can be traced back to geometric constraints stemming from the plaquette operators. Further, the ground-state degeneracy is fully lifted in fourth-order degenerate perturbation theory giving rise to a non-topological phase with confined fracton excitations. These fractons are confined for small perturbations so that they cannot exist as single low-energy excitation in the thermodynamic limit but only as topologically trivially composite particles. However, the confinement scale is shown to be surprisingly large so that gaps are extremely small on finite clusters up to the uniform limit which is calculated explicitly by high-order series expansions. Our findings suggest that these gaps were not distinguished from finite-size effects by the recent quantum Monte Carlo simulation in the uniform limit. All our results therefore point towards the absence of topological order in the U(1) U ( 1 ) checkerboard toric code along the whole parameter axis.
We introduce the XY checkerboard toric code. It represents a generalization of the Z 2 toric code with two types of star operators with x and y flavor and two anisotropic star sublattices forming a checkerboard lattice. The quantum phase diagram is deduced exactly by a duality transformation to two copies of self-dual Xu-Moore models, which builds on the existence of a subextensive number of Z 2 conserved parities. For any spatial anisotropy of the star sublattices, the XY checkerboard toric code realizes two quantum phases with Z 2 topological order and an intermediate phase with type-I fracton order. The properties of the fracton phase such as subextensive ground-state degeneracy can be analytically deduced from the degenerate limit of isolated stars. For the spatially isotropic case the extension of the fracton phase vanishes. The topological phase displays anyonic excitations with restricted mobility and dimensional reduction. All phase transitions are first order.
We propose and study a generalization of Kitaev's Z2{\mathbb{Z}}_{2}Z2​ toric code on a square lattice with an additional global U(1)U(1)U(1) symmetry. Using quantum Monte Carlo simulation, we find strong evidence for a topologically ordered ground state manifold with indications of UV-IR mixing, i.e., the topological degeneracy of the ground state depends on the microscopic details of the lattice. Specifically, the ground state degeneracy depends on the lattice tilt relative to the directions of the torus cycles. In particular, we observe that while the usual compactification along the vertical or horizontal lines of the square lattice shows a twofold ground state degeneracy, compactifying the lattice at ${45}^{\ensuremath{\circ}}$ leads to a threefold degeneracy. In addition to its unusual topological properties, this system also exhibits Hilbert space fragmentation. Finally, we propose a candidate experimental realization of the model in an array of superconducting quantum wires.
We investigate the quantum phase diagram of the KKK-layer Ising toric code corresponding to KKK layers of two-dimensional toric codes coupled by Ising interactions. While for small Ising interactions the system displays Z2K{\mathbb{Z}}_{2}^{K}Z2K​ topological order originating from the toric codes in each layer, the system shows Z2{\mathbb{Z}}_{2}Z2​ topological order in the high-Ising limit. The latter is demonstrated for general KKK by deriving an effective low-energy model in KthK\mathrm{th}Kth-order degenerate perturbation theory, which is given as an effective anisotropic single-layer toric code in terms of collective pseudospins 1/2 referring to the two ground states of isolated Ising chain segments. For the specific cases K=3K=3K=3 and K=4K=4K=4 we apply high-order series expansions to determine the gap series in the low- and high-Ising limit. Extrapolation of the elementary energy gaps gives convincing evidence that the ground-state phase diagram consists of a single quantum critical point and our findings suggest a quantum phase transition in the 3D Ising* universality class for both KKK separating both types of topological order, which is consistent with former findings for the bilayer Ising toric code.
We demonstrate that the chiral Z_{p} toric code-the quintessential model of topological order-hosts additional, emergent topological phases when perturbed: descendant fractional quantum Hall-like states, which we term Hall-on-Toric. These hierarchical states feature fractionalized Z_{p} charges and increased topological ground-state degeneracy. The Hall-on-Toric phases appear in the vicinity of the transitions between deconfined Z_{p} phases with different background charge per unit cell, in a fixed nontrivial flux background. We confirm their existence through extensive infinite density matrix renormalization group (iDMRG) simulations, analyzing the topological entanglement entropy, entanglement spectra, and a generalized Hall conductance. Remarkably, the Hall-on-Toric states remain robust even in the absence of U(1) symmetry. Our findings reinforce the foundational interpretation of star and plaquette defects as magnetic and electric excitations, and reveal that this perspective extends to a much deeper level.
Motivated by the recent introduction of a U ( 1 ) -symmetric toric code (TC) model, we investigate symmetry-based deformations of topological order by systematically deconstructing the Gauss-law-enforcing star terms of the TC Hamiltonian. This “term-dropping” protocol introduces global symmetries that go beyond the alternative framework of “ungauging” topological order in symmetry-deformed models and gives rise to models such as the U ( 1 ) TC or X Y TC . These models inherit (emergent) subsystem symmetries (from the original 1-form symmetry of the TC) that can give rise to (subextensive) ground-state degeneracies, which can still be organized by the eigenvalues of Wilson loop operators. However, we demonstrate that these models do support topological or fracton order (as has been conjectured in the literature) due to the loss of (emergent) gauge symmetry. An extreme deformation of the TC is the quantum dimer model (QDM), which we discuss along the family of symmetry-deformed models from the perspective of subsystem symmetries, sublattice modulation, and quantum order-by-disorder mechanisms resulting in rich phase diagrams. For the QDM, this allows us to identify an emergent SO(2) symmetry for what appears to be a gapless ground state (by numerical standards) that is unstable to the formation of a plaquette valence bond solid upon sublattice modulation.
We investigate the impact of an isotropic antiferromagnetic Heisenberg perturbation on the toric code, focusing on the resulting quantum phase transition and the nature of the phase that emerges beyond topological order. Using neural-network quantum states (NQS), we compute ground states over a wide range of Heisenberg couplings while fully respecting the exact symmetries of the model. In the weak-coupling regime, the numerical results are in excellent agreement with an effective low-energy description derived from a Schrieffer-Wolff (SW) transformation, providing analytic control over the perturbative breakdown of topological order. We show that the Heisenberg perturbation only renormalizes local operators at low orders, whereas mixing between topological sectors occurs only at a perturbative order proportional to the system size. At intermediate values of the Heisenberg interaction, the topological phase breaks down. We estimate the critical point through a combination of the fidelity susceptibility and the logarithmic susceptibility of non-contractible Wilson loops for various system sizes. Furthermore, we utilize the topological entanglement entropy to provide a comprehensive characterization of the phase transition. Beyond the transition, an antiferromagnetic ±X/±Z\pm X/\pm Z±X/±Z Néel phase emerges, characterized by a fourfold-degenerate symmetry-broken manifold, which is explicitly probed using staggered-magnetization-based diagnostics. Our results show how local two-spin interactions, which naturally arise in realistic implementations of the toric code, drive the breakdown of topological order. Moreover, we establish the SW approach as a systematic framework for analyzing such perturbations in combination with variational many-body methods.