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arXiv:2505.19852 · Journal of Physics Condensed Matter

Density-functional Green function theory: dynamical exchange-correlation field in lieu of self-energy

F. Aryasetiawan

Published Jul 15, 2025• 0 citations
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Abstract

The one-particle Green function of a many-electron system is traditionally formulated within the self-energy picture. A different formalism was recently proposed, in which the self-energy is replaced by a dynamical exchange-correlation field, which acts on the Green function locally in both space and time. It was found that there exists a fundamental quantity, referred to as the dynamical exchange-correlation hole, which can be interpreted as effective density fluctuations induced in a many-electron system when a hole or an electron is introduced into the system, as in photoemission and inverse photoemission experiments. The dynamical exchange-correlation potential is simply the Coulomb potential of this exchange-correlation hole, which fulfils a sum rule and an exact constraint, identical to those satisfied by the static exchange-correlation hole in density-functional theory. The proposed formalism has been applied to a number of model systems such as the half-filled one-dimensional Hubbard model, the one-dimensional antiferromagnetic Heisenberg model, and the single-impurity Anderson model. The dynamical exchange-correlation hole and field of the homogeneous electron gas have also been studied with the view of constructing a density-functional approximation such as the local-density approximation. The availability of simple but accurate approximations for the exchange-correlation potential would circumvent costly computations of the traditional self-energy. The formalism may also provide new perspectives and insights into the many-body problem.

DOI
10.1088/1361-648x/adf023

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The one-particle Green function of a many-electron system is traditionally formulated within the self-energy picture. A different formalism was recently proposed, in which the self-energy is replaced by a dynamical exchange-correlation field, which acts on the Green function locally in both space and time. It was found that there exists a fundamental quantity, referred to as the dynamical exchange-correlation hole, which can be interpreted as effective density fluctuations induced in a many-electron system when a hole or an electron is introduced into the system, as in photoemission and inverse photoemission experiments. The dynamical exchange-correlation potential is simply the Coulomb potential of this exchange-correlation hole, which fulfils a sum rule and an exact constraint, identical to those satisfied by the static exchange-correlation hole in density-functional theory. The proposed formalism has been applied to a number of model systems such as the half-filled one-dimensional Hubbard model, the one-dimensional antiferromagnetic Heisenberg model, and the single-impurity Anderson model. The dynamical exchange-correlation hole and field of the homogeneous electron gas have also been studied with the view of constructing a density-functional approximation such as the local-density approximation. The availability of simple but accurate approximations for the exchange-correlation potential would circumvent costly computations of the traditional self-energy. The formalism may also provide new perspectives and insights into the many-body problem.
The equation of motion of the Green's function of a many-electron system is shown to be governed by a multiplicative exchange-correlation potential, in contrast to the self-energy. Crucially, this exchange-correlation potential is simply the Coulomb potential of an exchange-correlation hole and fulfills a sum rule. The formulation offers a simple physical interpretation for the propagation of an added electron or hole and may provide a route for density-functional-like approximations for calculating the Green's function.
The Hubbard I decoupling approximation [J. Hubbard, Proc. R. Soc. London Ser. A 276, 238 (1963)] is extended by introducing a k-dependent self-energy which describes a mobile correlation hole of opposite spin propagating along with the electron in its way around the lattice. The theory, despite its simplicity, (1) becomes exact in the strong-coupling limit; and (2) reproduces with great accuracy the ground-state energy, the double occupancy, the on-site correlation functions, and the effective hopping for all the values of the Hubbard Coulomb repulsion U. It also gives reasonable spectral functions leading to (3) a single-particle Green function showing the well-known spectral-weight transfer between the Hubbard bands as soon as the electron density deviates from half-filling, and (4) a momentum distribution as well as magnetic and charge structure factors in qualitative agreement with quantum Monte Carlo simulations, slave-boson calculations, and conserving approximations like fluctuation exchange and parquet. On the other hand, as in most decoupling schemes, liftime effects and the near-Fermi-level additional structure characteristic of strongly correlated electron systems are missing.
A reformulation of site-occupation embedding theory (SOET) in terms of Green's functions is presented. Referred to as site-occupation Green's-function embedding theory (SOGET), this extension of density-functional theory for model Hamiltonians shares many features with dynamical mean-field theory but is formally exact (in any dimension). In SOGET, the impurity-interacting correlation potential becomes a density-functional self-energy which is frequency dependent and in principle nonlocal. A simple local-density-functional approximation (LDA) combining the Bethe ansatz LDA with the self-energy of the two-level Anderson model is constructed and successfully applied to the one-dimensional Hubbard model. Unlike in previous implementations of SOET, no many-body wave function is needed, thus reducing drastically the computational cost of the method.
We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.
We present a rigorous framework which combines single-particle Green's function theory with density functional theory based on a separation of electron-electron interactions into short- and long-range components. Short-range contribution to the total energy and exchange-correlation potential is provided by a density functional approximation, while the long-range contribution is calculated using an explicit many-body Green's function method. Such a hybrid results in a nonlocal, dynamic, and orbital-dependent exchange-correlation functional of a single-particle Green's function. In particular, we present a range-separated hybrid functional called srSVWN5-lrGF2 which combines the local-density approximation and the second-order Green's function theory. We illustrate that similarly to density functional approximations, the new functional is weakly basis-set dependent. Furthermore, it offers an improved description of the short-range dynamic correlation. The many-body contribution to the functional mitigates the many-electron self-interaction error present in many density functional approximations and provides a better description of molecular properties. Additionally, we illustrate that the new functional can be used to scale down the self-energy and, therefore, introduce an additional sparsity to the self-energy matrix that in the future can be exploited in calculations for large molecules or periodic systems.
We explicitly calculate the four leading-order terms of the formal asymptotic series for large |ε| (where ε denotes the external energy parameter) of the single-particle Green function G σ(ε), σ ϵ {−s, −s + 1, …, s}, and the three leading-order terms of that of the self-energy operator ∑σ(ε), pertaining to systems of spin-s fermions (s is a half-integer) in d-dimensional spatial space, interacting through an arbitrary two-body potential v(r-r'). These contributions, which are expressed in terms at most of a three-body static ground-state correlation function, are amenable to accurate numerical calculation through employing correlated many-particle ground-state wavefunctions such as determined within, for example, the quantum Monte Carlo framework. Such calculations will provide indisputably reliable information with regard to the spectral function of the single-particle excitations at high energies of correlated systems, as well as energy moments of this spectral function, and thus help to assess the reliability of theoretical approaches that are applied in studying such systems. We give especial attention to d = 3 and v ≡ v C, the long-range Coulomb potential, for which case we explicitly calculate the five leading-order terms of the regularized large-|ε| asymptotic series of ∑σ(ε). Our considerations reveal some interesting aspects which are very specific to the behaviour of v C(r-r') at both small and large values of ||r-r'||. In particular, we show that in these systems an inhomogeneity, even on the atomic scale, in the particle spin polarization density gives rise to a pronounced effect, directly discernible in the inverse photoemission spectra; we show this effect to be absent in models with v bounded at origin and those in which v ≡ v C but Umklapp processes are neglected, unless the ground state possesses long-range magnetic order. Our analyses shed light on the importance of the non-local part of the self-energy operator and disclose that some of the strictly non-local contributions to this operator transform into local contributions upon replacing v ≢ v C by v C, implying that a local approximation to ∑σ(ε), which for v ≢ v C proves accurate, is necessarily less accurate for v ≡ v C. These findings establish a fundamental limitation of the so-called ‘dynamical mean-field’ approximation to ∑σ(ε), which is strictly local, specifically in applications where v ≡ v C. We further explicitly establish some of the shortcomings of ∑σ(ε) as calculated within the framework of the many-body perturbation theory. In this context we demonstrate the empirically well-known inadequacy of the dynamically screened exchange self-energy operator in particular for describing the photoemission and inverse photoemission spectra of interacting systems at intermediate and large transfer energies and put forward a workable scheme that rids this self-energy of its fundamental defects. We present ample explicit analyses of our results in terms of uncorrelated many-body wavefunctions.