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arXiv:2505.11025 · IEEE Transactions on Information Theory

Generalization Bounds for Quantum Learning via Rényi Divergences

Naqueeb Ahmad Warsi, Ayanava Dasgupta, Masahito Hayashi

Published Apr 14, 2026• 0 citations
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Abstract

This work advances the theoretical understanding of quantum learning by establishing a new family of upper bounds on the expected generalization error of quantum learning algorithms, leveraging the framework introduced by Caro et al. (2024) and a new definition for the expected true loss. Our primary contribution is the derivation of these bounds in terms of quantum and classical Rényi divergences, utilizing a variational approach for evaluating quantum Rényi divergences, specifically the Petz and a newly introduced modified sandwich quantum Rényi divergence. Analytically and numerically, we demonstrate the superior performance of the bounds derived using the modified sandwich quantum Rényi divergence compared to those based on the Petz divergence. Furthermore, we provide probabilistic generalization error bounds using two distinct techniques: one based on the modified sandwich quantum Rényi divergence and classical Rényi divergence, and another employing smooth max Rényi divergence.

DOI
10.1109/tit.2026.3683678

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This work advances the theoretical understanding of quantum learning by establishing a new family of upper bounds on the expected generalization error of quantum learning algorithms, leveraging the framework introduced by Caro et al. (2024) and a new definition for the expected true loss. Our primary contribution is the derivation of these bounds in terms of quantum and classical Rényi divergences, utilizing a variational approach for evaluating quantum Rényi divergences, specifically the Petz and a newly introduced modified sandwich quantum Rényi divergence. Analytically and numerically, we demonstrate the superior performance of the bounds derived using the modified sandwich quantum Rényi divergence compared to those based on the Petz divergence. Furthermore, we provide probabilistic generalization error bounds using two distinct techniques: one based on the modified sandwich quantum Rényi divergence and classical Rényi divergence, and another employing smooth max Rényi divergence.
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Abstract The quantum relative entropy is a measure of the distinguishability of two quantum states, and it is a unifying concept in quantum information theory: many information measures such as entropy, conditional entropy, mutual information, and entanglement measures can be realized from it. As such, there has been broad interest in generalizing the notion to further understand its most basic properties, one of which is the data processing inequality. The quantum f -divergence of Petz is one generalization of the quantum relative entropy, and it also leads to other relative entropies, such as the Petz–Rényi relative entropies. In this paper, I introduce the optimized quantum f -divergence as a related generalization of quantum relative entropy. I prove that it satisfies the data processing inequality, and the method of proof relies upon the operator Jensen inequality, similar to Petz’s original approach. Interestingly, the sandwiched Rényi relative entropies are particular examples of the optimized f -divergence. Thus, one benefit of this paper is that there is now a single, unified approach for establishing the data processing inequality for both the Petz–Rényi and sandwiched Rényi relative entropies, for the full range of parameters for which it is known to hold. This paper discusses other aspects of the optimized f -divergence, such as the classical case, the classical-quantum case, and how to construct optimized f -information measures.
Quantum generalizations of Rényi's entropies are a useful tool to describe a variety of operational tasks in quantum information processing. Two families of such generalizations turn out to be particularly useful: the Petz quantum Rényi divergence Dˉα\bar{D}_αDˉα​ and the minimal quantum Rényi divergence D~α\widetilde{D}_αDα​. Moreover, the maximum quantum Rényi divergence D^α\widehat{D}_αDα​ is of particular mathematical interest. In this Master thesis, we investigate relations between these divergences and their applications in quantum information theory. Our main result is a reverse Araki-Lieb-Thirring inequality that implies a new relation between the minimal and the Petz divergence, namely that αDˉα(ρ∥σ)⩽D~α(ρ∥σ)α\bar{D}_α(ρ\| σ) \leqslant \widetilde{D}_α(ρ\| σ)αDˉα​(ρ∥σ)⩽Dα​(ρ∥σ) for α∈[0,1]α\in [0,1]α∈[0,1] and where ρρρ and σσσ are density operators. This bound suggests defining a "pretty good fidelity", whose relation to the usual fidelity implies the known relations between the optimal and pretty good measurement as well as the optimal and pretty good singlet fraction. In addition, we provide a new proof of the inequality D~1(ρ∥σ)⩽D^1(ρ∥σ) ,\widetilde{D}_{1}(ρ\| σ) \leqslant \widehat{D}_{1}(ρ\| σ)\, ,D1​(ρ∥σ)⩽D1​(ρ∥σ), based on the Araki-Lieb-Thirring inequality. This leads to an elegant proof of the logarithmic form of the reverse Golden-Thompson inequality.
We introduce a new quantum Rényi divergence Dα# for α∈(1,∞) defined in terms of a convex optimization program. This divergence has several desirable computational and operational properties such as an efficient semidefinite programming representation for states and channels, and a chain rule property. An important property of this new divergence is that its regularization is equal to the sandwiched (also known as the minimal) quantum Rényi divergence. This allows us to prove several results. First, we use it to get a converging hierarchy of upper bounds on the regularized sandwiched α -Rényi divergence between quantum channels for α>1 . Second it allows us to prove a chain rule property for the sandwiched α -Rényi divergence for α>1 which we use to characterize the strong converse exponent for channel discrimination. Finally it allows us to get improved bounds on quantum channel capacities.
The trade-off relations between the two types of error probabilities in binary i.i.d. quantum state discrimination can be expressed by single-copy formulas in terms of the Petz-type and the sandwiched Rényi divergences of the two states representing the two hypotheses. In the non-i.i.d. setting, the error exponents can usually be expressed in terms of regularized Rényi divergences, which do not admit explicit formulas in general. Here, we consider a class of states, translation-invariant and gauge-invariant quasifree states on doubly infinite fermionic chains, and give explicit formulas for a wide range of regularized Rényi divergences between such states, including (α,z)(α,z)(α,z), log-Euclidean, geometric, measured, and the recently introduced integral Rényi divergences. We show that the case where there is a single mode at each lattice site becomes asymptotically classical, with all the different types of regularized Rényi divergences being equal, while in the case of multiple modes per site, non-commutativity persists under regularization, and for any fixed ααα, the regularized Rényi (α,z)(α,z)(α,z)-divergences give different regularized values for different zzz parameters in general. We also generalize a previous construction from [Bunth, Maróti, Mosonyi, Zimborás, Lett.~Math.~Phys.~113:(7), 2023] to the case of multiple modes per lattice site to obtain a large class of states exhibiting super-exponential decay of the discrimination error probabilities.