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arXiv:2504.21748

Classical capacities under physical constraints: More capacity with less entanglement

Mondal, Sudipta, Pritam Halder, Saptarshi Roy, Aditi Sen De

Published Apr 30, 2025• 0 citations
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Abstract

Current advancements in communication equipment demand the investigation of classical information transfer over quantum channels, by encompassing realistic scenarios in finite dimensions. To address this issue, we develop a framework for analyzing classical capacities of quantum channels where the set of states used for encoding information is restricted based on various physical properties. Specifically, we provide expressions for the classical capacities of noiseless and noisy quantum channels when the average energy of the encoded ensemble or the energy of each of the constituent states in the ensemble is bounded. In the case of qubit energy-preserving dephasing channels, we demonstrate that a nonuniform probability distribution based on the energy constraint maximizes capacity, while we derive the compact form of the capacity for equiprobable messages. We suggest an energy-constrained dense coding (DC) protocol that we prove to be optimal in the two-qubit situation and obtain a closed-form expression for the DC capacity. Additionally, we demonstrate a no-go result, which states that when the dimension of the sender and the receiver is two, no energy-preserving operation can offer any quantum advantage for energy-constrained entanglement-assisted capacity. We exhibit that, in the energy-constrained situation, classical-quantum noisy channels can show improved capabilities under entanglement assistance, a phenomenon that is unattainable in the unrestricted scenario.

DOI
10.48550/arxiv.2504.21748

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How much classical information can a noisy optical channel carry when both signal energy and preshared entanglement are limited? This work gives an exact capacity frontier for this joint resource problem. It allows one to determine the best asymptotic communication rate, price the benefit of additional entanglement, and distinguish the effect of tolerating errors from that of changing how entanglement is supplied. Exact capacity under two resource constraints The setting is any fixed bosonic Gaussian channel \(\Phi\) with finitely many input and output modes. Signal energy is measured by a positive quadratic Hamiltonian \(H_G=\tfrac12 R^{\mathsf T}GR\), with \(G>0\) and ground energy \(E_0\); \(R\) collects the canonical quadratures. The budgets satisfy \(E\ge E_0\) and \(P\ge0\). For an \(n\)-use code, the mean total signal energy is at most \(nE\), while the same initially shared maximally entangled state has Schmidt rank \(K_n\) satisfying \(\log K_n\le nP\). 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•Oct 19, 2026•0 citations
Current advancements in communication equipment demand the investigation of classical information transfer over quantum channels, by encompassing realistic scenarios in finite dimensions. To address this issue, we develop a framework for analyzing classical capacities of quantum channels where the set of states used for encoding information is restricted based on various physical properties. Specifically, we provide expressions for the classical capacities of noiseless and noisy quantum channels when the average energy of the encoded ensemble or the energy of each of the constituent states in the ensemble is bounded. In the case of qubit energy-preserving dephasing channels, we demonstrate that a nonuniform probability distribution based on the energy constraint maximizes capacity, while we derive the compact form of the capacity for equiprobable messages. We suggest an energy-constrained dense coding (DC) protocol that we prove to be optimal in the two-qubit situation and obtain a closed-form expression for the DC capacity. Additionally, we demonstrate a no-go result, which states that when the dimension of the sender and the receiver is two, no energy-preserving operation can offer any quantum advantage for energy-constrained entanglement-assisted capacity. We exhibit that, in the energy-constrained situation, classical-quantum noisy channels can show improved capabilities under entanglement assistance, a phenomenon that is unattainable in the unrestricted scenario.
The optimal rate at which information can be sent through a quantum channel when the transmitted signal must simultaneously carry some minimum amount of energy is characterized. To do so, we introduce the quantum-classical analog of the capacity-power function, and we generalize results in classical information theory for transmitting classical information through noisy channels. We show that the capacity-power function for a classical-quantum channel, for both unassisted and private protocol, is concave, and we also prove additivity for unentangled and uncorrelated ensembles of input signals for such channels. This implies that we do not need regularized formulas for calculation. We show that these properties also hold for all noiseless channels when we restrict the set of input states to be pure quantum states. For general channels, we geometrically prove that the capacity-power function is piecewise concave, with further support from numerical simulations. Further, we connect channel capacity to properties of random quantum states. In particular, we obtain analytical expressions for the capacity-power function for the case of noiseless channels using properties of random quantum states under an energy constraint and concentration phenomena in large Hilbert spaces.
We prove that four capacities of single-mode bosonic dephasing channels coincide under an average photon-number constraint: the unassisted quantum capacity, the unassisted private capacity, the two-way classically assisted quantum capacity, and the two-way public-classically assisted private capacity. The assistance may be interactive: the parties can exchange classical messages between channel uses and choose subsequent inputs based on earlier outcomes. For every finite value of the constraint, their common value is the coherent information optimized over Fock-diagonal input states satisfying the constraint. The proof uses a relative entropy comparison with the completely dephasing channel to derive chain rules for the Rains relative entropy and the relative entropy of entanglement. These chain rules give an upper bound on the rates achievable by adaptive protocols whose mean input photon number is constrained on average over all channel uses. We also show that both chain rules are attained by canonical purifications of finite-energy Fock-diagonal states.
We study the LOCC-assisted quantum capacity of a bosonic dephasing channel with energy constraint on the input states. We start our analysis by focusing on the energy-constrained squashed entanglement of the channel, which is an upper bound for the energy-constrained LOCC-assisted quantum capacity. As computing energy-constrained squashed entanglement of the channel is challenging due to a double optimization (over the set of density matrices and the isometric extensions of a squashing channel), we first derive an upper bound for it, and then, we discuss how tight that bound is for the energy-constrained LOCC-assisted quantum capacity of the bosonic dephasing channel. In doling so, we prove that the optimal input state is diagonal in the Fock basis. Then, we analyze two explicit examples of squashing channels through which we derive explicit upper and lower bounds for the energy-constrained LOCC-assisted quantum capacity of the bosonic dephasing channel in terms of its quantum capacity with different noise parameters. As the difference between upper and lower bounds becomes smaller by increasing the dephasing parameter, the bounds become tighter.
The classical capacity of a noisy optical channel is the maximum rate at which information can be transmitted reliably, given a constraint on the mean input energy. For the ubiquitous bosonic Gaussian channels, which include standard models of loss and noise in fibre and free-space optical links, determining this rate requires addressing whether entanglement between channel uses or non-Gaussian signals can outperform Gaussian encodings. More precisely, the question is whether the energy-constrained Holevo information is additive across arbitrarily many channel uses and coincides with its Gaussian counterpart. We answer these fundamental questions in the affirmative for every single-mode bosonic Gaussian channel at every input energy. Namely, we prove that independently prepared Gaussian states with Gaussian-distributed random displacements achieve the capacity, including in the low-energy regime where squeezing the signals competes with encoding information in their displacement. Our proof connects an entanglement inequality to a sharp, additive lower bound on output entropy. We then characterise communication above capacity: under a strict total photon-number cutoff, the probability of correct decoding decreases exponentially with the number of channel uses, and we derive explicit bounds on the decay exponent. When only the mean photon number is constrained, a simple energy-rescaling formula determines exactly the entire asymptotic rate--error trade-off: the capacity at mean photon number NNN and allowed average decoding error εεε equals the vanishing-error capacity at mean photon number N/(1−ε)N/(1-ε)N/(1−ε). Together, these results identify the ultimate limits of classical communication for some of the most fundamental models of optical communication.
Passive environment-assisted communication takes place via a quantum channel modeled as a unitary interaction between the information carrying system and an environment, where the latter is controlled by a passive helper, who can set its initial state such as to assist sender and receiver, but not help actively by adjusting her behaviour depending on the message. Here we investigate the information transmission capabilities in this framework by considering Gaussian unitaries acting on Bosonic systems. We consider both quantum communication and classical communication with helper, as well as classical communication with free classical coordination between sender and helper (conferencing encoders). Concerning quantum communication, we prove general coding theorems with and without energy constraints, yielding multi-letter (regularized) expressions. In the search for cases where the capacity formula is computable, we look for Gaussian unitaries that are universally degradable or anti-degradable. However, we show that no Gaussian unitary yields either a degradable or anti-degradable channel for all environment states. On the other hand, restricting to Gaussian environment states, results in universally degradable unitaries, for which we thus can give single-letter quantum capacity formulas. Concerning classical communication, we prove a general coding theorem for the classical capacity under an energy constraint, given by a multi-letter expression. Furthermore, we derive an uncertainty-type relation between the classical capacities of the sender and the helper, helped respectively by the other party, showing a lower bound on the sum of the two capacities. Then, this is used to lower bound the classical information transmission rate in the scenario of classical communication between sender and helper.
How much classical information can a noisy optical channel carry when both signal energy and preshared entanglement are limited? This work gives an exact capacity frontier for this joint resource problem. It allows one to determine the best asymptotic communication rate, price the benefit of additional entanglement, and distinguish the effect of tolerating errors from that of changing how entanglement is supplied. Exact capacity under two resource constraints The setting is any fixed bosonic Gaussian channel Φ\PhiΦ with finitely many input and output modes. Signal energy is measured by a positive quadratic Hamiltonian HG=12RTGRH_G=\tfrac12 R^{\mathsf T}GRHG​=21​RTGR, with G>0G>0G>0 and ground energy E0E_0E0​; RRR collects the canonical quadratures. The budgets satisfy E≥E0E\ge E_0E≥E0​ and P≥0P\ge0P≥0. For an nnn-use code, the mean total signal energy is at most nEnEnE, while the same initially shared maximally entangled state has Schmidt rank KnK_nKn​ satisfying log⁡Kn≤nP\log K_n\le nPlogKn​≤nP. Thus PPP is a strictly supplied entanglement rate. Encoders may be arbitrary joint quantum operations, and decoding may be collective. The classical capacity is C(E,P)=max⁡U≥Vphysical12Tr⁡(GU)≤E,SG(V)≤P[SG(ΦU)+SG(V)−SG(ΦcV)]. C(E,P)=\max_{\substack{U\ge V\;\mathrm{physical}\\ \frac12\operatorname{Tr}(GU)\le E,\;S_G(V)\le P}}\bigl[S_G(\Phi U)+S_G(V)-S_G(\Phi^c V)\bigr]. C(E,P)=maxU≥Vphysical21​Tr(GU)≤E,SG​(V)≤P​​[SG​(ΦU)+SG​(V)−SG​(ΦcV)]. Here VVV is a Gaussian seed covariance, UUU is the average-input covariance, and U−VU-VU−V is the displacement-modulation covariance. A covariance is physical when V+iΩ/2≥0V+i\Omega/2\ge0V+iΩ/2≥0, where Ω\OmegaΩ is the canonical commutation matrix and the vacuum covariance is I/2I/2I/2. The notation SGS_GSG​ denotes Gaussian von Neumann entropy, and Φc\Phi^cΦc is the full complementary channel, including any environment purification. All logarithms are natural, so rates are in nats per channel use. This formula replaces optimization over arbitrary quantum block codes by a finite-dimensional covariance optimization. It supplies both an achievable rate and a converse against non-Gaussian, correlated encodings. At P=0P=0P=0, it also determines the unassisted capacity of general fixed finite-mode Gaussian channels, including channels without a passive decomposition into independent modes. The reduction specifies the exact capacity value; it does not require a closed-form optimizer for every device. Energy and strict entanglement supply respond differently to errors For a fixed allowed average error 0≤ε<10\le\varepsilon<10≤ε<1, the exact capacity under the mean-energy constraint is Cε(E,P)=C ⁣(E0+E−E01−ε, P). C_\varepsilon(E,P)=C\!\left(E_0+\frac{E-E_0}{1-\varepsilon},\,P\right). Cε​(E,P)=C(E0​+1−εE−E0​​,P). Allowing failure rescales the mean energy above the ground state, but leaves the strict initial entanglement budget unchanged. The proof uses an exponential strong converse for codes whose inputs obey a hard total-energy cutoff. In a different model, where a readable flag permits random entanglement supply constrained only on average, the work establishes an achievable bound and a strict small-supply advantage for thermal attenuation at positive energy and fixed nonzero error. That comparison identifies the operational importance of the supply rule; it is not a complete capacity characterization of the flagged model. The communication value of entanglement For a thermal attenuator, let 0<η<10<\eta<10<η<1 be the transmissivity, b>0b>0b>0 the output mean photon number for vacuum input, and NNN the input mean photon number. Write its capacity as CN(P)C_N(P)CN​(P), and define g(N)=(N+1)log⁡(N+1)−Nlog⁡Ng(N)=(N+1)\log(N+1)-N\log Ng(N)=(N+1)log(N+1)−NlogN. The gain from entanglement obeys the sharp bound 0≤CN(P)−CN(0)≤η1+b P. 0\le C_N(P)-C_N(0)\le\frac{\eta}{1+b}\,P. 0≤CN​(P)−CN​(0)≤1+bη​P. For every fixed N>0N>0N>0, the coefficient η/(1+b)\eta/(1+b)η/(1+b) is attained as the initial right derivative at P=0P=0P=0. In the low-photon limit, the stronger resource law is CN(P)−CN(0)=η1+bmin⁡{P,g(N)}+O(N),N↓0. C_N(P)-C_N(0)=\frac{\eta}{1+b}\min\{P,g(N)\}+O(N),\qquad N\downarrow0. CN​(P)−CN​(0)=1+bη​min{P,g(N)}+O(N),N↓0. The remainder is uniform over P≥0P\ge0P≥0 at fixed η\etaη and positive bbb. Noise therefore determines the conversion efficiency, while g(N)∼Nlog⁡(1/N)g(N)\sim N\log(1/N)g(N)∼Nlog(1/N) sets the entanglement scale sufficient for saturation. This uniform limit concerns the entanglement budget, not a simultaneous limit of vanishing thermal noise. Multimode resource allocation and scope A coupled two-mode example demonstrates how the frontier can guide resource allocation. A global resource-price certificate proves that a legal covariance pair exceeds the entire common-passive-frame Gaussian profile hull by at least 10−510^{-5}10−5 nat per two-mode use at specified budgets. The comparison includes all common passive frames, local squeezing and average-resource mixtures. The mechanism is the freedom to choose different mode allocations for the seed and average input; the benchmark is this precisely defined Gaussian class, rather than all unentangled encodings. The universal scope is the stated family of fixed finite-mode Gaussian channels, positive quadratic signal costs and strict initial maximally entangled Schmidt-rank supply, with unrestricted joint encoding and collective decoding. The model has no feedback or credit for returned entanglement. The capacity frontier and its resource consequences provide a common way to assess optical communication designs under these operational constraints.