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arXiv:2504.17511 · International Symposium on Turbo Codes and Iterative Information Processing

Subcode Ensemble Decoding of Polar Codes

Henning Lulei, Jonathan Mandelbaum, Marvin Rübenacke, Holger Jäkel, Stephan ten Brink, Laurent Schmalen

Published Aug 18, 2025• 2 citations
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Abstract

In the short block length regime, pre-transformed polar codes together with successive cancellation list (SCL) decoding possess excellent error correction capabilities. However, in practice, the list size is limited due to the suboptimal scaling of the required area in hardware implementations. Automorphism ensemble decoding (AED) can improve performance for a fixed list size by running multiple parallel SCL decodings on permuted received words, yielding a list of estimates from which the final estimate is selected. Yet, AED is limited to appropriately designed polar codes. Subcode ensemble decoding (ScED) was recently proposed for low-density parity-check codes and does not impose such design constraints. It uses multiple decodings in different subcodes, ensuring that the selected subcodes jointly cover the original code. We extend ScED to polar codes by expressing polar subcodes through suitable pre-transformations (PTs). To this end, we describe a framework classifying pre-transformations for pretransformed polar codes based on their role in encoding and decoding. Within this framework, we propose a new type of PT enabling ScED for polar codes, analyze its properties, and discuss how to construct an efficient ensemble.

DOI
10.1109/istc65386.2025.11154484

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In the short block length regime, pre-transformed polar codes together with successive cancellation list (SCL) decoding possess excellent error correction capabilities. However, in practice, the list size is limited due to the suboptimal scaling of the required area in hardware implementations. Automorphism ensemble decoding (AED) can improve performance for a fixed list size by running multiple parallel SCL decodings on permuted received words, yielding a list of estimates from which the final estimate is selected. Yet, AED is limited to appropriately designed polar codes. Subcode ensemble decoding (ScED) was recently proposed for low-density parity-check codes and does not impose such design constraints. It uses multiple decodings in different subcodes, ensuring that the selected subcodes jointly cover the original code. We extend ScED to polar codes by expressing polar subcodes through suitable pre-transformations (PTs). To this end, we describe a framework classifying pre-transformations for pretransformed polar codes based on their role in encoding and decoding. Within this framework, we propose a new type of PT enabling ScED for polar codes, analyze its properties, and discuss how to construct an efficient ensemble.
The discovery of suitable automorphisms of polar codes gained a lot of attention by applying them in Automorphism Ensemble Decoding (AED) to improve the error-correction performance, especially for short block lengths. This paper introduces Successive Cancellation Automorphism List (SCAL) decoding of polar codes as a novel application of automorphisms in advanced Successive Cancellation List (SCL) decoding. Initialized with L permutations selected from the automorphism group, a superposition of different noise realizations and path splitting takes place inside the decoder. In this way, the SCAL decoder automatically adapts to the channel conditions and outperforms the error-correction performance of conventional SCL decoding and AED. For a polar code of length 128, SCAL performs near Maximum Likelihood (ML) decoding with L=8, in contrast to M=16 needed decoder cores in AED. Application-Specific Integrated Circuit (ASIC) implementations in a 12nm technology show that high-throughput, pipelined SCAL decoders outperform AED in terms of energy efficiency and power density, and SCL decoders additionally in area efficiency.
Low-density parity-check (LDPC) codes together with belief propagation (BP) decoding yield exceptional error correction capabilities in the large block length regime. Yet, there remains a gap between BP decoding and maximum likelihood decoding for short block length LDPC codes. In this context, ensemble decoding schemes yield both reduced latency and good error rates. In this paper, we propose subcode ensemble decoding (SCED), which employs an ensemble of decodings on different subcodes of the code. To ensure that all codewords are decodable, we use the concept of linear coverings and explore approaches for sampling suitable ensembles for short block length LDPC codes. Monte-Carlo simulations conducted for three LDPC codes demonstrate that SCED improves decoding performance compared to stand-alone decoding and automorphism ensemble decoding. In particular, in contrast to existing schemes, e.g., multiple bases belief propagation and automorphism ensemble decoding, SCED does not require the NP-complete search for low-weight dual codewords or knowledge of the automorphism group of the code, which is often unknown.
Automorphism ensemble decoding (AED) with the successive cancellation (SC) constituent decoder (AED-SC) can achieve similar decoding performance to the successive cancellation list (SCL) decoder when decoding short-to-medium-length polar codes. However, implementing automorphisms requires additional hardware for routing, leading to significant area overhead, especially with a large number of automorphisms. We propose methods for selecting automorphisms in SC decoders to reduce routing overhead. We establish the equivalence between automorphism selection and the NP-hard minimum K-union (MKU) problem. To maintain decoding performance under the selected automorphisms, we formulate the equivalence class property of AED-SC as a quadratic constraint. Compared to the state-of-the-art, our method achieves up to a 2.9× reduction in the number of routes needed to implement all automorphisms.
In the short block length regime, ensemble decoding schemes with their inherently parallel structure can improve error correction performance and reduce latency compared to stand-alone suboptimal decoders such as belief propagation (BP). In this work, we introduce affine subcode ensemble decoding (aSCED), which uses an ensemble of decoders operating on linear block codes and both linear and strictly affine subcodes. This generalizes the recently proposed subcode ensemble decoding (SCED), which is restricted to linear subcodes. We derive BP update rules for affine subcodes and show that aSCED simplifies ensemble design compared to SCED, multiple bases BP, and automorphism ensemble decoding. Monte-Carlo simulations of two low-density parity-check codes and two Bose-Chaudhuri-Hocquenghem (BCH) codes demonstrate improved error correction performance of aSCED over competing existing ensemble schemes. Notably, for one BCH code, when combining ensemble design with algorithms for constructing high-performance parity-check matrices, aSCED achieves near-maximum likelihood performance using only 64 BP decoding paths.
Permutation decoding gained recent interest as it can exploit the symmetries of a code in a parallel fashion. Moreover, it has been shown that by viewing permuted polar codes as polar subcodes, the set of usable permutations in permutation decoding can be increased. We extend this idea to pre-transformed polar codes, such as cyclic redundancy check (CRC)-aided polar codes, which previously could not be decoded using permutations due to their lack of automorphisms. Using belief propagation (BP)-based subdecoders, we showcase a performance close to CRC-aided SCL (CA-SCL) decoding. The proposed algorithm outperforms the previously best performing iterative CRC-aided belief propagation list (CA-BPL) decoder both in error-rate performance and decoding latency.
A parameterized universal decoding framework based on polar transformations was recently proposed to enable polar-style decoding of general binary linear block codes (BLBCs). However, existing parallelization methods for polar codes cannot be directly applied to this framework. The key obstacle is that these methods rely on static frozen-set structures, which are incompatible with the dynamic frozen constraints induced by polar transformations. To address this challenge, we revisit code automorphisms from a new perspective: instead of applying them to the codeword space, we let them act on the transformation parameter itself. We show that the BLBC automorphism group induces equivalence polar transformation classes. Crucially, all transformations within an equivalence class share the same polar subcode structure, eliminating the need for separate decoder designs. This insight enables a novel parallel decoding framework termed polar ensemble decoding (PED). By decoding multiple equivalent transformations simultaneously, PED exploits transformation diversity while maintaining decoder compatibility. Simulation results on extended BCH and extended Golay codes demonstrate that PED achieves near maximum-likelihood performance while significantly reducing the decoding latency compared to successive cancellation list (SCL) decoding.