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arXiv:2504.01269 · Physical review. B./Physical review. B

Low-energy structure and topology of the two-band Hubbard-Kanamori model

Nayara G. Gusmão, G. G. Blesio, Armando A. Aligia, W. H. Brito, Maria C. O. Aguiar, K. Hallberg

Published Sep 5, 2025• 0 citations
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Abstract

We investigate the Mott transition in a two-band Hubbard-Kanamori model using dynamical mean-field theory with the density matrix renormalization group and the numerical renormalization group (NRG) as impurity solvers. The study focuses on the case where the intraorbital and interorbital Coulomb interactions are equal ($U={U}_{2}$) and the Hund's coupling is absent ($J=0$). Our spectral analysis for this case confirms the absence of an orbital-selective Mott transition (OSMT) even in systems with very distinct bandwidths (${t}_{1}$ and ${t}_{2}$ parameters for wide and narrow band, respectively) indicating a simultaneous Mott transition occurring in both bands. Notably, the NRG results show the emergence of a pseudo-gap-like feature and a central peak in the narrow band, whose characteristics depend on the hopping parameter ${t}_{2}$. These spectral features may act as precursors to OSMT in more realistic systems with finite Hund's coupling ($J>0$). Furthermore, in the Mott insulating phase, the self-energies for both bands diverge, indicating that the Mott transition represents a topological phase transition for both bands. Our results underscore the importance of accurate impurity solvers in capturing the density of states and detailed spectral structures.

DOI
10.1103/bt89-tcn8

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We investigate the Mott transition in a two-band Hubbard-Kanamori model using dynamical mean-field theory with the density matrix renormalization group and the numerical renormalization group (NRG) as impurity solvers. The study focuses on the case where the intraorbital and interorbital Coulomb interactions are equal (U=U2U={U}_{2}U=U2​) and the Hund's coupling is absent (J=0J=0J=0). Our spectral analysis for this case confirms the absence of an orbital-selective Mott transition (OSMT) even in systems with very distinct bandwidths (t1{t}_{1}t1​ and t2{t}_{2}t2​ parameters for wide and narrow band, respectively) indicating a simultaneous Mott transition occurring in both bands. Notably, the NRG results show the emergence of a pseudo-gap-like feature and a central peak in the narrow band, whose characteristics depend on the hopping parameter t2{t}_{2}t2​. These spectral features may act as precursors to OSMT in more realistic systems with finite Hund's coupling (J>0J>0J>0). Furthermore, in the Mott insulating phase, the self-energies for both bands diverge, indicating that the Mott transition represents a topological phase transition for both bands. Our results underscore the importance of accurate impurity solvers in capturing the density of states and detailed spectral structures.
We calculate and resolve with unprecedented detail the local density of states (DOS) and momentum-dependent spectral functions at zero temperature of one of the key models for strongly correlated electron materials, the degenerate two-orbital Kanamori-Hubbard model, by means of the dynamical mean-field theory, which uses the density matrix renormalization group as the impurity solver. When the system is hole doped and in the presence of a finite interorbital Coulomb interaction, we find the emergence of a novel holon-doublon in-gap subband which is split by the Hund's coupling. We also observe interesting features in the DOS, such as the splitting of the lower Hubbard band into a coherent narrowly dispersing peak around the Fermi energy, and another subband which evolves with the chemical potential. We characterize the main transitions giving rise to each subband by calculating the response functions of specific projected operators and by comparing with the energies in the atomic limit. The detailed results for the spectral functions found in this work pave the way to study with great precision the microscopic quantum behavior in correlated materials.
We examine whether the Mott transition of a half-filled, two-orbital Hubbard model with unequal bandwidths occurs simultaneously for both bands or whether it is a two-stage process in which the orbital with narrower bandwith localizes first (giving rise to an intermediate ``orbital-selective'' Mott phase). This question is addressed using both dynamical mean-field theory and a representation of fermion operators in terms of slave quantum spins, followed by a mean-field approximation (similar in spirit to a Gutzwiller approximation). In the latter approach, the Mott transition is found to be orbital selective for all values of the Coulomb exchange (Hund) coupling JJJ when the bandwidth ratio is small and only beyond a critical value of JJJ when the bandwidth ratio is larger. Dynamical mean-field theory partially confirms these findings, but the intermediate phase at J=0J=0J=0 is found to differ from a conventional Mott insulator, with spectral weight extending down to arbitrary low energy. Finally, the orbital-selective Mott phase is found, at zero temperature, to be unstable with respect to an interorbital hybridization VVV and replaced at small VVV by a state with a large effective mass (and a low quasiparticle coherence scale) for the narrower band.
We investigate the effects of crystal field splitting in a doped two-band Hubbard model with different bandwidths within dynamical mean-field theory (DMFT), using a quantum Monte Carlo impurity solver. In addition to an orbital-selective Mott phase (OSMP) of the narrow band, which is adiabatically connected with the well-studied OSMP in the half-filled case without crystal field splitting, we find, for sufficiently strong interaction and a suitable crystal field, also an OSMP of the wide band. We establish the phase diagram (in the absence of magnetic or orbital order) at moderate doping as a function of interaction strength and crystal field splitting and show that also the wide-band OSMP is associated with non-Fermi-liquid behavior in the case of Ising-type Hund rule couplings. Our numerical results are supplemented by analytical strong-coupling studies of spin order and spectral functions at integer filling.
Using the dynamical mean field theory with Lanczos method as its impurity solver, we study the orbital-selective Mott transition (OSMT) in the two-orbital J model and Jz model. In the multi-orbital systems, the Mott metal-insulator transition occurs successively when the widths of the bands are different. As the narrow orbital becomes Mott insulator while the wide orbital is still in metallic phase, we find an orbital-selective Mott phase (OSMP). There are two different Hubbard models that are frequently used to describe the OSMT, which are named J model and Jz model, respectively. The J Model is composed of the whole Hund's rule coupling terms, including the spin-flip term, the pair-hopping term and the Ising type Hund's rule coupling term. However, there is only Ising type Hund's rule coupling term in the Jz model.#br#We study the ratio of bandwidth W2/W1 on the OSMT by analyzing the results of the density of states and quasi-particle weight. Comparing the phase diagrams obtained from the J and Jz models with the Hund's rule coupling J(Jz)=U/4, we find that the OSMP region of the J model is much larger than that of the Jz model when W2/W1=0.5 or W2/W1=0.2. When the ratio of bandwidth increases to W2/W1=0.8, the OSMP disappears completely in the Jz model. However in the J model, we can still find the OSMT but the area of the OSMP shrinks significantly. Therefore, the OSMT happens more easily in the J model than in the Jz model.#br#In order to discuss the cooperative effect of the bandwidth and Hund's rule coupling on the OSMT, we compare the phase diagrams for different Hund's rule couplings J(Jz)=U/4 and J(Jz)=U/2. We find that when the bandwidth W2/W1≥q 0.7, the OSMT disappears in Jz model in the case of either Jz=U/4 or Jz=U/2. However, the OSMP always exists in the J model if the bandwidths of the two orbitals are different, suggesting that the rotation invariances of the Hund's rule couplings can protect the OSMP. Therefore, one should be more careful when using the Jz model instead of the J model to study the OSMP.
We study the electronic spectral properties at zero temperature of the one-dimensional (1D) version of the degenerate two-orbital Kanamori-Hubbard model, one of the well-established frameworks to study transition metal compounds, using state-of-the-art numerical techniques based on the density matrix renormalization group. While the system is Mott insulating for the half-filled case, as expected for an interacting 1D system, we find interesting and rich structures in the single-particle density of states (DOS) for the hole-doped system. In particular, we find the existence of in-gap states which are pulled down to lower energies from the upper Hubbard band with increasing the interorbital Coulomb interaction VVV. We analyze the composition of the DOS by projecting it onto different local excitations, and we observe that for large dopings these in-gap excitations are formed mainly by interorbital holon-doublon (HD) states and their energies follow approximately the HD states in the atomic limit. We observe that the Hund interaction JJJ increases the width of the in-gap band, as expected from the two-particle fluctuations in the Hamiltonian. The observation of a finite density of states within the gap between the Hubbard bands for this extended 1D model indicates that these systems present a rich excitation spectra which could help us understand the microscopic physics behind multiorbital compounds.
The Mott transition in a multiorbital Hubbard model involving subbands of different widths is studied within the dynamical mean-field theory. Using the iterated perturbation theory for the quantum impurity problem it is shown that at low temperatures interorbital Coulomb interactions give rise to a single first-order transition rather than a sequence of orbital selective transitions. Impurity calculations based on the Quantum Monte Carlo method confirm this qualitative behavior. Nevertheless, at finite temperatures, the degree of metallic or insulating behavior of the subbands differs greatly. Thus, on the metallic side of the transition, the narrow band can exhibit quasi-insulating features, whereas on the insulating side the wide band exhibits pronounced bad-metal behavior. This complexity might partly explain contradictory results between several previous works.