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arXiv:2504.01264 · Physical review. B./Physical review. B

Bayesian critical points in classical lattice models

Adam Nahum, Jesper Lykke Jacobsen

Published Dec 3, 2025• 6 citations
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Abstract

The Boltzmann distribution encodes our subjective knowledge of the configuration in a classical lattice model, given only its Hamiltonian. If we acquire further information about the configuration from measurement, our knowledge is updated according to Bayes' theorem. We examine the resulting “conditioned ensembles,” finding that they show many new phase transitions and new renormalization-group fixed points. (Similar conditioned ensembles also describe “partial quenches” in which some of the system's degrees of freedom are instantaneously frozen, while the others continue to evolve.) After describing general features of the replica field theories for these problems, we analyze the effect of measurement on illustrative critical systems, including: critical Ising and Potts models, which show surprisingly rich phase diagrams, with RG fixed points at weak, intermediate, and infinite measurement strength; various models involving free fields, XY spins, or flux lines in 2D or 3D; and geometrical models such as polymers or clusters. We also give a formalism for measurement of classical stochastic processes. We use this to make connections with quantum dynamics, in particular with “charge sharpening” in 1D, for which we give a purely hydrodynamic derivation of the known effective field theory. We discuss qualitative differences between RG flows for the above measured systems, described by N → 1 replica limits, and those for disordered systems, described by N → 0 limits. In addition to discussing measurement of critical states, we give a unifying treatment of a family of inference problems for noncritical states. These are related to the Nishimori line in the phase diagram of the random-bond Ising model, and are relevant to various quantum error correction problems. We describe distinct physical interpretations of conditioned ensembles and note interesting open questions.

DOI
10.1103/7dpt-d4s5

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A summary of my research activity is presented in this thesis. The first chapter starts with a short presentation of the known critical properties of the pure Potts model, mainly in two dimensions. The influence of disorder coupled to the energy density is then discussed in the general context of temperature-driven phase transitions. A physical explanation for the smoothing of the transition, due to Imry and Wortis, is presented and then applied to explain the phase diagram of the homogeneous random two and three-dimensional Potts models. It is then extended to the Potts model on irregular graphs and with layered randomness. In the third section, the critical properties at the random fixed point are examined in the light of the series expansion obtained by Renormalisation Group. The multifractal spectrum of scaling dimensions is discussed in the two-dimensional case and a new symmetry is proposed. The predictions of conformal invariance for profiles and correlation functions are compared with numerical data for the two-dimensional random Potts model in strip or square geometries. Finally, the geometrical properties of interfaces induced by symmetry-breaking boundary conditions are analysed in the context of the recent Stochastic Schramm-Loewner Evolution theory. The second chapter is devoted to the aging properties of homogeneous or frustrated Potts models submitted to a quench below or at their critical temperature. The scaling theory of two-time functions, as well as the more recent Local Scale Invariance theory , are presented in the first section. The violation of the Fluctuation-Dissipation theorem is described and the interpretation of the so-called Fluctuation-Dissipation Ratio as an out-of-equilibrium effective temperature is discussed. These ideas are applied to different spin models. First, one-dimensional systems with the Ising symmetry are considered. The equivalence of the KDH model with a gas of immobile particles subjected to pair-annihilation is exploited to obtain new analytical results. The question of the universality of dynamical exponents and ratios is then addressed in the two-dimensional case. Several lattices and several models in different universality classes are compared. A new model with the same symmetry as the three-state Potts model but with an irreversible dynamics is introduced. Its phase diagram in the steady state is determined and its aging properties on the critical line are studied. Finally, the aging of the Fully-Frustrated Ising and XY models are examined. Emphasis is put on the presence of logarithmic corrections due to the existence of topological defects. Two applications of the Jarzynski relation to the Potts model are presented at the end of the chapter. A short third chapter introduces the numerical simulations employed to analyse different set of experimental data. Monte Carlo simulations were used to reproduced some magnetic phase transitions in layered nanostructures. Spectroscopic data of surface reconstructions were compared to the electronic band structure obtained by computing the first eigenvectors of the Bloch-Schrödinger equation with a projective technique combined with a multiscale approach.

•Dec 17, 2012•0 citations
The Boltzmann distribution encodes our subjective knowledge of the configuration in a classical lattice model, given only its Hamiltonian. If we acquire further information about the configuration from measurement, our knowledge is updated according to Bayes' theorem. We examine the resulting “conditioned ensembles,” finding that they show many new phase transitions and new renormalization-group fixed points. (Similar conditioned ensembles also describe “partial quenches” in which some of the system's degrees of freedom are instantaneously frozen, while the others continue to evolve.) After describing general features of the replica field theories for these problems, we analyze the effect of measurement on illustrative critical systems, including: critical Ising and Potts models, which show surprisingly rich phase diagrams, with RG fixed points at weak, intermediate, and infinite measurement strength; various models involving free fields, XY spins, or flux lines in 2D or 3D; and geometrical models such as polymers or clusters. We also give a formalism for measurement of classical stochastic processes. We use this to make connections with quantum dynamics, in particular with “charge sharpening” in 1D, for which we give a purely hydrodynamic derivation of the known effective field theory. We discuss qualitative differences between RG flows for the above measured systems, described by N → 1 replica limits, and those for disordered systems, described by N → 0 limits. In addition to discussing measurement of critical states, we give a unifying treatment of a family of inference problems for noncritical states. These are related to the Nishimori line in the phase diagram of the random-bond Ising model, and are relevant to various quantum error correction problems. We describe distinct physical interpretations of conditioned ensembles and note interesting open questions.
Recently, there is interest in coincident “sharpening” and “learnability” transitions in monitored quantum systems. In the latter, an outside observer's ability to infer properties of a quantum system from measurements undergoes a phase transition. Such transitions appear to be related to the decodability transition in quantum error correction, but the precise connection is not clear. Here, we study these problems under one framework we call the general quantum inference problem. In cases as above where the system has a Markov structure, we say that the inference is on a quantum hidden Markov model. We show a formal connection to classical hidden Markov models and that they coincide for certain setups. For example, we prove this for those involving Haar-random unitaries and measurements. We introduce the notion of Bayes nonoptimality, where parameters used for inference differs from true ones. This allows us to expand the phase diagrams of above models. At Bayes optimality, we obtain an explicit relation between “sharpening” and “learnability” order parameters, explicitly showing that the two transitions coincide. Next, we study concrete examples. We review quantum error correction on the toric and repetition code and their mapping to two-dimensional (2D) random-bond Ising model (RBIM) through our framework. We study the Haar-random U ( 1 ) -symmetric monitored quantum circuit and tree, mapping each to inference models that we call the planted simple symmetric exclusion process and planted , respectively, and expanding the phase diagram to Bayes nonoptimality. For the circuit, we deduce the phase boundary numerically and analytically argue that it is of a single universality class. For the tree, we present an exact solution of the entire phase boundary, which displays re-entrance as does the 2D RBIM. We discuss these phase diagrams, with their interpretations for quantum inference problems and rigorous arguments on their shapes.
Learning Potts Models and Z3Z_3Z3​ Toric Codes: Higher and Ordinary Nishimori Criticality
Motivated by a previous Ising study, we identify a higher{\it higher}higher Nishimori line in the learning phase diagram of the 2D2D2D qqq-state Potts model (2<q≤4)(2 < q\leq 4)(2<q≤4) under bond-energy measurements. This higher{\it higher}higher Nishimori line meets the critical temperature line of the Potts model, in a higher{\it higher}higher Nishimori critical point -- a tricritical point at finite inference strength that separates a paramagnetic, a ferromagnetic and a 'spin-glass' phase. With analytical tools, we discuss the general structure of the rich phase diagram, which contains two unstable and three stable fixed points, and obtain a number of exact results for universal quantities, including the decay exponent of the Edwards-Anderson correlator, using a Gaussian measurement protocol which allows for exact calculations. Using extensive numerical tools, we confirm these statements for a generic, discrete qqq-state measurement protocol and determine precise numerical estimates for the location of higher and ordinary Nishimori critical points as well as RG flows between the various fixed points. We also discuss the Casimir effective central charges of the critical points in the learning phase diagram, and their monotonic decrease{\it decrease}decrease along measurement-induced RG flows, as established non-perturbatively by the c-effective theorem and its extensions, and contrast it to the monotonic increase along the corresponding RG flows in the random-bond Potts model. Finally, we discuss a general argument based on Elitzur′s  theorem{\it Elitzur's \; theorem}Elitzur′stheorem that establishes stability of the ordinary Nishimori critical points in their respective learning phase diagrams. Equivalently, our results describe a monitored deformed Zq\mathbb{Z}_qZq​ toric code where the tricritical higher{\it higher}higher Nishimori point is an 'information' critical point that separates stable quantum, classical, and no memory phases.
Conditional probability distributions describe the effect of learning an initially unknown classical state through Bayesian inference. Here we demonstrate the existence of a learning transition, having signatures in the long distance behavior of conditional correlation functions, in the two-dimensional classical Ising model. This transition, which arises when learning local energy densities, extends all the way from the infinite-temperature paramagnetic state down to the thermal critical state. The intersection of the line of learning transitions and the thermal Ising transition is a new tricritical point. Our model for learning also exactly describes the effects of weak measurements on ground states of frustration-free quantum Hamiltonians, which interpolate between the toric code and a paramagnet. Notably, the location of the above tricritical point implies that the quantum memory defined by the degenerate ground states in the topological phase is robust to weak measurement, even when the initial state is arbitrarily close to the quantum phase transition separating topological and trivial phases. Our analysis uses a replica field theory combined with the renormalization group, and we chart out the phase diagram using a combination of tensor network and Monte Carlo techniques. Our methods can be extended to study the more general effects of learning on both classical and quantum states. The learning induced critical states can be realized in classical or quantum devices.
A process that images or measures bond energies in the critical Ising model can be in distinct measurement ``phases'', depending on the precision of measurement. We study the transition into the strong-measurement phase using replica field theory (an epsilon expansion around six dimensions) and numerical simulations in two dimensions. The results reveal multiscaling of correlation functions at the critical point, and a striking enlarged symmetry of the replica description. This is an analog of the Nishimori phenomenon in the Ising spin glass, in a distinct replica limit. The enlarged symmetry is present microscopically for certain measurement protocols, but more generally can emerge in the infrared, and it fixes the exact value of the exponent for the Edwards-Anderson correlator both in 2D and near the upper critical dimension. We also examine the epsilon expansion for models with power-law interactions and/or long-range measurement.
Performing measurements on gapless quantum ground states can give rise to new universal phenomena, whose origins remain poorly understood even for the paradigmatic Ising critical point. Replica methods offer a natural framework to study such post-measurement ensembles, with the replica limit Q→1Q\to 1Q→1 describing physical Born-averaged observables. Here we show that, for the monitored critical Ising chain, the replicated post-measurement ensemble of states itself undergoes a phase transition precisely at the physically relevant replica limit Q→1Q \to 1Q→1, preventing standard replica treatments. We use boundary conformal field theory (BCFT) methods to explain the underlying mechanism of this transition. Our methods yield a perturbative analytic calculation of the universal O(1)O(1)O(1) constant in the Shannon entropy of the measurement record, previously known only numerically. We also apply our tools to study measurement-averaged spin correlators, providing a unified description of the universal properties of measurement outcomes and post-measurement states in the critical Ising chain.
A summary of my research activity is presented in this thesis. The first chapter starts with a short presentation of the known critical properties of the pure Potts model, mainly in two dimensions. The influence of disorder coupled to the energy density is then discussed in the general context of temperature-driven phase transitions. A physical explanation for the smoothing of the transition, due to Imry and Wortis, is presented and then applied to explain the phase diagram of the homogeneous random two and three-dimensional Potts models. It is then extended to the Potts model on irregular graphs and with layered randomness. In the third section, the critical properties at the random fixed point are examined in the light of the series expansion obtained by Renormalisation Group. The multifractal spectrum of scaling dimensions is discussed in the two-dimensional case and a new symmetry is proposed. The predictions of conformal invariance for profiles and correlation functions are compared with numerical data for the two-dimensional random Potts model in strip or square geometries. Finally, the geometrical properties of interfaces induced by symmetry-breaking boundary conditions are analysed in the context of the recent Stochastic Schramm-Loewner Evolution theory. The second chapter is devoted to the aging properties of homogeneous or frustrated Potts models submitted to a quench below or at their critical temperature. The scaling theory of two-time functions, as well as the more recent Local Scale Invariance theory , are presented in the first section. The violation of the Fluctuation-Dissipation theorem is described and the interpretation of the so-called Fluctuation-Dissipation Ratio as an out-of-equilibrium effective temperature is discussed. These ideas are applied to different spin models. First, one-dimensional systems with the Ising symmetry are considered. The equivalence of the KDH model with a gas of immobile particles subjected to pair-annihilation is exploited to obtain new analytical results. The question of the universality of dynamical exponents and ratios is then addressed in the two-dimensional case. Several lattices and several models in different universality classes are compared. A new model with the same symmetry as the three-state Potts model but with an irreversible dynamics is introduced. Its phase diagram in the steady state is determined and its aging properties on the critical line are studied. Finally, the aging of the Fully-Frustrated Ising and XY models are examined. Emphasis is put on the presence of logarithmic corrections due to the existence of topological defects. Two applications of the Jarzynski relation to the Potts model are presented at the end of the chapter. A short third chapter introduces the numerical simulations employed to analyse different set of experimental data. Monte Carlo simulations were used to reproduced some magnetic phase transitions in layered nanostructures. Spectroscopic data of surface reconstructions were compared to the electronic band structure obtained by computing the first eigenvectors of the Bloch-Schrödinger equation with a projective technique combined with a multiscale approach.