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arXiv:2503.22843

Glued tree lattices with only compact localized states

Andrew Osborne, Ciro Salcedo, Andrew Houck

Published Mar 28, 2025• 0 citations
arXivHTMLPDF

Abstract

Flat band physics is a central theme in modern condensed matter physics. By constructing a tight--binding single particle system that has vanishing momentum dispersion in one or more bands, and subsequently including more particles and interactions, it is possible to study physics in strongly interacting regimes. Inspired by the glued trees that first arose in one of the few known examples of quantum supremacy, we define and analyze two infinite families of tight binding single particle Bose--Hubbard models that have only flat bands, and only compact localized states despite having any nonnegative number of translation symmetries. The first class of model that we introduce is constructed by replacing a sufficiently large fraction of the edges in a generic countable graph with glued trees modified to have complex hoppings. The second class arises from thinking of complex weighted glued trees as rhombi that can then be used to tile two dimensional space, giving rise to the familiar dice lattice and infinitely many generalizations thereof, of which some are Euclidian while others are hyperbolic.

DOI
10.48550/arxiv.2503.22843

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Flat band physics is a central theme in modern condensed matter physics. By constructing a tight--binding single particle system that has vanishing momentum dispersion in one or more bands, and subsequently including more particles and interactions, it is possible to study physics in strongly interacting regimes. Inspired by the glued trees that first arose in one of the few known examples of quantum supremacy, we define and analyze two infinite families of tight binding single particle Bose--Hubbard models that have only flat bands, and only compact localized states despite having any nonnegative number of translation symmetries. The first class of model that we introduce is constructed by replacing a sufficiently large fraction of the edges in a generic countable graph with glued trees modified to have complex hoppings. The second class arises from thinking of complex weighted glued trees as rhombi that can then be used to tile two dimensional space, giving rise to the familiar dice lattice and infinitely many generalizations thereof, of which some are Euclidian while others are hyperbolic.
In lattice models, destructive interference can quench single-particle motion and produce (nearly) dispersionless Bloch bands, known as flat bands. Suppressing kinetic energy enhances the role of interactions and can lead to pairing, constrained dynamics, and localization-like behavior even in translationally invariant settings. This thesis studies attractive Hubbard-type interactions in such flat-band systems using an isolated-band (projected) description, which yields an effective Hamiltonian in a Wannier-orbital basis. The π-flux dice lattice is a convenient focus because its two lowest bands are perfectly flat and degenerate, and their subspace admits compactly localized Wannier functions. This makes the projection straightforward to implement and yields a projected Hamiltonian with a simple, short-range structure. A one-dimensional reference model is used alongside the dice lattice to separate and benchmark the effects of different processes. In Publication I, we construct a class of exact many-body eigenstates of the projected Hamiltonian of generic lattice models with flat bands in which localized unpaired quasiparticles coexist with a background of paired particles in the zero-momentum state. This general result motivates the study of a specific model, the π-flux dice-lattice. Using exact diagonalization and realtime evolution from few-particle initial states, we show that two-body bound states behave ergodically. At the same time, the density and spin distribution retain strong memory of the initial quasiparticle positions at long times. These results demonstrate localization-like dynamics in a translationally invariant flat-band model, where memory arises from projection-induced constraints rather than quenched disorder. In Publication II, we introduce a one-dimensional on-site/bond singlet model whose terms mirror those of the projected dice-lattice Hamiltonian, with tunable couplings controlling their relative strengths. Exact diagonalization shows that, for some couplings, the spectrum and dynamics of the on-site/bond-singlet model closely reproduce those of the projected dice lattice. We then use spectral statistics to probe how the different dynamical regimes manifest in energy-level correlations. In Publication III, we apply spectral statistics to the projected dice lattice using higher-order spacing and gap-ratio diagnostics. We find a robust parity dependence: even particle-number sectors show multi-block GOE behavior within fixed symmetry sectors, while odd particle-number sectors exhibit exact doublets and inter-doublet correlations that are GUE at even orders. The appearance of distinct random-matrix ensembles (GOE and GUE) within the same physical model is an unusual and interesting feature, which calls for a deeper understanding of the hidden symmetry structure of the Hamiltonians obtained by projecting onto the flat-band subspace in the dice lattice and other lattice models with flat bands realized with ultracold gases in optical lattices and in the newly discovered class of moiré materials.
We consider translationally invariant tight-binding all-bands-flat networks which lack dispersion. In a recent work [C. Danieli et al., Phys. Rev. B 104, 085131 (2021)], we identified the subset of these networks that shows nonlinear caging in the presence of Kerr-like local nonlinearities, i.e., it preserves nonexcited network sites and therefore keeps compact excitations compact. Here we replace nonlinear terms by Bose-Hubbard interactions and study quantum caging. We identify the quantum caging conditions that are related to the nonlinear caging conditions and that guarantee the existence of an extensive set of conserved quantities in any lattice dimension, as first revealed in Tovmasyan et al. [Phys. Rev. B 98, 134513 (2018)] for a set of specific networks. Consequently, transport is realized through moving pairs of interacting particles that break the single-particle caging. We further prove the existence of degenerate energy renormalized compact states for any finite number MMM of participating particles in one- and higher-dimensional lattice---results that explain and generalize previous observations for two particles on a diamond chain [Vidal et al., Phys. Rev. Lett. 85, 3906 (2000)].
We derive the full spectrum of decorated Cayley trees that constitute tree analogs of selected two-dimensional Euclidean lattices; namely of the Lieb, the double Lieb, the kagome, and the star lattice. The common feature of these Euclidean lattices is that their nearest-neighbor models give rise to flat energy bands interpretable through compact localized states. We find that the tree analogs exhibit similar flat or nearly flat energy bands at the corresponding energies. Interestingly, such flat bands in the decorated Cayley trees acquire an interpretation that is absent in their Euclidean counterparts: as edge states localized to the inner or the outer boundary of the tree branches. In particular, we establish an exact correspondence between the Lieb-Cayley tree and an ensemble of one-dimensional Su-Schrieffer-Heeger chains, which maps topological edge states on one side of the chains to flat-band states localized in the bulk of the tree, furnishing the flat energy band with a topological stability. Similar mapping to topological edge states or to states bound to edge defects in one-dimensional chains is shown for flat-band states in all the considered tree decorations. We finally show that the persistence of exact flat bands on infinite decorated trees (i.e., Bethe lattices) arises naturally from a covering interpretation of tree graphs. Our findings reveal a rich landscape of flat-band and topological phenomena in non-Euclidean systems, where geometry alone can generate and stabilize unconventional quantum states.
Strongly correlated quantum matter is fundamentally defined by the tension between non-commuting quantum operators. Hamiltonians exhibiting macroscopic degeneracies are of general interest in this field because they imply an infinite susceptibility to any non-commuting perturbation. In moiré heterostructures, engineering such extensive degeneracies in the kinetic Hamiltonian creates a fertile garden for exotic strongly correlated phases of matter to emerge from the resulting flat bands. Here, we introduce a prescription to construct an infinite family of exact flat band Hamiltonians supported on the faces of arbitrary graphs. We demonstrate this algorithm on the faces of four Bravais lattices. Using a discrete graph generalization of the Atiyah-Singer index theorem, we prove that the extensive degeneracies of such face-graph Hamiltonians are protected by the local topology of the face-graph connectivity. The resulting macroscopic null spaces yield compact localised states that remain localised over time due to frustration in hopping pathways. We discuss the broad implications of such non-dispersing quantum modes in diverse settings, from arrested dynamics in quantum networks and quantum machine learning algorithms to Majorana-free topological quantum computation.
On a large class of lattices (such as the sawtooth chain, the kagome and the pyrochlore lattices), the quantum Heisenberg and the repulsive Hubbard models may host a completely dispersionless (flat) energy band in the single-particle spectrum. The flat-band states can be viewed as completely localized within a finite volume (trap) of the lattice and allow for construction of many-particle states, roughly speaking, by occupying the traps with particles. If the flat-band happens to be the lowest-energy one, the manifold of such many-body states will often determine the ground-state and low-temperature physics of the models at hand even in the presence of strong interactions. The localized nature of these many-body states makes possible the mapping of this subset of eigenstates onto a corresponding classical hard-core system. As a result, the ground-state and low-temperature properties of the strongly correlated flat-band systems can be analyzed in detail using concepts and tools of classical statistical mechanics (e.g., classical lattice-gas approach or percolation approach), in contrast to more challenging quantum many-body techniques usually necessary to examine strongly correlated quantum systems. In this review, we recapitulate the basic features of the flat-band spin systems and briefly summarize earlier studies in the field. The main emphasis is made on recent developments which include results for both spin and electron flat-band models. In particular, for flat-band spin systems, we highlight field-driven phase transitions for frustrated quantum Heisenberg antiferromagnets at low temperatures, chiral flat-band states, as well as the effect of a slight dispersion of a previously strictly flat-band due to nonideal lattice geometry. For electronic systems, we discuss the universal low-temperature behavior of several flat-band Hubbard models, the emergence of ground-state ferromagnetism in the square-lattice Tasaki–Hubbard model and the related Pauli-correlated percolation problem, as well as the dispersion-driven ground-state ferromagnetism in flat-band Hubbard systems. Closely related studies and possible experimental realizations of the flat-band physics are also described briefly.
Strongly correlated electrons have long been a central subject of condensed matter physics. In this thesis, we approach them through a real-space perspective: electrons defined in real space in two-dimensional crystals underpin the two themes developed here. First, the local, real-space description makes quantum states constructible. When a free-fermion ground state is spanned by exponentially localized Wannier functions, its tensor-network representation can be constructed directly. We present a stacked-tree algorithm that builds projected entangled pair states for such systems without variational optimization, and demonstrate it on obstructed atomic insulators in one and two dimensions. Second, the compact local orbitals serve as a route to strong cor-relation, because quenching the kinetic energy makes the interaction effectively strong. The kagome lattice reaches this limit by geometry. Destructive interference confines electrons to single hexagons, and the band spanned by these localized states is flat, so the interactions can no longer be neglected. In collaboration with scanning tunneling microscopy experiments on Fe-doped CoSn, we identify the inter-band nematic order parameter and the orbital-selective Mott state realized in its partially filled flat bands. We further map the competition among ferromagnetism, nematicity, and Fermi-surface-nesting-driven orders using self-consistent Hartree–Fock theory, and find nematicity to be the dominant phase across a wide range of fillings, consistent with the experimental observations.