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arXiv:2503.03059 · Physical review. E

Unification of stochastic and quantum thermodynamics in scalar field theory via a model with a Brownian thermostat

Tomoi Koide C, F. Nicacio

Published Jul 28, 2025• 1 citation
arXivHTMLPDF

Abstract

We present a systematic procedure to derive a quantum master equation for thermal relaxation in real scalar field theory, expanding on the method proposed in Koide and Nicacio [Phys. Lett. A 494, 129277 (2024)0375-960110.1016/j.physleta.2023.129277]. We begin by introducing a generalized model for a classical scalar field interacting with a Brownian thermostat, consistent with stochastic thermodynamics. Applying canonical quantization to this model, we derive the corresponding quantum master equation, which is applicable to any form of the scalar field Hamiltonian. While its evolution is generally non-CPTP (completely positive and trace preserving), it can be adjusted to describe a CPTP evolution, such as those found in the Gorini-Kossakowski-Sudarshan-Lindblad equation by appropriately tuning the parameters of the model. In this framework, we define heat, work, and entropy in a way that satisfies the first and second laws of quantum thermodynamics. This suggests that the quantum-classical correspondence extends beyond closed systems governed by unitary time evolution to open systems as well. We further investigate the relation between the second law in quantum thermodynamics and relative entropy, providing insights into the study of quantum fluctuations through information-theoretical techniques in quantum field theory.

DOI
10.1103/lp14-3zjp

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We present a systematic procedure to derive a quantum master equation for thermal relaxation in real scalar field theory, expanding on the method proposed in Koide and Nicacio [Phys. Lett. A 494, 129277 (2024)0375-960110.1016/j.physleta.2023.129277]. We begin by introducing a generalized model for a classical scalar field interacting with a Brownian thermostat, consistent with stochastic thermodynamics. Applying canonical quantization to this model, we derive the corresponding quantum master equation, which is applicable to any form of the scalar field Hamiltonian. While its evolution is generally non-CPTP (completely positive and trace preserving), it can be adjusted to describe a CPTP evolution, such as those found in the Gorini-Kossakowski-Sudarshan-Lindblad equation by appropriately tuning the parameters of the model. In this framework, we define heat, work, and entropy in a way that satisfies the first and second laws of quantum thermodynamics. This suggests that the quantum-classical correspondence extends beyond closed systems governed by unitary time evolution to open systems as well. We further investigate the relation between the second law in quantum thermodynamics and relative entropy, providing insights into the study of quantum fluctuations through information-theoretical techniques in quantum field theory.
The ultimate goal of this paper is to develop a systematic method for deriving quantum master equations that satisfy the requirements of a completely positive and trace-preserving (CPTP) map, further describing thermal relaxation processes. In this paper, we assume that the quantum master equation is obtained through the canonical quantization of the generalized Brownian motion proposed in our recent paper [T. Koide and F. Nicacio, Phys. Lett. A 494, 129277 (2024)0375-960110.1016/j.physleta.2023.129277]. At least classically, this dynamics describes the thermal relaxation process regardless of the choice of the system Hamiltonian. The remaining task is to identify the parameters ensuring that the quantum master equation meets complete positivity. We limit our discussion to many-body quadratic Hamiltonians and establish a CPTP criterion for our quantum master equation. This criterion is useful for applying our quantum master equation to models with interaction such as a network model, which has been used to investigate how quantum effects modify heat conduction.
Abstract Open quantum systems play a central role in current nanoscale technologies, such as molecular electronics, quantum heat engines, quantum computation and information processing. A major theoretical challenge is to construct dynamical models that are simultaneously consistent with classical thermodynamics and with the requirement of complete positivity of quantum evolution. In this work we develop a framework that addresses this issue by systematically extending classical stochastic dynamics to the quantum domain. We begin by formulating a generalized Langevin equation in which both friction and noise act symmetrically on the two Hamiltonian equations. From this, we derive a generalized Klein–Kramers equation expressed in terms of Poisson brackets, and we show that it admits the Boltzmann distribution as its stationary solution while fulfilling the first and second laws of thermodynamics along individual trajectories. Applying canonical quantization to this classical framework yields two distinct quantum master equations, depending on whether the friction operators are taken to be Hermitian or non-Hermitian. By analyzing the dynamics of a harmonic oscillator, we determine the conditions under which these equations reduce to a Lindblad-type generator. Our results demonstrate that complete positivity is ensured only when friction and noise are included in both Hamiltonian equations, fully justifying the classical construction. Moreover, we find that the friction coefficients must adhere to the same positivity condition in both the Hermitian and non-Hermitian formulations, revealing a form of universality that transcends the specific operator representation. The formalism developed here presents a thermodynamically consistent and completely positive quantum extension of classical stochastic mechanics. It offers a versatile tool for deriving quantum versions of thermodynamic laws and is directly applicable to a broad class of non-equilibrium nanoscale systems of current theoretical and technological interest.
Abstract The theory of open quantum systems plays a fundamental role in several scientific and technological disciplines, from quantum computing and information science to molecular electronics and quantum thermodynamics. Despite its widespread relevance, a rigorous formulation of quantum dissipation in conjunction with thermal noise remains a topic of active research. In this work, we establish a formal correspondence between classical stochastic thermodynamics, in particular the Fokker–Planck and Klein–Kramers equations, and the quantum master equation. Building on prior studies of multiplicative noise in classical stochastic differential equations, we demonstrate that thermal noise at the quantum level manifests as a multidimensional geometric stochastic process. By applying canonical quantization, we introduce a novel Hermitian dissipation operator that serves as a quantum analogue of classical viscous friction. This operator allows for a well-defined expression of heat exchange between a system and its environment, enabling the formulation of an alternative quantum equipartition theorem. Our framework ensures a precise energy balance that aligns with the first law of thermodynamics and an entropy balance consistent with the second law. The theoretical formalism is applied to two prototypical quantum systems, the harmonic oscillator and a particle in an infinite potential well, for which it provides new insights into nonequilibrium thermodynamics at the quantum scale. Our results advance the understanding of dissipation in quantum systems and establish a foundation for future studies on stochastic thermodynamics in the quantum domain.
We develop a general theory describing the thermodynamical behavior of open quantum systems coupled to thermal baths beyond perturbation theory. Our approach is based on the exact time-local quantum master equation for the reduced open-system states, and on a principle of minimal dissipation. This principle leads to a unique prescription for the decomposition of the master equation into a Hamiltonian part representing coherent time evolution and a dissipator part describing dissipation and decoherence. Employing this decomposition we demonstrate how to define work, heat, and entropy production, formulate the first and second laws of thermodynamics, and establish the connection between violations of the second law and quantum non-Markovianity.
We develop a general theory describing the thermodynamical behavior of open quantum systems coupled to thermal baths beyond perturbation theory. Our approach is based on the exact time-local quantum master equation for the reduced open system states, and on a principle of minimal dissipation. This principle leads to a unique prescription for the decomposition of the master equation into a Hamiltonian part representing coherent time evolution and a dissipator part describing dissipation and decoherence. Employing this decomposition we demonstrate how to define work, heat and entropy production, formulate the first and second law of thermodynamics, and establish the connection between violations of the second law and quantum non-Markovianity.
Open quantum systems play a central role in contemporary nanoscale technologies, including molecular electronics, quantum heat engines, quantum computation and information processing. A major theoretical challenge is to construct dynamical models that are simultaneously consistent with classical thermodynamics and complete positivity. In this work, we develop a framework that addresses this issue by extending classical stochastic dynamics to the quantum domain. We begin by formulating a generalized Langevin equation in which both friction and noise act symmetrically on the two Hamiltonian equations. From this, we derive a generalized Klein-Kramers equation expressed in terms of Poisson brackets, and we show that it admits the Boltzmann distribution as its stationary solution while satisfying the first and second laws of thermodynamics along individual trajectories. Applying canonical quantization to this classical framework yields two distinct quantum master equations, depending on whether the friction operators are taken to be Hermitian or non-Hermitian. By analyzing the dynamics of a harmonic oscillator, we determine the conditions under which these equations reduce to a Lindblad-type generator. Our results demonstrate that complete positivity is ensured only when friction and noise are included in both Hamiltonian equations, thus fully justifying the classical construction. Moreover, we find that the friction coefficients must satisfy the same positivity condition in both the Hermitian and non-Hermitian formulations, revealing a form of universality that transcends the specific operator representation. The formalism offers a versatile tool for deriving quantum versions of the thermodynamic laws and is directly applicable to a wide class of nonequilibrium nanoscale systems.