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arXiv:2503.02848 · Physical review. B./Physical review. B

Steady-state dynamical mean field theory based on influence functional matrix product states

Mithilesh Nayak, Julian Thoenniss, Michael Sonner, Dmitry A. Abanin, Philipp Werner

Published Jun 16, 2025• 8 citations
arXivHTMLPDF

Abstract

We implement the recently developed influence functional matrix product states approach as impurity solver in equilibrium and nonequilibrium dynamical mean field theory (DMFT) calculations of the single-band Hubbard model. The method yields numerically exact descriptions of metallic states without sharp spectral features, at a moderate numerical cost. Systems with narrow quasiparticle or spin-polaron peaks, as well as low-temperature Mott insulators provide more challenges, since these simulations require long time contours or high bond dimensions. A promising field of application is the DMFT simulation of nonequilibrium steady states, which we demonstrate with results for photo-doped Mott systems with long-lived doublon and holon populations.

DOI
10.1103/xsbn-jk16

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We implement the recently developed influence functional matrix product states approach as impurity solver in equilibrium and nonequilibrium dynamical mean field theory (DMFT) calculations of the single-band Hubbard model. The method yields numerically exact descriptions of metallic states without sharp spectral features, at a moderate numerical cost. Systems with narrow quasiparticle or spin-polaron peaks, as well as low-temperature Mott insulators provide more challenges, since these simulations require long time contours or high bond dimensions. A promising field of application is the DMFT simulation of nonequilibrium steady states, which we demonstrate with results for photo-doped Mott systems with long-lived doublon and holon populations.
We propose to calculate spectral functions of quantum impurity models using the time evolving block decimation (TEBD) for matrix product states. The resolution of the spectral function is improved by a so-called linear prediction approach. We apply the method as an impurity solver within the dynamical mean-field theory (DMFT) for the single- and two-band Hubbard model on the Bethe lattice. For the single-band model, we observe sharp features at the inner edges of the Hubbard bands. A finite-size scaling shows that they remain present in the thermodynamic limit. We analyze the real time-dependence of the double occupation after adding a single electron and observe oscillations at the same energy as the sharp feature in the Hubbard band, indicating a long-lived coherent superposition of states that correspond to the Kondo peak and the side peaks. For a two-band Hubbard model, we observe an even richer structure in the Hubbard bands, which cannot be related to a multiplet structure of the impurity, in addition to sharp excitations at the band edges of a type similar to the single-band case.
We present improvements of a recently introduced numerical method [E. Arrigoni et al., Phys. Rev. Lett. 110, 086403 (2013)] to compute steady-state properties of strongly correlated electronic systems out of equilibrium. The method can be considered as a nonequilibrium generalization of exact diagonalization based dynamical mean-field theory (DMFT). The key modification for the nonequilibrium situation consists in addressing the DMFT impurity problem within an auxiliary system consisting of the correlated impurity, Nb{N}_{b}Nb​ uncorrelated bath sites, and two Markovian environments (sink and reservoir). Algorithmic improvements in the impurity solver allow to treat efficiently larger values of Nb{N}_{b}Nb​ than previously in DMFT. This increases the accuracy of the results and is crucial for a correct description of the physical behavior of the system in the relevant parameter range including a semiquantitative description of the Kondo regime. To illustrate the approach, we consider a monoatomic layer of correlated orbitals, described by the single-band Hubbard model, attached to two metallic leads. The nonequilibrium situation is driven by a bias voltage applied to the leads. For this system, we investigate the spectral function and the steady-state current-voltage characteristics in the weakly as well as in the strongly interacting limit. In particular, we investigate the nonequilibrium behavior of quasiparticle excitations within the Mott gap of the correlated layer. We find for low-bias voltage Kondo-type behavior in the vicinity of the insulating phase. In particular, we observe a splitting of the Kondo resonance as a function of the bias voltage.
This work is motivated by the fact that the investigation of non-equilibrium phenomena in strongly correlated electron systems has developed into one of the most active and exciting branches of condensed matter physics as it provides rich new insights that could not be obtained from the study of equilibrium situations. However, a theoretical description of those phenomena is missing. Therefore, in this thesis, we develop a numerical method that can be used to study two minimal models -- the Hubbard model and the Anderson impurity model with general parameter range and time dependence. We begin by introducing the theoretical framework and the general features of the Hubbard model. We then describe the dynamical mean field theory (DMFT), which was first invented by Georges in 1992. It provides a feasible way to approach strongly correlated electron systems and reduces the complexity of the calculations via a mapping of lattice models onto quantum impurity models subject to a self-consistency condition. We employ the non-equilibrium extension of DMFT and map the Hubbard model to the single impurity Anderson model (SIAM). Since the fundamental component of the DMFT method is a solver of the single impurity Anderson model, we continue with a description of the formalism to study the real-time dynamics of the impurity model staring at its thermal equilibrium state. We utilize the non-equilibrium strong-coupling perturbation theory and derive semi-analytical approximation methods such as the non-crossing approximation (NCA) and the one-crossing approximation (OCA). We then use the Quantum Monte-Carlo method (QMC) as a numerically exact method and present proper measurements of local observables, current and Green's functions. We perform simulations of the current after a quantum quench from equilibrium by rapidly applying a bias voltage in a wide range of initial temperatures. The current exhibits short equilibrium times and saturates upon the decrease of temperature at all times, indicating Kondo behavior both in the transient regime and in the steady state. However, this bare QMC solver suffers from a dynamical sign problem for long time propagations. To overcome the limitations of this bare treatment, we introduce the ``Inchworm algorithm'', based on iteratively reusing the information obtained in previous steps to extend the propagation to longer times and stabilize the calculations. We show that this algorithm greatly reduces the required order for each simulation and re-scales the exponential challenge to quadratic in time. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state. We conclude with the applications of the unbiased inchworm impurity solver to DMFT calculations. We employ the methods for a study of the one-band paramagnetic Hubbard model on the Bethe lattice in equilibrium, where the DMFT approximation becomes exact. We begin with a brief introduction of the Mott metal insulator phase diagram. We present the results of both real time Green's functions and spectral functions from our nonequilibrium calculations. We observe the metal-insulator crossover as the on-site interaction is increased and the formation of a quasi-particle peak as the temperature is lowered. We also illustrate the convergence of our algorithms in different aspects.
We derive an exact mapping from the action of nonequilibrium dynamical mean-field theory (DMFT) to a single-impurity Anderson model (SIAM) with time-dependent parameters, which can be solved numerically by exact diagonalization. The representability of the nonequilibrium DMFT action by a SIAM is established as a rather general property of nonequilibrium Green functions. We also obtain the nonequilibrium DMFT equations using the cavity method alone. We show how to numerically obtain the SIAM parameters using Cholesky or eigenvector matrix decompositions. As an application, we use a Krylov-based time propagation method to investigate the Hubbard model in which the hopping is switched on, starting from the atomic limit. Possible future developments are discussed.
Dynamical mean-field theory (DMFT) is a widely used, nonperturbative computational framework for strongly correlated electron systems. This thesis extends DMFT in two directions: treating disorder and higher-order correlators away from equilibrium, and using near-term quantum computers as impurity solvers. In the first part, we develop two methodological advances for the nonequilibrium DMFT treatment of disordered, interacting systems. The first overcomes the central computational bottleneck of the recently developed nonequilibrium DMFT plus coherent potential approximation (DMFT+CPA) by replacing its explicit numerical disorder averaging with an exact analytical integration, exploiting a normalization property of the Schwinger-Keldysh contour; applied to a disorder-and-interaction quench of the Anderson-Hubbard model, this reveals that weak random disorder promotes thermalization. The second demonstrates that the out-of-time-order correlator (OTOC) can be successfully computed within the existing DMFT+CPA framework, by generalizing the Schwinger-Keldysh contour to a double-folded structure; as a proof-of-principle demonstration, weak disorder is found to accelerate the OTOC's decay in the half-filled Anderson-Hubbard model in the intermediate-coupling regime. In the second part, we explore the use of near-term quantum computers as DMFT impurity solvers. A stable real-time DMFT iteration scheme, designed for compatibility with quantum hardware, is first developed and validated classically against the metal-to-insulator transition. A symmetry-adapted variational quantum eigensolver (VQE) is then benchmarked as the Anderson impurity solver for the converged DMFT Hamiltonian, and is found to reproduce ground-state energies accurately and to extract the single-particle Green's function reliably at intermediate to strong coupling, while accurate ground-state energies are shown not to guarantee accurate dynamics at weak coupling, a key challenge for extending such approaches to correlated metals. Together, we demonstrate that DMFT can be methodologically extended to study disordered and interacting systems away from equilibrium, and to incorporate near-term quantum hardware as a genuinely new computational resource to enhance its capabilities.
We introduce a versatile method to compute electronic steady-state properties of strongly correlated extended quantum systems out of equilibrium. The approach is based on dynamical mean-field theory (DMFT), in which the original system is mapped onto an auxiliary nonequilibrium impurity problem imbedded in a Markovian environment. The steady-state Green's function of the auxiliary system is solved by full diagonalization of the corresponding Lindblad equation. The approach can be regarded as the nontrivial extension of the exact-diagonalization-based DMFT to the nonequilibrium case. As a first application, we consider an interacting Hubbard layer attached to two metallic leads and present results for the steady-state current and the nonequilibrium density of states.