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arXiv:2503.01977

Enforced Gaplessness from States with Exponentially Decaying Correlations

Rahul Sahay, Curt W. von Keyserlingk, Ruben Verresen, Carolyn Zhang

Published Mar 3, 2025• 0 citations
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Abstract

It is well known that an exponentially localized Hamiltonian must be gapless if its ground state has algebraic correlations. We show that even certain exponentially decaying correlations can imply gaplessness. This is exemplified by the deformed toric code $\propto \exp(β\sum_{\ell} Z_{\ell}) |\mathsf{TC}\rangle$, where $|\mathsf{TC}\rangle$ is a fixed-point toric code wavefunction. Although it has a confined regime for $β> β_c$, recent work has drawn attention to its perimeter law loop correlations. Here, we show that these unusual loop correlations -- namely, perimeter law coexisting with a 1-form symmetry whose disorder operator has long-range order -- imply that any local parent Hamiltonian must either be gapless or have a degeneracy scaling with system size. Moreover, we construct a variational low-energy state for arbitrary local frustration-free Hamiltonians, upper bounding the finite-size gap by $O(1/L^3)$ on periodic boundary conditions. Strikingly, these variational states look like loop waves -- non-quasiparticle analogs of spin waves -- generated from the ground state by non-local loop operators. Our findings have implications for identifying the subset of Hilbert space to which gapped ground states belong, and the techniques have wide applicability. For instance, a corollary of our first result is that Glauber dynamics for the ordered phase of the two-dimensional classical Ising model on the torus must have a gapless Markov transition matrix, with our second result bounding its gap.

DOI
10.48550/arxiv.2503.01977

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It is well known that an exponentially localized Hamiltonian must be gapless if its ground state has algebraic correlations. We show that even certain exponentially decaying correlations can imply gaplessness. This is exemplified by the deformed toric code ∝exp⁡(β∑ℓZℓ)∣TC⟩\propto \exp(β\sum_{\ell} Z_{\ell}) |\mathsf{TC}\rangle∝exp(β∑ℓ​Zℓ​)∣TC⟩, where ∣TC⟩|\mathsf{TC}\rangle∣TC⟩ is a fixed-point toric code wavefunction. Although it has a confined regime for β>βcβ> β_cβ>βc​, recent work has drawn attention to its perimeter law loop correlations. Here, we show that these unusual loop correlations -- namely, perimeter law coexisting with a 1-form symmetry whose disorder operator has long-range order -- imply that any local parent Hamiltonian must either be gapless or have a degeneracy scaling with system size. Moreover, we construct a variational low-energy state for arbitrary local frustration-free Hamiltonians, upper bounding the finite-size gap by O(1/L3)O(1/L^3)O(1/L3) on periodic boundary conditions. Strikingly, these variational states look like loop waves -- non-quasiparticle analogs of spin waves -- generated from the ground state by non-local loop operators. Our findings have implications for identifying the subset of Hilbert space to which gapped ground states belong, and the techniques have wide applicability. For instance, a corollary of our first result is that Glauber dynamics for the ordered phase of the two-dimensional classical Ising model on the torus must have a gapless Markov transition matrix, with our second result bounding its gap.
Local non-unitary deformations of topologically ordered wavefunctions can drive transitions into peculiar states that challenge modern perspectives on gapped quantum matter. The strongly deformed toric code offers a curious case, hosting mmm anyon condensation alongside perimeter-law scaling of Wilson loops charged under an exact 1-form symmetry---properties that typically do not coexist in gapped ground states. Nevertheless, we rigorously construct local gapped parent Hamiltonians for these strongly deformed toric code states. The Hamiltonians we construct are not strictly finite-range, but contain sums of Wilson loop operators whose coefficients decay exponentially in their diameter. If one adopts standard locality bounds used to define gapped phases---which allow for such exponentially decaying terms---our construction shows that these states realize a trivial gapped phase. Within this locality class, we demonstrate that perimeter-law scaling of Wilson loops does not imply a spontaneously broken 1-form symmetry, and from a dual perspective, that long-range ferromagnetic order and perimeter-law disorder parameter correlations can coexist in a 2D gapped ground state. We evade a recent no-go theorem [Sahay et al., arXiv:2503.01977] by relaxing its assumptions in a manner that we quantify as benign in the thermodynamic limit. More broadly, our results highlight that stronger notions of locality are necessary for prohibiting these counterintuitive properties within a gapped phase.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
We generalize the proof of stability of topological order, due to Bravyi, Hastings, and Michalakis, to stabilizer Hamiltonians corresponding to low-density parity-check (LDPC) codes without the restriction of geometric locality in Euclidean space. We consider Hamiltonians H 0 defined by ⟦ N , K , d ⟧ LDPC codes, which obey certain topological quantum order conditions: (i) code distance d ≥ c log  ( N ) , implying local indistinguishability of ground states, and (ii) a mild condition on local and global compatibility of ground states—these include good quantum LDPC codes and the toric code on a hyperbolic lattice, among others. We consider stability under weak perturbations that are quasilocal on the interaction graph defined by H 0 and that can be represented as sums of bounded-norm terms. As long as the local perturbation strength is smaller than a finite constant, we show that the perturbed Hamiltonian has well-defined spectral bands originating from the O ( 1 ) smallest eigenvalues of H 0 . The band originating from the smallest eigenvalue has 2 K states, is separated from the rest of the spectrum by a finite energy gap, and has exponentially narrow bandwidth δ = C N e − Θ ( d ) , which is tighter than the best-known bounds even in the Euclidean case. We also obtain that the new ground-state subspace is related to the initial-code subspace by a quasilocal unitary, allowing one to relate their physical properties. Our proof uses an iterative procedure that performs successive rotations to eliminate non-frustration-free terms in the Hamiltonian. Our results extend to quantum Hamiltonians built from classical LDPC codes, which give rise to stable symmetry-breaking phases. These results show that LDPC codes very generally define stable gapped quantum phases, even in the non-Euclidean setting, initiating a systematic study of such phases of matter.
An important class of models studied in quantum statistical mechanics consists of frustration-free interactions whose Hamiltonians exhibit a gap in the spectrum above their ground state energies. This paper discusses recent techniques which dramatically extend the class of models to which stability applies when the perturbations exhibit stretched exponential decay at long distances. We consider a class of initial models satisfying an assumption that prevents splitting of the ground state space. This assumption on the structure on the ground state space is referred to as local topological quantum order. A key tool in our analysis is the quasi-local unitary spectral flow automorphism which allows us to decompose the perturbed Hamiltonian into a perturbation model satisfying a relative form bound. We will present a result for the stability of frustration-free, one-dimensional models of this type in the form of an estimate uniform in the system size. We also present additional conditions ensuring the existence of a pure perturbed ground state whose GNS Hamiltonian remains gapped. As an application, we evaluate the stability of the Heisenberg XXZ spin-1/2 chain. Our work shows a new result on the stability of the XXZ model for perturbations respecting a local gauge symmetry and the stability above the translation invariant ground states in the thermodynamic limit. We also discuss challenges to additional conjectured stability results for the XXZ model.
We explore the states of matter arising from the spontaneous symmetry breaking (SSB) of Z2\mathbb{Z}_2Z2​ non-onsite symmetries. In one spatial dimension, we construct a frustration-free lattice model exhibiting SSB of a non-onsite symmetry, which features the coexistence of two ground states with distinct symmetry-protected topological (SPT) orders. We analytically prove the two-fold ground-state degeneracy and the existence of a finite energy gap. Fixing the symmetry sector yields a long-range entangled ground state that features long-range correlations among non-invertible charged operators. We also present a constant-depth measurement-feedback protocol to prepare such a state with a constant success probability in the thermodynamic limit, which may be of independent interest. Under a symmetric deformation, the SSB persists up to a critical point, beyond which a gapless phase characterized by a conformal field theory emerges. In two spatial dimensions, the SSB of 1-form non-onsite symmetries leads to a long-range entangled state (SPT soup) - a condensate of 1d SPT along any closed loops. On a torus, there are four such locally indistinguishable states that exhibit algebraic correlations between local operators, which we derived via a mapping to the critical O(2)O(2)O(2) loop model. This constitutes an intriguing example of `topological quantum criticality'.
Recent studies have revealed that frustration-free models, expressed as sums of finite-range interactions or hoppings, exhibit several properties markedly different from those of frustrated models. In this work, we demonstrate that, by relaxing the finite-range condition to allow for exponentially decaying hoppings, one can build gapped frustration-free systems that realize Chern insulators as well as quasidegenerate ground states with finite-size splittings. Moreover, by permitting power-law decaying hoppings, we also construct a gapless band metal whose finite-size gap scales inversely with the system size LLL. These findings serve as an important step toward clarifying the general properties of frustration-free systems and those represented by tensor network states.