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arXiv:2502.19418 · Physical review. E

Work and heat exchanged during sudden quenches of strongly coupled quantum systems

Zohreh Davoudi, Christopher Jarzynski, Niklas Mueller, Greeshma Oruganti, Connor Powers, Nicole Yunger Halpern

Published Jun 1, 2026• 1 citation
arXivHTMLPDF

Abstract

How should one define thermodynamic quantities (internal energy, work, heat, etc.) for quantum systems coupled to their environments strongly? We examine three definitions, inspired by the literature, of a quantum system's internal energy under strong-coupling conditions. Each internal-energy definition implies a definition of work and a definition of heat. Our study focuses on quenches, common processes in which the Hamiltonian changes abruptly. In these processes, the first law of thermodynamics holds for each set of definitions by construction. However, we prove that only two sets obey the second law. We illustrate our findings using a simple spin model. Our results guide studies of thermodynamic quantities in strongly coupled quantum systems.

DOI
10.1103/66j9-cwvx

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How should one define thermodynamic quantities (internal energy, work, heat, etc.) for quantum systems coupled to their environments strongly? We examine three definitions, inspired by the literature, of a quantum system's internal energy under strong-coupling conditions. Each internal-energy definition implies a definition of work and a definition of heat. Our study focuses on quenches, common processes in which the Hamiltonian changes abruptly. In these processes, the first law of thermodynamics holds for each set of definitions by construction. However, we prove that only two sets obey the second law. We illustrate our findings using a simple spin model. Our results guide studies of thermodynamic quantities in strongly coupled quantum systems.
A key objective in nuclear and high-energy physics is to describe nonequilibrium dynamics of matter, e.g., in the early Universe and in particle colliders, starting from the standard model of particle physics. Classical computing methods, via the framework of lattice gauge theory, have experienced limited success in this mission. Quantum simulation of lattice gauge theories holds promise for overcoming computational limitations. Because of local constraints (Gauss's laws), lattice gauge theories have an intricate Hilbert-space structure. This structure complicates the definition of thermodynamic properties of systems coupled to reservoirs during equilibrium and nonequilibrium processes. We show how to define thermodynamic quantities such as work and heat using strong-coupling thermodynamics, a framework that has recently burgeoned within the field of quantum thermodynamics. Our definitions suit instantaneous quenches, simple nonequilibrium processes undertaken in quantum simulators. To illustrate our framework, we compute the work and heat exchanged during a quench in a Z_{2} lattice gauge theory coupled to matter in 1+1 dimensions. The thermodynamic quantities, as functions of the quench parameter, evidence a phase transition. For general thermal states, we derive a simple relation between a quantum many-body system's entanglement Hamiltonian, measurable with quantum-information-processing tools, and the Hamiltonian of mean force, used to define strong-coupling thermodynamic quantities.
Abstract Understanding how to assign internal energy, heat, and work in quantum systems beyond weak coupling remains a central problem in quantum thermodynamics, particularly as the difference between competing definitions becomes increasingly relevant. We identify two common sets of definitions for first-law quantities that are used to describe the thermodynamics of quantum systems coupled to thermal environments. Both are conceptually non-symmetric, treating one part of the bipartition (the ‘system’) differently from the other (the ‘bath’). We analyze these in a setting where such roles are not easily assigned—two large (but finite) sets of thermal harmonic oscillators interacting with each other. We further compare them with a third set of definitions based on a local, conceptually symmetric open-system approach (‘minimal dissipation’) and discuss their quantitative and structural differences. In particular, we observe that all three sets of definitions differ substantially even when the two subsystems are weakly coupled and far detuned, and that the minimal dissipation approach features distinct work peaks that increase with the coupling strength.
The question of with what we associate work and heat in a quantum thermodynamic process has been extensively discussed, mostly for systems with time-dependent Hamiltonians. In this paper, we aim to investigate the energy exchanged between two quantum systems through interaction where the Hamiltonian of the system is time-independent. An entropy-based re-definitions of heat and work are presented for these quantum thermodynamic systems therefore an entropy-based formalism of both the first and the second laws of thermodynamics are introduced. We will use the genuine reasoning based on which Clausius originally defined work and heat. The change in the energy which is accompanied by a change in the entropy is identified as heat, while any change in the energy which does not lead to a change in the entropy is known as work. It will be seen that quantum coherence does not allow all the energy exchanged between two quantum systems to be only of the heat form. Several examples will also be discussed. Finally, we will examine irreversibility from our entropy-based formalism of quantum thermodynamics.
In this paper, unambiguous redefinitions of heat and work are presented for quantum thermodynamic systems. We will use genuine reasoning based on which Clausius originally defined work and heat in establishing thermodynamics. The change in the energy which is accompanied by a change in the entropy is identified as heat, while any change in the energy which does not lead to a change in the entropy is known as work. It will be seen that quantum coherence does not allow all the energy exchanged between two quantum systems to be only of the heat form. Several examples will also be discussed. Finally, it will be shown that these refined definitions will strongly affect the entropy production of quantum thermodynamic processes giving new insight into the irreversibility of quantum processes.
The separation of internal energy into heat and work in quantum thermodynamics is a controversial issue for a long time, and we revisit and solve this problem in this work. It is shown that the Hamiltonian plays dual roles for a quantum system, and by decomposing the interaction Hamiltonian between system and environment accordingly, an ``effective Hamiltonian" for an open quantum system can be proposed. The explicit expression of the effective Hamiltonian is obtained systematically, and as a consequence, the internal energy of an open quantum system can be well defined, leading to the reasonable definitions of work and heat for a general quantum process.
In a series of papers, we intend to take the perspective of open quantum systems and examine from their nonequilibrium dynamics the conditions when the physical quantities, their relations, and the laws of thermodynamics become well defined and viable for quantum many-body systems. We first describe how an open-system nonequilibrium dynamics (ONEq) approach is different from the closed combined system + environment in a global thermal state (CGTs) setup. Only after the open system equilibrates will it be amenable to conventional thermodynamics descriptions, thus quantum thermodynamics (QTD) comes at the end rather than assumed in the beginning. The linkage between the two comes from the reduced density matrix of ONEq in that stage having the same form as that of the system in the CGTs. We see the open-system approach having the advantage of dealing with nonequilibrium processes as many experiments in the near future will call for. Because it spells out the conditions of QTD's existence, it can also aid us in addressing the basic issues in quantum thermodynamics from first principles in a systematic way. We then study one broad class of open quantum systems where the full nonequilibrium dynamics can be solved exactly, that of the quantum Brownian motion of N strongly coupled harmonic oscillators, interacting strongly with a scalar-field environment. In this paper, we focus on the internal energy, heat capacity, and the third law. We show for this class of physical models, amongst other findings, the extensive property of the internal energy, the positivity of the heat capacity, and the validity of the third law from the perspective of the behavior of the heat capacity toward zero temperature. These conclusions obtained from exact solutions and quantitative analysis clearly disprove claims of negative specific heat in such systems and dispel allegations that in such systems the validity of the third law of thermodynamics relies on quantum entanglement. They are conceptually and factually unrelated issues. Entropy and entanglement will be the main theme of our second paper on this subject matter.