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arXiv:2502.05382 · Physical Review Research

Improved finite-size effects in quantum key distribution with applications to decoy-state protocols

Lars Kamin, Devashish Tupkary, Norbert Lütkenhaus

Published Jan 28, 2026• 3 citations
arXivHTMLPDF

Abstract

We present a finite-size security proof for generic quantum key distribution protocols against independent and identically distributed collective attacks and extend it to coherent attacks using the postselection technique. This work introduces two significant improvements over previous results. First, we achieve tighter finite-size key rates by employing refined concentration inequalities in the acceptance testing phase. Second, we improve second-order correction terms in the key rate expression, by reducing them to scale with the number of sifted rounds rather than the total number of protocol rounds. We apply these advancements to compute finite-size key rates for a qubit and decoy-state BB84 protocol, accommodating arbitrary protocol parameters. Finally, we extend our finite-size security proof to coherent attacks and variable-length protocols and present our results for the decoy-state 4-6 protocol incorporating imperfections such as unequal intensity settings.

DOI
10.1103/48xf-my6t

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We present a finite-size security proof for generic quantum key distribution protocols against independent and identically distributed collective attacks and extend it to coherent attacks using the postselection technique. This work introduces two significant improvements over previous results. First, we achieve tighter finite-size key rates by employing refined concentration inequalities in the acceptance testing phase. Second, we improve second-order correction terms in the key rate expression, by reducing them to scale with the number of sifted rounds rather than the total number of protocol rounds. We apply these advancements to compute finite-size key rates for a qubit and decoy-state BB84 protocol, accommodating arbitrary protocol parameters. Finally, we extend our finite-size security proof to coherent attacks and variable-length protocols and present our results for the decoy-state 4-6 protocol incorporating imperfections such as unequal intensity settings.
We develop a flexible and robust framework for finite-size security proofs of quantum key distribution (QKD) protocols under coherent attacks, applicable to both fixed- and variable-length protocols. Our approach achieves high finite-size key rates across a broad class of protocols while imposing minimal requirements. In particular, it eliminates the need for restrictive conditions such as limited repetition rates or the implementation of virtual tomography procedures. To achieve this goal, we introduce new numerical techniques for the evaluation of sandwiched conditional Rényi entropies. In doing so, we also find an alternative formulation of the "QKD cone" studied in previous work. We illustrate the versatility of our framework by applying it to several practically relevant protocols, including decoy-state protocols. Furthermore, we extend the analysis to accommodate realistic device imperfections, such as independent intensity and phase imperfections. Overall, our framework provides both greater scope of applicability and better key rates than existing techniques, especially for small block sizes, hence offering a scalable path toward secure quantum communication under realistic conditions
The postselection technique is an important proof technique for proving the security of quantum key distribution protocols against coherent attacks via the uplift of any security proof against independent identically distributed collective attacks. In this work, we go through multiple steps to rigorously apply the postselection technique to optical quantum key distribution protocols. First, we place the postselection technique on a rigorous mathematical foundation by fixing a technical flaw in the original postselection paper. Second, we extend the applicability of the postselection technique to prepare-and-measure protocols by using a de Finetti reduction with a fixed marginal. Third, we show how the postselection technique can be used for decoy-state protocols by tagging the source. Finally, we extend the applicability of the postselection technique to realistic optical setups by developing a new variant of the flag-state squasher. We also improve existing de Finetti reductions, which reduce the effect of using the postselection technique on the key rate. These improvements can be more generally applied to other quantum information processing tasks. As an example to demonstrate the applicability of our work, we apply our results to the time-bin-encoded three-state protocol. We observe that the postselection technique performs better than all other known proof techniques against coherent attacks. Published by the American Physical Society 2024
Practical quantum key distribution (QKD) modulators inevitably introduce correlations, causing the state emitted in a given round to depend on the setting choices made in previous rounds. These correlations break the round-by-round independence structure on which many widely used security proof techniques rely, leaving a significant gap between available theoretical guarantees and the reality of practical implementations. In this work, we develop a fully analytical finite-key security proof for decoy-state BB84 against general coherent attacks that rigorously incorporates correlations introduced by Alice's bit-and-basis encoder, while requiring only partial characterization of such correlations. Crucially, it does so without requiring the round partitioning of the data used for phase-error estimation introduced in previous works, showing that this technique is not indispensable for dealing with correlated encoders, and resulting in improved finite-key performance. Moreover, we also analyze the case of ideal single-photon sources, and our results reveal a counterintuitive effect: in the presence of strong encoding correlations, decoy-state BB84 can outperform single-photon implementations.
This thesis is concerned with rigorous security analyses of practical Quantum Key Distribution (QKD) protocols, using a variety of modern proof techniques. The main results are as follows. First, we establish a security proof for variable-length QKD protocols against IID collective attacks, and extend this result to coherent attacks using the postselection technique. In doing so, we resolve a long-standing flaw in the application of the postselection technique to QKD, thereby placing it on a rigorous mathematical footing. Second, we develop a method to bound phase error rates in entropic uncertainty relation-based and phase error rate-based proofs, using only the observed statistics of the protocol, even when detectors are imperfect and only approximately characterized. This removes a key assumption of identical detector behaviour and enables these techniques to be applied in realistic settings. Third, we present a very general security analysis based on the marginal-constrained entropy accumulation theorem. The resulting framework can be readily adapted to practical imperfections and side channels, and is suitable for certification efforts. Finally, we show that the security of QKD protocols under realistic authentication assumptions can be reduced to the standard idealized setting, where authentication is assumed to behave honestly, with only minor protocol modifications. A distinctive feature of this thesis is its unified presentation of several major QKD security proof frameworks using consistent protocol descriptions and notation. Consequently, this thesis is intended not only as a collection of new technical results, but also as a useful reference for understanding rigorous security analysis in quantum key distribution.
In recent years, quantum key distribution (QKD) has evolved from a scientific research field to a commercially available security solution, supported by mathematically formulated security proofs. However, since the knowledge required for a full understanding of a security proof is scattered across numerous publications, it has proven difficult to gain a comprehensive understanding of all steps involved in the process and their limitations without considerable effort and attention to detail. Our paper aims to address this issue by providing a rigorous and comprehensive security proof for the finite-size 1-decoy and 2-decoy BB84 protocols against coherent attacks within Renner's entropic uncertainty relation framework. We resolve important technical flaws found in previous works regarding the fixed-length treatment of protocols and the careful handling of acceptance testing. To this end, we provide various technical arguments, including an analysis accounting for the important distinction of the 1-decoy protocol where statistics are computed after error correction, along with a slight improvement of the secure-key length. We also explicitly clarify the aspect of conditioning on events, addressing a technical detail often overlooked and essential for rigorous proofs. We extensively consolidate and unify concepts from many works, thoroughly discussing the underlying assumptions and resolving technical inconsistencies. Therefore, our contribution represents a significant advancement towards a broader and deeper understanding of QKD security proofs.
Discrete-modulated (DM) continuous-variable quantum key distribution (CV-QKD) protocols are promising candidates for commercial implementations of quantum communication networks due to their experimental simplicity.While tight security analyses in the asymptotic limit exist, proofs in the finitesize regime are still subject to active research.We present a composable finite-size security proof against independently and identically distributed collective attacks for a general DM CV-QKD protocol.We introduce a new energy testing theorem to bound the effective dimension of Bob's system and rigorously prove security within Renner's -security framework and address the issue of acceptance sets in protocols and their security proof.We want to highlight that our method also allows for nonunique acceptance statistics, which is necessary in practise.Finally, we extend and apply a numerical security proof technique to calculate tight lower bounds on the secure key rate.To demonstrate our method, we apply it to a quadrature phase-shift keying protocol for both untrusted, ideal and trusted, nonideal detectors.The results show that our security proof method yields secure finite-size key rates under experimentally viable conditions up to at least 72 km transmission distance.