Abstract. We revisit the convergence analysis of two approximation hierarchies for polynomial optimization on the unit sphere. The first one is based on the moment-sos approach and gives semidefinite bounds for which Fang and Fawzi (2021) showed an analysis in [Formula: see text] for the [Formula: see text]th level bound, using the polynomial kernel method. The second hierarchy was recently proposed by Lovitz and Johnston (2023) and gives spectral bounds for which they show a convergence rate in [Formula: see text], using a quantum de Finetti theorem of Christandl et al. (2007) that applies to complex Hermitian matrices with a “double” symmetry. We investigate links between these approaches, in particular, via duality of moments and sums of squares. Our main results include showing that the spectral bounds cannot have a convergence rate better than [Formula: see text] and that they do not enjoy generic finite convergence. In addition, we propose alternative performance analyses that involve explicit constants depending on intrinsic parameters of the optimization problem. For this we develop a novel “banded” real de Finetti theorem that applies to real matrices with “double” symmetry. We also show how to use the polynomial kernel method to obtain a de Finetti type result in [Formula: see text] for real maximally symmetric matrices, improving an earlier result in [Formula: see text] of Doherty and Wehner (2012).
Abstract. We revisit the convergence analysis of two approximation hierarchies for polynomial optimization on the unit sphere. The first one is based on the moment-sos approach and gives semidefinite bounds for which Fang and Fawzi (2021) showed an analysis in [Formula: see text] for the [Formula: see text]th level bound, using the polynomial kernel method. The second hierarchy was recently proposed by Lovitz and Johnston (2023) and gives spectral bounds for which they show a convergence rate in [Formula: see text], using a quantum de Finetti theorem of Christandl et al. (2007) that applies to complex Hermitian matrices with a “double” symmetry. We investigate links between these approaches, in particular, via duality of moments and sums of squares. Our main results include showing that the spectral bounds cannot have a convergence rate better than [Formula: see text] and that they do not enjoy generic finite convergence. In addition, we propose alternative performance analyses that involve explicit constants depending on intrinsic parameters of the optimization problem. For this we develop a novel “banded” real de Finetti theorem that applies to real matrices with “double” symmetry. We also show how to use the polynomial kernel method to obtain a de Finetti type result in [Formula: see text] for real maximally symmetric matrices, improving an earlier result in [Formula: see text] of Doherty and Wehner (2012).
We develop an argmax principle for analyzing sum-of-squares relaxations of optimization problems over the unit sphere. Given a feasible pseudo-expectation, we form a polynomial of high-order pseudo-moments, such as Φk(u)=E⟨x,u⟩2k. Our guiding principle is that its maximizers are rounding candidates: their local and global optimality conditions reveal the reweighed pseudo-expectation inequalities governing SoS convergence. This viewpoint unifies several problems previously analyzed by rather different techniques.
We obtain three results. First, for Best Separable State, we give a degree-O(n/ε) SoS analysis for approximating hsep(P) in the perfect-completeness regime, improving and simplifying Barak, Kothari and Steurer (STOC'17). The dependence is essentially tight for inverse-linear gap under the Exponential-Time Hypothesis, matching hardness from QMA(2) protocols. Second, for the matrix 2→4 norm, degree-O(n/ε) SoS gives a multiplicative (1+ε) approximation. Barak et al. (STOC'12) previously gave a comparable-time constant-gap decision algorithm; our result gives a multiplicative guarantee and extends to a family of p→q norms with even q. Finally, for degree-d polynomial optimization, we recover the convergence theorem of Bhattiprolu et al. (FOCS'17) with a shorter, more direct proof: degree-k SoS gives approximation ratio Od((n/k)d/2−1).
The paper introduces no new relaxation. Instead, the high-moment argmax gives a common way to read an SoS solution, unifying previously separate convergence analyses and yielding sharper bounds or simpler proofs.
Abstract We consider the problem of maximizing a homogeneous polynomial on the unit sphere and its hierarchy of sum-of-squares relaxations. Exploiting the polynomial kernel technique, we obtain a quadratic improvement of the known convergence rate by Reznick and Doherty and Wehner. Specifically, we show that the rate of convergence is no worse than O(d2/ℓ2) O ( d 2 / ℓ 2 ) in the regime ℓ=Ω(d) ℓ = Ω ( d ) where ℓ ℓ is the level of the hierarchy and d the dimension, solving a problem left open in the recent paper by de Klerk and Laurent ( arXiv:1904.08828 ). Importantly, our analysis also works for matrix-valued polynomials on the sphere which has applications in quantum information for the Best Separable State problem. By exploiting the duality relation between sums of squares and the Doherty–Parrilo–Spedalieri hierarchy in quantum information theory, we show that our result generalizes to nonquadratic polynomials the convergence rates of Navascués, Owari and Plenio.
De Finetti theorems convert permutation symmetry into approximate mixtures of product states and thereby justify a wide range of reductions in classical and quantum statistics. In this work we study de Finetti hierarchies in which the feasible states are additionally constrained to be fixed points of quantum channels, a condition that subsumes invariance under arbitrary compact symmetry groups. Combining the mean-ergodic theorem with the structure theory of conditional expectations, we prove a tight bound on the entanglement-assisted classical capacity of the dual of a conditional expectation, block-wise distortion bounds for informationally complete measurements adapted to fixed point algebras, and an exact type-based refinement of the chain rule for permutation-invariant states. From these tools we derive several de Finetti theorems: a double-sided extension theorem with O(logn/n) convergence, an interpolation theorem whose dimension dependence is governed solely by the block structure of the fixed point algebras and which recovers the dimension-independent classical behavior for maximal tori, and a Bose-symmetric variant. Exploiting Schur-Weyl duality and Gelfand-Tsetlin bases, we further show that the rounding scheme producing certifiably good separable inner approximations for (constrained) separability problems can be implemented in time polynomial in 1/ε for fixed local dimensions, complementing the known efficient outer hierarchies. Applications to bilinear optimization under symmetries and to approximate quantum error correction are discussed.
We prove optimal finite quantum de Finetti upper bounds. Given a bosonic state ρN∈D(SymN(Cd)), there is a probability measure ν on the unit sphere such that ρN(2)−∫∣u⟩⟨u∣⊗2dν(u)1≤N−1d−1. By purification, the bosonic theorem also gives the optimal O(d/N) upper bound for arbitrary exchangeable states. These results settle the dimension dependence left open by Christandl, König, Mitchison, and Renner (CMP 2007). The proof casts de Finetti approximation as sum-of-squares rounding and applies the argmax method of Jeronimo, Wu, and Xu (manuscript 2026).
More generally, t-site marginals satisfy O(td/N) bosonic and O(td/N) permutation-invariant bounds. Our proof formulates de Finetti approximation as the integrality gap of a symmetric-extension semidefinite program and rounds an optimum by the argmax principle. The sharp bounds have several consequences. For every fixed ε∈(0,1), we construct a channel with input dimension D=exp(Oε(dlogd))=exp(o(d)) whose outputs are ε-close to separable states of local dimension d and whose image contains every such separable state, thereby refuting Watrous's disentangler conjecture. We also obtain deterministic exp(O(d/ε))-time algorithms for explicit Best Separable State without perfect completeness and for trace-distance separability testing.
Finally, spectral truncation gives the first dimension-free bosonic de Finetti theorem in Hilbert--Schmidt distance, with the optimal rate Θ(N−1/2) when the dimension may grow.
Abstract We give asymptotically converging semidefinite programming hierarchies of outer bounds on bilinear programs of the form Tr[H(D⊗E)] Tr [ H ( D ⊗ E ) ] , maximized with respect to semidefinite constraints on D and E. Applied to the problem of approximate error correction in quantum information theory, this gives hierarchies of efficiently computable outer bounds on the success probability of approximate quantum error correction codes in any dimension. The first level of our hierarchies corresponds to a previously studied relaxation (Leung and Matthews in IEEE Trans Inf Theory 61(8):4486, 2015) and positive partial transpose constraints can be added to give a sufficient criterion for the exact convergence at a given level of the hierarchy. To quantify the worst case convergence speed of our sum-of-squares hierarchies, we derive novel quantum de Finetti theorems that allow imposing linear constraints on the approximating state. In particular, we give finite de Finetti theorems for quantum channels, quantifying closeness to the convex hull of product channels as well as closeness to local operations and classical forward communication assisted channels. As a special case this constitutes a finite version of Fuchs-Schack-Scudo’s asymptotic de Finetti theorem for quantum channels. Finally, our proof methods answer a question of Brandão and Harrow (Proceedings of the forty-fourth annual ACM symposium on theory of computing, STOC’12, p 307, 2012) by improving the approximation factor of de Finetti theorems with no symmetry from O(dk/2) O ( d k / 2 ) to poly(d,k) poly ( d , k ) , where d denotes local dimension and k the number of copies.
The sum-of-squares hierarchy of semidefinite programs has become a common tool for algorithm design in theoretical computer science, including problems in quantum information. In this work we study a connection between a Hermitian version of the SoS hierarchy, related to the quantum de Finetti theorem, and geometric quantization of compact Kähler manifolds (such as complex projective space CPd, the set of all pure states in a (d+1)-dimensional Hilbert space). We show that previously known HSoS rounding algorithms can be recast as quantizing an objective function to obtain a finite-dimensional matrix, finding its top eigenvector, and then (possibly nonconstructively) rounding it by using a version of the Husimi quasiprobability distribution. Dually, we recover most known quantum de Finetti theorems by doing the same steps in the reverse order: a quantum state is first approximated by its Husimi distribution, and then quantized to obtain a separable state approximating the original one. In cases when there is a transitive group action on the manifold we give some new proofs of existing de Finetti theorems, as well as some applications including a new version of Renner's exponential de Finetti theorem proven using the Borel--Weil--Bott theorem, and hardness of approximation results and optimal degree-2 integrality gaps for the basic SDP relaxation of \textsc{Quantum Max-d-Cut} (for arbitrary d). We also describe how versions of these results can be proven when there is no transitive group action. In these cases we can deduce some error bounds for the HSoS hierarchy on complex projective varieties which are smooth.